Rules of NASD, etc. Distributor will conform to the Rules of the National Association of Securities Dealers, Inc. and applicable securities laws of any jurisdiction in which it sells, directly or indirectly, any shares. Distributor also agrees to furnish to the Trust sufficient copies of any agreements or plans it intends to use in connection with any sales of shares in adequate time for the Trust to file and clear them with the proper authorities before they are put in use, and not to use them until so filed and cleared.
Appears in 2 contracts
Sources: Distribution Agreement (Cash Resource Trust /Ma/), Distribution Agreement (Mentor Institutional Trust)
Rules of NASD, etc. The Distributor will conform to the Rules of Fair Practice of the National Association of Securities Dealers, Inc. and applicable the sale of securities laws of any jurisdiction in which it sells, directly or indirectly, any shares. The Distributor also agrees to furnish to the Trust Fund sufficient copies of any agreements or plans it intends to use in connection with any sales of shares in adequate time for the Trust Fund to file and clear them with the proper authorities before they are put in use, and not to use them until so filed and cleared.
Appears in 1 contract
Sources: Distributor's Contract (Empire Builder Tax Free Bond Fund)