Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 9, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant Stock. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 9.
Appears in 99 contracts
Sources: Securities Agreement (TherapeuticsMD, Inc.), Securities Agreement (TherapeuticsMD, Inc.), Securities Agreement (TherapeuticsMD, Inc.)
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned transferred before satisfaction of the conditions specified in this Section 98, which conditions are intended to ensure compliance with the provisions of the Securities Act and state securities laws with respect to the Transfer of any Warrant or any Warrant Stock. HolderThe holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 98.
Appears in 30 contracts
Sources: Preferred Stock Purchase Agreement (Capital Z Financial Services Fund Ii Lp), Warrant Agreement (Capital Z Financial Services Fund Ii Lp), Warrant Agreement (Aames Financial Corp/De)
Restrictions on Transferability. The Warrants This Warrant and the Warrant Restricted Stock shall not be transferred, hypothecated or assigned transferred before satisfaction of the conditions specified in this Section Article 9, which conditions are are, among other things, intended to ensure compliance with the provisions of the Securities Act and state securities laws with respect to the Transfer transfer of any this Warrant or any Warrant Restricted Stock. HolderThe holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section Article 9.
Appears in 8 contracts
Sources: Warrant Agreement (Iwerks Entertainment Inc), Warrant Agreement (Iwerks Entertainment Inc), Warrant Agreement (Iwerks Entertainment Inc)
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 9, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant Stock. The Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 9.
Appears in 8 contracts
Sources: Warrant Agreement (Essential Reality Inc), Warrant Agreement (Code Alarm Inc), Warrant Agreement (Pegasus Investors L P)
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned transferred before satisfaction of the conditions specified in this Section 9, which conditions are intended to ensure compliance with the provisions of the Securities Act and applicable state securities laws with respect to the Transfer transfer of any Warrant or any Warrant Stock. Each Warrant Holder, by acceptance of entering into this WarrantAgreement and accepting the Warrants, agrees to be bound by the provisions of this Section 9.
Appears in 6 contracts
Sources: Warrant Agreement (Deeptech International Inc), Warrant Agreement (Brigham Exploration Co), Warrant Agreement (Shell Capital Inc)
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 95.1 of the Securities Purchase Agreement, which conditions are intended intended, in part, to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant Stock. The Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 9.
Appears in 4 contracts
Sources: Common Stock Purchase Warrant (Thermoenergy Corp), Common Stock Purchase Warrant (Thermoenergy Corp), Common Stock Purchase Warrant (Thermoenergy Corp)
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned transferred before satisfaction of the conditions specified in this Section 9, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer transfer of any Warrant or any Warrant Stock. Each Holder, by acceptance of entering into this WarrantAgreement and accepting the Warrants, agrees to be bound by the provisions of this Section 9.
Appears in 4 contracts
Sources: Warrant Agreement (Deeptech International Inc), Warrant Agreement (Deeptech International Inc), Warrant Agreement (Collegis Inc)
Restrictions on Transferability. The Warrants and the Warrant Stock Shares shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 9, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant StockShares. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 9.
Appears in 3 contracts
Sources: Common Stock Purchase Warrant (Viisage Technology Inc), Common Stock Purchase Warrant (Viisage Technology Inc), Common Stock Purchase Warrant (Immune Response Inc)
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned before satisfaction of the conditions applicable conditions, if any, specified in this by Section 9, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant Stock11.
1. HolderAll Holders, by their acceptance of this a Warrant, agrees agree to be bound by the provisions of this Section 911.
Appears in 2 contracts
Sources: Warrant Agreement (Edison Brothers Stores Inc), Warrant Agreement (Edison Brothers Stores Inc)
Restrictions on Transferability. The Warrants and the Warrant Stock shall not may be transferred, hypothecated or assigned before assigned, as collateral or otherwise, upon satisfaction of the conditions specified in this Section 9, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant Stock. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 9.
Appears in 2 contracts
Sources: Warrant Agreement (Arv Assisted Living Inc), Warrant Agreement (Arv Assisted Living Inc)
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 9, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant Stock. Each Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 9.
Appears in 2 contracts
Sources: Warrant Agreement (General Electric Capital Corp), Securities Purchase Agreement (Krauses Furniture Inc)
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned before the Warrants have vested pursuant to the Vesting Schedule and before satisfaction of the conditions specified in this Section 9, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant Stock. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 9.
Appears in 2 contracts
Sources: Warrant Agreement (Sat-Net Communications,L.L.C.), Warrant Agreement (Siricomm Inc)
Restrictions on Transferability. The Neither the Warrants and nor the shares of Warrant Stock shall not may be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 98, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any shares of Warrant Stock. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 98.
Appears in 2 contracts
Sources: Warrant Agreement (North Atlantic Trading Co Inc), Warrant Agreement (North Atlantic Trading Co Inc)
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 9, which conditions are intended to ensure compliance with the 9 and in no case in violation of applicable provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant StockAct. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 9.
Appears in 1 contract
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 98, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant Stock. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 98.
Appears in 1 contract
Sources: Warrant Agreement (Airtech International Group Inc)
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified except in this Section 9, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant Stock. The Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 9.
Appears in 1 contract
Restrictions on Transferability. The Warrants and the Warrant Stock Shares shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 9, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant StockShare. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 9.
Appears in 1 contract
Sources: Warrant Agreement (Emcore Corp)
Restrictions on Transferability. The Warrants Warrant and the Warrant Stock shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section SECTION 9, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant Stock. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section SECTION 9.
Appears in 1 contract
Sources: Warrant Agreement (Dyntek Inc)
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 9, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant Stock. HolderHold▇▇, by ▇▇ acceptance of this Warrant, 22 agrees to be bound by the provisions of this Section 9.
Appears in 1 contract
Sources: Warrant Agreement (Bio Plexus Inc)
Restrictions on Transferability. 9.1 The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 9, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant Stock. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 9.
Appears in 1 contract
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 96, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant Stock. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 96.
Appears in 1 contract
Restrictions on Transferability. The Warrants Warrant shall not be assigned or transferred to any Person other than a Permitted Assignee, and the Warrant and the Warrant Stock shall not otherwise be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 9, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant Stock. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 9.
Appears in 1 contract
Sources: Warrant Agreement (Calton Inc)
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 97, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant Stock. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 97.
Appears in 1 contract
Sources: Warrant Agreement (Martha Stewart Living Omnimedia Inc)
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 97, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant Stock. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 97.
Appears in 1 contract
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 9, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any Warrant StockWarrant. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 9.
Appears in 1 contract
Restrictions on Transferability. The Warrants and No transfer or assignment of this Warrant or the Warrant Stock Shares shall not be transferred, hypothecated or assigned made before satisfaction of the conditions specified in this Section 9, which conditions are intended to ensure compliance with the provisions of the Securities Act with respect to the Transfer of any Warrant or any and the Warrant StockShares. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 9.
Appears in 1 contract
Restrictions on Transferability. The Warrants and the Warrant Stock shall not be transferred, hypothecated or assigned before satisfaction of the conditions specified in this Section 98, which conditions are intended to ensure compliance with the provisions of the Securities Act and state law, with respect to the Transfer of any Warrant or any Warrant Stock. Holder, by acceptance of this Warrant, agrees to be bound by the provisions of this Section 98.
Appears in 1 contract
Sources: Warrant Agreement (Specialty Equipment Companies Inc)