Section and Other Headings. The section and other headings contained in Agreement are for reference purposes only and shall not affect the meaning or interpretation of this Agreement. By Name: P▇▇▇▇▇ ▇▇▇▇▇ Title: Chief Executive Officer Please confirm that the foregoing correctly sets forth the agreement between the Company and the Investor by signing in the space provided below for that purpose. AGREED AND ACCEPTED: CITADEL EQUITY FUND LTD., in its capacity as described in the first paragraph hereof By Name: Title: Authorized Signatory Citadel Equity Fund Ltd 46,997,000 Exchanging Investor: ______________________________________________ Investor Address: Telephone: 3▇▇-▇▇▇-▇▇▇▇ Country of Residence: Taxpayer Identification Number: DTC Participant Number: 229 DTC Participant Name: Barclays Capital Inc DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire instructions: Bank Name: The Bank of New York Mellon Bank Routing #: 0▇▇▇▇▇▇▇▇ Account Number: 8901328197 Account Name Barclays Bank PLC Prime Broker FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 2▇▇▇▇▇▇▇ Broker Contact Name: R▇▇▇▇▇▇ ▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 2147 DTC Participant Name: BNP Paribas, New York Branch DTC Participant Phone Number: 3▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: BNP Paribas, NA Bank Routing #: 026 007 689 Account Number: 61661700177 Account Name BNP Paribas Prime Brokerage, Inc. FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 3▇▇▇▇▇▇▇▇▇ Broker Contact Name B▇▇▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 3▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 642 DTC Participant Name: UBS Securities LLC DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: UBS AG, STAMFORD Bank Routing #: 026 007 993 Account Number: 101-WA-797414-000 Account Name: UBS Securities LLC FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 7▇▇▇▇▇▇▇ Broker Contact Name: M▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 2072 DTC Participant Name: W▇▇▇▇ Fargo Bank, N.A. DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: W▇▇▇▇ Fargo Bank, N.A Bank Routing #: 1▇▇▇▇▇▇▇▇ Account Number: 4087268249 Account Name: W▇▇▇▇ Fargo Bank, N.A. FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 2RU00069 Broker Contact Name: D▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇
Appears in 1 contract
Sources: Exchange Agreement (HCI Group, Inc.)
Section and Other Headings. The section and other headings contained in Agreement are for reference purposes only and shall not affect the meaning or interpretation of this Agreement. Very truly yours, APELLIS PHARMACEUTICALS, INC. By Name: P▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Title: Chief Executive Financial Officer Please confirm that the foregoing correctly sets forth the agreement between the Company and the Investor by signing in the space provided below for that purpose. AGREED AND ACCEPTED: CITADEL EQUITY FUND LTD.[_____________], in its capacity as described in the first paragraph hereof By Name: Title: Authorized Signatory Citadel Equity Fund Ltd 46,997,000 Exchanging Investor: ______________________________________________ Investor Address: Telephone: 3▇▇-▇▇▇-▇▇▇▇ Country of Residence: Taxpayer Identification Number: DTC Participant NumberAccount for Notes: 229 DTC Participant Name: Barclays Capital Inc DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire instructions: Bank Name: The Bank of New York Mellon Bank Routing #: 0▇▇▇▇▇▇▇▇ Account Number: 8901328197 Account Name Barclays Bank PLC Prime Broker FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 2▇▇▇▇▇▇▇ Broker Contact Name: R▇▇▇▇▇▇ ▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 2147 DTC Participant Name: BNP Paribas, New York Branch DTC Participant Phone Number: 3▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication for Shares (if necessary FFC Account #: N/A Account # at Bank/Broker: N/A different from Notes): DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire InstructionsExchanging Investor Address: Bank NameTelephone: BNP Paribas, NA Bank Routing #Country of Residence: 026 007 689 Account Taxpayer Identification Number: 61661700177 Account Name BNP Paribas Prime BrokerageThese are the Exchange Procedures for the settlement of the exchange of 3.500% Convertible Senior Notes due 2026, Inc. FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 3CUSIP ▇▇▇▇▇▇▇▇▇ Broker Contact Name B(the “Exchanged Notes”) of, a Delaware corporation (the “Company”), for the Shares to be issued as Exchange Consideration (as defined in and pursuant to the Agreement between you and the Company), which is expected to occur on or about August 4, 2022. To ensure timely settlement for the Exchange Consideration, please follow the instructions as set forth below. These instructions supersede any prior instructions you received. Your failure to comply with these instructions may delay your receipt of the Exchange Consideration. If you have any questions, please contact ▇▇▇ ▇▇▇ of ▇. ▇▇▇▇ Broker Contact Phone: 3Capital Advisors LLC at ▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 642 DTC Participant Name: UBS Securities LLC DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: UBS AG, STAMFORD Bank Routing #: 026 007 993 Account Number: 101-WA-797414-000 Account Name: UBS Securities LLC FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 7▇▇▇▇▇▇▇ Broker Contact Name: M▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 2072 DTC Participant Name: W▇▇▇▇ Fargo Bank, N.A. DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: W▇▇▇▇ Fargo Bank, N.A Bank Routing #: 1▇▇▇▇▇▇▇▇ Account Number: 4087268249 Account Name: W▇▇▇▇ Fargo Bank, N.A. FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 2RU00069 Broker Contact Name: D▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇. You must direct the eligible DTC participant through which you hold a beneficial interest in the Exchanged Notes on August 4, 2022, no later than 9:00 a.m., New York City time, to perform a free delivery through DTC for the aggregate principal amount of Exchanged Notes set forth on Exhibit A of the Agreement to be exchanged for Shares. You must direct the eligible DTC participant on August 4, 2022, no later than 9:00 a.m., New York City time, to perform a free delivery through DTC for the aggregate principal amount of Exchanged Notes set forth on Exhibit A of the Agreement to be exchanged for Shares. American Stock Transfer & Trust Company is the Transfer Agent and Registrar for the Common Stock.
Appears in 1 contract
Section and Other Headings. The section and other headings contained in Agreement are for reference purposes only and shall not affect the meaning or interpretation of this Agreement. Very truly yours, APELLIS PHARMACEUTICALS, INC. By Name: P▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Title: Chief Executive Financial Officer Please confirm that the foregoing correctly sets forth the agreement between the Company and the Investor by signing in the space provided below for that purpose. AGREED AND ACCEPTED: CITADEL EQUITY FUND LTD.[_____________], in its capacity as described in the first paragraph hereof By Name: Title: Authorized Signatory Citadel Equity Fund Ltd 46,997,000 Exchanging Investor: ______________________________________________ Investor Address: Telephone: 3▇▇-▇▇▇-▇▇▇▇ Country of Residence: Taxpayer Identification Number: DTC Participant NumberAccount for Notes: 229 DTC Participant Name: Barclays Capital Inc DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire instructions: Bank Name: The Bank of New York Mellon Bank Routing #: 0▇▇▇▇▇▇▇▇ Account Number: 8901328197 Account Name Barclays Bank PLC Prime Broker FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 2▇▇▇▇▇▇▇ Broker Contact Name: R▇▇▇▇▇▇ ▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 2147 DTC Participant Name: BNP Paribas, New York Branch DTC Participant Phone Number: 3▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication for Shares (if necessary FFC Account #: N/A Account # at Bank/Broker: N/A different from Notes): DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire InstructionsExchanging Investor Address: Bank NameTelephone: BNP Paribas, NA Bank Routing #Country of Residence: 026 007 689 Account Taxpayer Identification Number: 61661700177 Account Name BNP Paribas Prime BrokerageThese are the Exchange Procedures for the settlement of the exchange of 3.500% Convertible Senior Notes due 2026, Inc. FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 3CUSIP ▇▇▇▇▇▇▇▇▇ Broker Contact Name B(the “Exchanged Notes”) of, a Delaware corporation (the “Company”), for the Shares to be issued as Exchange Consideration (as defined in and pursuant to the Agreement between you and the Company), which is expected to occur on or about August 1, 2022. To ensure timely settlement for the Exchange Consideration, please follow the instructions as set forth below. These instructions supersede any prior instructions you received. Your failure to comply with these instructions may delay your receipt of the Exchange Consideration. If you have any questions, please contact ▇▇▇ ▇▇▇ of ▇. ▇▇▇▇ Broker Contact Phone: 3Capital Advisors LLC at ▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 642 DTC Participant Name: UBS Securities LLC DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: UBS AG, STAMFORD Bank Routing #: 026 007 993 Account Number: 101-WA-797414-000 Account Name: UBS Securities LLC FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 7▇▇▇▇▇▇▇ Broker Contact Name: M▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 2072 DTC Participant Name: W▇▇▇▇ Fargo Bank, N.A. DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: W▇▇▇▇ Fargo Bank, N.A Bank Routing #: 1▇▇▇▇▇▇▇▇ Account Number: 4087268249 Account Name: W▇▇▇▇ Fargo Bank, N.A. FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 2RU00069 Broker Contact Name: D▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇. You must direct the eligible DTC participant through which you hold a beneficial interest in the Exchanged Notes on August 1, 2022, no later than 9:00 a.m., New York City time, to perform a free delivery through DTC for the aggregate principal amount of Exchanged Notes set forth on Exhibit A of the Agreement to be exchanged for Shares.
Appears in 1 contract
Section and Other Headings. The section and other headings contained in Agreement are for reference purposes only and shall not affect the meaning or interpretation of this Agreement. Very truly yours, APELLIS PHARMACEUTICALS, INC. By Name: P▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Title: Chief Executive Financial Officer Please confirm that the foregoing correctly sets forth the agreement between the Company and the Investor by signing in the space provided below for that purpose. AGREED AND ACCEPTED: CITADEL EQUITY FUND LTD.[ ], in its capacity as described in the first paragraph hereof By Name: Title: Authorized Signatory Citadel Equity Fund Ltd 46,997,000 Exchanging Investor: ______________________________________________ Investor Address: Telephone: 3▇▇-▇▇▇-▇▇▇▇ Country of Residence: Taxpayer Identification Number: DTC Participant NumberAccount for Notes: 229 DTC Participant Name: Barclays Capital Inc DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire instructions: Bank Name: The Bank of New York Mellon Bank Routing #: 0▇▇▇▇▇▇▇▇ Account Number: 8901328197 Account Name Barclays Bank PLC Prime Broker FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 2▇▇▇▇▇▇▇ Broker Contact Name: R▇▇▇▇▇▇ ▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 2147 DTC Participant Name: BNP Paribas, New York Branch DTC Participant Phone Number: 3▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication for Shares (if necessary FFC Account #: N/A Account # at Bank/Broker: N/A different from Notes): DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire InstructionsExchanging Investor Address: Bank NameTelephone: BNP Paribas, NA Bank Routing #Country of Residence: 026 007 689 Account Taxpayer Identification Number: 61661700177 Account Name BNP Paribas Prime BrokerageThese are the Exchange Procedures for the settlement of the exchange of 3.500% Convertible Senior Notes due 2026, Inc. FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 3CUSIP ▇▇▇▇▇▇▇▇▇ Broker Contact Name B(the “Exchanged Notes”) of, a Delaware corporation (the “Company”), for the Shares to be issued as Exchange Consideration (as defined in and pursuant to the Agreement between you and the Company), which is expected to occur on or about July 23, 2021. To ensure timely settlement for the Exchange Consideration, please follow the instructions as set forth below. These instructions supersede any prior instructions you received. Your failure to comply with these instructions may delay your receipt of the Exchange Consideration. If you have any questions, please contact ▇▇▇ ▇▇▇ of ▇. ▇▇▇▇ Broker Contact Phone: 3Capital Advisors LLC at ▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 642 DTC Participant Name: UBS Securities LLC DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: UBS AG, STAMFORD Bank Routing #: 026 007 993 Account Number: 101-WA-797414-000 Account Name: UBS Securities LLC FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 7▇▇▇▇▇▇▇ Broker Contact Name: M▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 2072 DTC Participant Name: W▇▇▇▇ Fargo Bank, N.A. DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: W▇▇▇▇ Fargo Bank, N.A Bank Routing #: 1▇▇▇▇▇▇▇▇ Account Number: 4087268249 Account Name: W▇▇▇▇ Fargo Bank, N.A. FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 2RU00069 Broker Contact Name: D▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇. You must direct the eligible DTC participant through which you hold a beneficial interest in the Exchanged Notes on July 23, 2021, no later than 9:00 a.m., New York City time, to perform a free delivery through DTC for the aggregate principal amount of Exchanged Notes set forth on Exhibit A of the Agreement to be exchanged for Shares. You must direct the eligible DTC participant on July 23, 2021, no later than 9:00 a.m., New York City time, to perform a free delivery through DTC for the aggregate principal amount of Exchanged Notes set forth on Exhibit A of the Agreement to be exchanged for Shares. American Stock Transfer & Trust Company is the Transfer Agent and Registrar for the Common Stock.
Appears in 1 contract
Section and Other Headings. The section and other headings contained in Agreement are for reference purposes only and shall not affect the meaning or interpretation of this Agreement. Very truly yours,LIGHTNING EMOTORS, INC. By Name: P/s/ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Name: ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Title: Chief Executive Financial Officer Please confirm that the foregoing correctly sets forth the agreement between the Company and the Investor by signing in the space provided below for that purpose. AGREED AND ACCEPTED: CITADEL EQUITY FUND LTD.[_____________], in its capacity as described in the first paragraph hereof By Name: Title: Authorized Signatory Citadel Equity Fund Ltd 46,997,000 Exchanging Investor: ______________________________________________ Investor Address: Telephone: 3▇▇-▇▇▇-▇▇▇▇ Country of Residence: Taxpayer Identification Number: DTC Participant NumberAccount for Notes: 229 DTC Participant Name: Barclays Capital Inc DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire instructions: Bank Name: The Bank of New York Mellon Bank Routing #: 0▇▇▇▇▇▇▇▇ Account Number: 8901328197 Account Name Barclays Bank PLC Prime Broker FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 2▇▇▇▇▇▇▇ Broker Contact Name: R▇▇▇▇▇▇ ▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 2147 DTC Participant Name: BNP Paribas, New York Branch DTC Participant Phone Number: 3▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication for Shares (if necessary FFC Account #: N/A Account # at Bank/Broker: N/A different from Notes): DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire InstructionsExchanging Investor Address: Bank NameTelephone: BNP Paribas, NA Bank Routing #Country of Residence: 026 007 689 Account Taxpayer Identification Number: 61661700177 Account Name BNP Paribas Prime BrokerageThese are the Exchange Procedures for the settlement of the exchange of 7.50% Convertible Senior Notes due 2024, Inc. FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 3CUSIP 53228R AA3 (the “Exchanged Notes”) of Lightning eMotors, Inc., a Delaware corporation (the “Company”), for the Shares and cash to be issued as Exchange Consideration (as defined in and pursuant to the Exchange Agreement between you and the Company), which is expected to occur on or about March 15, 2023. To ensure timely settlement for the Exchange Consideration, please follow the instructions as set forth below. These instructions supersede any prior instructions you received. Your failure to comply with these instructions may delay your receipt of the Exchange Consideration. If you have any questions, please contact ▇▇▇▇▇ ▇▇▇ of ▇▇▇▇▇▇▇▇▇▇▇ Broker Contact Name B& Co. LLC at ▇▇▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 3▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 642 DTC Participant Name: UBS Securities LLC DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: UBS AG, STAMFORD Bank Routing #: 026 007 993 Account Number: 101-WA-797414-000 Account Name: UBS Securities LLC FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 7▇▇▇▇▇▇▇ Broker Contact Name: M▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 2072 DTC Participant Name: W▇▇▇▇ Fargo Bank, N.A. DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: W▇▇▇▇ Fargo Bank, N.A Bank Routing #: 1▇▇▇▇▇▇▇▇ Account Number: 4087268249 Account Name: W▇▇▇▇ Fargo Bank, N.A. FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 2RU00069 Broker Contact Name: D▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇. You must direct the eligible DTC participant through which you hold a beneficial interest in the Exchanged Notes on March 15, 2023, no later than 9:00 a.m., New York City time, to perform a free delivery through DTC for the aggregate principal amount of Exchanged Notes set forth on Exhibit A of the Agreement to be exchanged for Shares. You must direct the eligible DTC participant on March 15, 2023, no later than 9:00 a.m., New York City time, to perform a free delivery through DTC for the aggregate principal amount of Exchanged Notes set forth on Exhibit A of the Agreement to be exchanged for Shares. You must also deliver to ▇▇▇▇▇▇▇▇▇▇▇ the necessary tax form(s) and your wiring instructions for payment of accrued and unpaid interest. Continental Stock Transfer & Trust Company is the Transfer Agent and Registrar for the Common Stock.
Appears in 1 contract
Section and Other Headings. The section and other headings contained in Agreement are for reference purposes only and shall not affect the meaning or interpretation of this Agreement. Very truly yours, SENSEONICS HOLDINGS, INC. By Name: P▇▇▇▇▇ ▇▇▇▇▇ Name:Title: Chief Executive Officer Please confirm that the foregoing correctly sets forth the agreement between the Company and the Investor by signing in the space provided below for that purpose. AGREED AND ACCEPTED: CITADEL EQUITY FUND LTD., in its capacity as described in the first paragraph hereof By Name: Title: Authorized Signatory Citadel Equity Fund Ltd 46,997,000 Exchanging Investor: [______________________________________________ ], in its capacity as described in the first paragraph hereofBy Name: Title: Exchanging Investor: Investor Address: Telephone: 3▇▇-▇▇▇-▇▇▇▇ Telephone: Country of Residence: Taxpayer Identification Number: DTC Participant Number Account for Notes: 229 DTC Participant Name: Barclays Capital Inc DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone NumberNumber : DTC Participant Contact Email: FFC Account #Email : Account # at Bank/Broker: Wire instructions: Bank Name: The Bank of New York Mellon Bank Routing #: 0▇▇▇▇▇▇▇▇ Account Number: 8901328197 Account Name Barclays Bank PLC Prime Broker FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 2▇▇▇▇▇▇▇ Broker Contact Name: R▇▇▇▇▇▇ ▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 2147 DTC Participant Name: BNP Paribas, New York Branch DTC Participant Phone Number: 3▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication for Shares (if necessary FFC Account #: N/A Account # at Bank/Broker: N/A different from Notes): DTC Participant Number: DTC Participant Name: DTC Participant Phone NumberNumber : DTC Participant Contact Email: FFC Account #Email : Account # at Bank/Broker: Wire Instructionsinstructions for Cash Payment: Bank Name: BNP Paribas, NA Name: Bank Address: ABA Routing #: 026 007 689 Number: Account Number: 61661700177 Name: Account Name BNP Paribas Prime Brokerage, Inc. Number: Contact Person: FFC Account Name: Citadel Equity Fund Ltd Name FFC Account Number: 3▇▇▇▇▇▇▇▇▇ Broker Contact Name B▇▇▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 3▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 642 DTC Participant Name: UBS Securities LLC DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: UBS AGBroker: These are the Exchange Procedures for the settlement of the exchange of 5.25% Convertible Senior Notes due 2025, STAMFORD Bank Routing #: 026 007 993 Account Number: 101-WA-797414-000 Account Name: UBS Securities LLC FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 7CUSIP 81727U AB1 (the “Exchanged Notes”) of Senseonics Holdings, Inc., a Delaware corporation (the “Company”), for the Shares to be issued as Exchange Consideration (as defined in and pursuant to the Agreement between you and the Company), which is expected to occur on or about August 14, 2023 and on September 5, 2023. To ensure timely settlement for the Exchange Consideration, please follow the instructions as set forth below. These instructions supersede any prior instructions you received. Your failure to comply with these instructions may delay your receipt of the Exchange Consideration. If you have any questions, please contact ▇▇▇▇▇▇▇ Broker Contact Name: M▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 2072 DTC Participant Name: W▇▇▇▇ Fargo Bank, N.A. DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: W▇▇▇▇ Fargo Bank, N.A Bank Routing #: 1▇of ▇▇▇▇▇▇▇ Account Number: 4087268249 Account Name: W▇▇▇▇ Fargo Bank, N.A. FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 2RU00069 Broker Contact Name: D▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 2& Co. LLC at ▇▇▇-▇▇▇-▇▇▇▇. You must direct the eligible DTC participant through which you hold a beneficial interest in the Notes on the applicable Closing Date, no later than 9:00 a.m., New York City time, to post a withdrawal request through DTC for the aggregate principal amount of Exchanged Notes set forth on Exhibit A of the Agreement to be exchanged for Shares on such Closing Date. It is important that this instruction be submitted and the one-sided DWAC withdrawal (not a deliver vs. payment or free delivery) is posted on such Closing Date no later than 9:00 a.m., New York City time. ● To receive the Shares: You must direct the eligible DTC participant on the applicable Closing Date, no later than 9:00 a.m., New York City time, to post a deposit request through DTC via DWAC for the aggregate number of Initial Shares or Final Settlement Shares, as applicable, deliverable on such Closing Date in respect of the Exchanged Notes. It is important that this instruction be submitted and the applicable DWAC posted on such Closing Date no later than 9:00 a.m., New York City time. ● To receive the Cash Payment: You must provide valid wire instructions to the Company. Computershare Trust Company, N.A. is the Transfer Agent and Registrar for the Shares.
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Section and Other Headings. The section and other headings contained in Agreement are for reference purposes only and shall not affect the meaning or interpretation of this Agreement. Very truly yours, SAREPTA THERAPEUTICS, INC. By Name: P▇▇▇▇▇ ▇▇▇▇▇▇▇ Title: Executive Vice President, Chief Executive Financial Officer Please confirm that the foregoing correctly sets forth the agreement between the Company and the Investor by signing in the space provided below for that purpose. AGREED AND ACCEPTED: CITADEL EQUITY FUND LTD.[_____________], in its capacity as described in the first paragraph hereof By Name: Title: Authorized Signatory Citadel Equity Fund Ltd 46,997,000 Exchanging Investor: ______________________________________________ Investor Address: Telephone: 3▇▇-▇▇▇-▇▇▇▇ Country of Residence: Taxpayer Identification Number: DTC Participant NumberAccount for Notes: 229 DTC Participant Name: Barclays Capital Inc DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire instructions: Bank Name: The Bank of New York Mellon Bank Routing #: 0▇▇▇▇▇▇▇▇ Account Number: 8901328197 Account Name Barclays Bank PLC Prime Broker FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 2▇▇▇▇▇▇▇ Broker Contact Name: R▇▇▇▇▇▇ ▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 2147 DTC Participant Name: BNP Paribas, New York Branch DTC Participant Phone Number: 3▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication for Shares (if necessary FFC Account #: N/A Account # at Bank/Broker: N/A different from Notes): DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire InstructionsExchanging Investor Address: Bank NameTelephone: BNP Paribas, NA Bank Routing #Country of Residence: 026 007 689 Account Taxpayer Identification Number: 61661700177 Account Name BNP Paribas Prime BrokerageThese are the Exchange Procedures for the settlement of the exchange of 1.50% Convertible Senior Notes due 2024, Inc. FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 3CUSIP 803607 AB6 (the “Exchanged Notes”) of, a Delaware corporation (the “Company”), for the Shares to be issued as Exchange Consideration (as defined in and pursuant to the Agreement between you and the Company), which is expected to occur on or about March 7, 2023. To ensure timely settlement for the Exchange Consideration, please follow the instructions as set forth below. These instructions supersede any prior instructions you received. Your failure to comply with these instructions may delay your receipt of the Exchange Consideration. If you have any questions, please contact [***] of ▇▇▇▇▇▇▇▇▇ Broker Contact Name B▇▇▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 3▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 642 DTC Participant Name: UBS Securities LLC DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: UBS AG, STAMFORD Bank Routing #: 026 007 993 Account Number: 101-WA-797414-000 Account Name: UBS Securities LLC FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 7▇▇▇▇▇▇▇ Broker Contact Name: M▇▇▇▇▇▇ ▇▇▇▇▇ & Co. LLC at [***] or [***] of ▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-. ▇▇▇▇ Capital Advisors LLC at [***]. You must post, on March 7, 2023, no later than 9:00 a.m., New York City time, a withdrawal request for the Exchange Notes through the DTC Participant Number: 2072 via DWAC. It is important that this instruction be submitted and the DWAC posted on the Closing Date. You must direct your eligible DTC Participant Name: W▇▇▇▇ Fargo Bankparticipant through which you wish to hold a beneficial interest in the Shares to be issued upon exchange to post on March 7, 2023, no later than 9:00 a.m., New York City time, a one-sided deposit instruction through DTC via DWAC for the Shares deliverable in respect of the Exchanged Notes. It is important that this instruction be submitted and the DWAC posted on the Closing Date. Computershare Trust Company, N.A. DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: W▇▇▇▇ Fargo Bank, N.A Bank Routing #: 1▇▇▇▇▇▇▇▇ Account Number: 4087268249 Account Name: W▇▇▇▇ Fargo Bank, N.A. FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 2RU00069 Broker Contact Name: D▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇is the Transfer Agent and Registrar for the Common Stock.
Appears in 1 contract
Section and Other Headings. The section and other headings contained in Agreement are for reference purposes only and shall not affect the meaning or interpretation of this Agreement. By NameVery truly yours,LIGHTNING EMOTORS, INC. By: P/s/ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Name: ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Title: Chief Executive Financial Officer Please confirm that the foregoing correctly sets forth the agreement between the Company and the Investor by signing in the space provided below for that purpose. AGREED AND ACCEPTED: CITADEL EQUITY FUND LTD.[_____________], in its capacity as described in the first paragraph hereof By Name: Title: Authorized Signatory Citadel Equity Fund Ltd 46,997,000 Exchanging Investor: ______________________________________________ Investor Address: Telephone: 3▇▇-▇▇▇-▇▇▇▇ Country of Residence: Taxpayer Identification Number: DTC Participant NumberAccount for Notes: 229 DTC Participant Name: Barclays Capital Inc DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire instructions: Bank Name: The Bank of New York Mellon Bank Routing #: 0▇▇▇▇▇▇▇▇ Account Number: 8901328197 Account Name Barclays Bank PLC Prime Broker FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 2▇▇▇▇▇▇▇ Broker Contact Name: R▇▇▇▇▇▇ ▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 2147 DTC Participant Name: BNP Paribas, New York Branch DTC Participant Phone Number: 3▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication for Shares (if necessary FFC Account #: N/A Account # at Bank/Broker: N/A different from Notes): DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire InstructionsExchanging Investor Address: Bank NameTelephone: BNP Paribas, NA Bank Routing #Country of Residence: 026 007 689 Account Taxpayer Identification Number: 61661700177 Account Name BNP Paribas Prime BrokerageThese are the Exchange Procedures for the settlement of the exchange of 7.50% Convertible Senior Notes due 2024, Inc. FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 3CUSIP 53228R AA3 (the “Exchanged Notes”) of Lightning eMotors, Inc., a Delaware corporation (the “Company”), for the Shares to be issued as Exchange Consideration (as defined in and pursuant to the Exchange Agreement between you and the Company), which is expected to occur on or about November 21, 2022. To ensure timely settlement for the Exchange Consideration, please follow the instructions as set forth below. These instructions supersede any prior instructions you received. Your failure to comply with these instructions may delay your receipt of the Exchange Consideration. If you have any questions, please contact ▇▇▇▇▇ ▇▇▇ of ▇▇▇▇▇▇▇▇▇▇▇ Broker Contact Name B& Co. LLC at ▇▇▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 3▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 642 DTC Participant Name: UBS Securities LLC DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: UBS AG, STAMFORD Bank Routing #: 026 007 993 Account Number: 101-WA-797414-000 Account Name: UBS Securities LLC FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 7▇▇▇▇▇▇▇ Broker Contact Name: M▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Number: 2072 DTC Participant Name: W▇▇▇▇ Fargo Bank, N.A. DTC Participant Phone Number: 2▇▇-▇▇▇-▇▇▇▇ DTC Participant Contact Email: N/A – Citadel can coordinate email communication if necessary FFC Account #: N/A Account # at Bank/Broker: N/A DTC Participant Number: DTC Participant Name: DTC Participant Phone Number: DTC Participant Contact Email: FFC Account #: Account # at Bank/Broker: Wire Instructions: Bank Name: W▇▇▇▇ Fargo Bank, N.A Bank Routing #: 1▇▇▇▇▇▇▇▇ Account Number: 4087268249 Account Name: W▇▇▇▇ Fargo Bank, N.A. FFC Account Name: Citadel Equity Fund Ltd FFC Account Number: 2RU00069 Broker Contact Name: D▇ ▇▇▇▇▇▇▇ Broker Contact Phone: 2▇▇-▇▇▇-▇▇▇▇. You must direct the eligible DTC participant through which you hold a beneficial interest in the Exchanged Notes on November 21, 2022, no later than 9:00 a.m., New York City time, to perform a free delivery through DTC for the aggregate principal amount of Exchanged Notes set forth on Exhibit A of the Agreement to be exchanged for Shares. You must direct the eligible DTC participant on November 21, 2022, no later than 9:00 a.m., New York City time, to perform a free delivery through DTC for the aggregate principal amount of Exchanged Notes set forth on Exhibit A of the Agreement to be exchanged for Shares. Continental Stock Transfer & Trust Company is the Transfer Agent and Registrar for the Common Stock.
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