Rules of Fair Practice. If the Dealer is such a foreign dealer, bank or institution, the Dealer agrees not to offer or sell any Shares in the United States of America except through McKenna and in making sales of Shares outside the United States of Am▇▇▇▇▇ ▇he Dealer agrees to comply as though the Dealer were a member with such Interpretation and Sections 8, 24 and 36 of Article III of the NASD's Rules of Fair Practice and to comply with Section 25 of such Article III as it applies to nonmember brokers or dealers in a foreign country.
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Sources: Selected Dealer Agreement (Southwest Small Cap Equity Fund Inc), Selected Dealer Agreement (Southwest Small Cap Equity Fund Inc)