Securities Marketing Services Clause Samples

The Securities Marketing Services clause defines the responsibilities and scope of services related to the promotion and distribution of securities. Typically, this clause outlines the specific marketing activities the service provider will undertake, such as preparing marketing materials, conducting presentations, or coordinating with potential investors. It may also specify compliance requirements with relevant securities laws and regulations. The core function of this clause is to clearly allocate duties and set expectations for how securities will be marketed, thereby reducing misunderstandings and ensuring regulatory compliance.
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Securities Marketing Services. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ uses various sales techniques including direct mail, advertising, community investor meetings, telephone solicitation, and if necessary, assembling a selling group of broker-dealers for a syndicated community offering. Our securities marketing services include: • The ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ registered representatives at the Center will seek to manage the sales function and, if applicable, will solicit orders from the prospects described above; • If applicable, assist management in developing a list of potential investors who are viewed as priority prospects; • Respond to investment-related and other questions regarding information in the Offering disclosure documents provided to potential investors; • If the sales plan calls for community meetings, participate in them; • Continually advise management on market conditions and the customers/community’s responsiveness to the Offering; • In case of a best-efforts syndicated community offering, manage the selling group. Alternatively, manage the underwriters participating in a “stand-by” firm commitment underwritten public offering. In either case, we will prepare broker “fact sheets” and arrange “road shows” for the purpose of generating interest in the stock and informing the brokerage community of the particulars of the Offering; and • Coordinate efforts to maximize after-market support and Company sponsorship.
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Securities Marketing Services. RBCO uses various sales techniques including direct mail, advertising, community investor meetings, telephone solicitation, and if necessary, selling group formation. The sales approach is tailored to fit your specific situation. Our techniques are designed to attract a stockholder base comprised largely of community oriented individuals loyal to the Institution. Our specific actions include: ▇▇.▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ New Haven Savings Bank • Assign licensed registered representatives from our staff to work at the Center to solicit orders on behalf of the Institution from eligible prospects who have been targeted as likely and desirable stockholders; • Assist management in developing a list of potential investors who are viewed as priority prospects; • Respond to inquiries concerning the Offering and investment opportunities; • Organize, coordinate and participate in community informational meetings. These meetings are intended to both relieve customer anxiety and attract potential investors. The meetings generate widespread publicity for the Offering while providing local exposure of the Institution and promoting favorable stockholder relations; • Supervise and conduct a telemarketing campaign to identify prospects from among the Institution’s customer base; • Continually advise management on market conditions and the community’s responsiveness to the Offering; and • If appropriate assemble a selling group of selected local broker-dealers to assist in selling stock during the offering. In so doing, prepare broker “fact sheets” and arrange “road shows” for the purpose of stimulating local interest in the stock and informing the brokerage community of the particulars of the Offering.
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Securities Marketing Services. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ uses various sales techniques including direct mail, advertising, community investor meetings, telephone solicitation, and if necessary, assembling a selling group of broker-dealers for a syndicated community offering.. Our securities marketing services include: - Recommend a group of investors for the Bank to meet with as potential Identified Investors: - Negotiate investment terms with potential Identified Investors; - The ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ registered representatives at the Center will seek to manage the sales function and, if applicable, will solicit orders from the prospects described above; - Respond to investment-related and other questions regarding information in the Offering disclosure documents provided to potential investors; - If the sales plan calls for community meetings, participate in them; - Continually advise management on market conditions and the customers/community’s responsiveness to the Offering; - In case of a best-efforts syndicated community offering, manage the selling group. We will prepare broker “fact sheets” and arrange “road shows” for the purpose of generating interest in the stock and informing the brokerage community of the particulars of the Offering; and - Coordinate efforts to maximize after-market support and Company sponsorship.
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Securities Marketing Services. ▇▇▇▇ ▇▇▇▇ uses various sales techniques including direct mail, advertising, community investor meetings, telephone solicitation, and if necessary, selling group formation. The sales approach is tailored to fit your specific situation. Our techniques are designed to attract a stockholder base comprised largely of community-oriented individuals loyal to the Company. Our specific actions include: . Assign licensed registered representatives from our staff to work at the Center to solicit orders on behalf of the Company from eligible prospects who have been targeted as likely and desirable stockholders; . Assist management in developing a list of potential investors who are viewed as priority prospects; . Respond to inquiries concerning the Offering and investment opportunities; . Organize, coordinate and participate in community informational meetings. These meetings are intended to both relieve customer anxiety and attract potential investors. The meetings generate widespread publicity for the Offering while providing local exposure of the Company and promoting favorable stockholder relations; . Supervise and conduct a telemarketing campaign to identify prospects from among the Company's customer base; . Continually advise management on market conditions and the community's responsiveness to the Offering; . If appropriate and at the request of the Company, arrange a syndicated community Offering involving a selling group of selected broker-dealers acting on a "best efforts" basis to assist in selling stock during the Offering. In so doing, prepare broker "fact sheets" and arrange "road shows" for the purpose of stimulating interest in the stock and informing the brokerage community of the particulars of the Offering. Alternatively, if so directed by the Company and the MHC, ▇▇▇▇ ▇▇▇▇ will lead manage a "stand-by" firm commitment underwriting including other underwriters designated by the Company and the MHC; . Coordinate efforts to maximize after-market support and Company sponsorship.
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Securities Marketing Services. S▇▇▇▇▇ ▇▇▇▇▇▇▇▇ uses various sales techniques including direct mail, advertising, community investor meetings, telephone solicitation, and if necessary, assembling a selling group of broker-dealers for a syndicated community offering. Our securities marketing services include: - The S▇▇▇▇▇ ▇▇▇▇▇▇▇▇ registered representatives at the Center will seek to manage the sales function and, if applicable, will solicit orders from the prospects described above; - If applicable, assisting management in developing a list of potential investors who are viewed as priority prospects; - Responding to investment-related and other questions regarding information in the Offering disclosure documents provided to potential investors; - If the sales plan calls for community meetings, participating in them; M▇. ▇▇▇▇ ▇. Brouillard SI Bancorp, MHC SI Financial Group, Inc. Savings Institute Bank and Trust Company - Continually advising management on market conditions and the customers/ community’s responsiveness to the Offering; - In case of a best-efforts syndicated community offering, managing the selling group. We will prepare broker “fact sheets” and arrange “road shows” for the purpose of generating interest in the stock and informing the brokerage community of the particulars of the Offering; and - Coordinating efforts to maximize after-market support and Company sponsorship.
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Securities Marketing Services. The Agent will provide the following marketing services:
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Related to Securities Marketing Services

  • Marketing Services The Manager shall provide advice and assistance in the marketing of the Vessels, including the identification of potential customers, identification of Vessels available for charter opportunities and preparation of bids.

  • Online Services Microsoft warrants that each Online Service will perform in accordance with the applicable SLA during Customer’s use. Customer’s remedies for breach of this warranty are described in the SLA.

  • Joint Marketing ‌ The parties will consult about undertaking joint marketing of the Customer’s Services and the Network.

  • Beta Services From time to time, We may invite You to try Beta Services at no charge. You may accept or decline any such trial in Your sole discretion. Beta Services will be clearly designated as beta, pilot, limited release, developer preview, non-production, evaluation or by a description of similar import. Beta Services are for evaluation purposes and not for production use, are not considered “Services” under this Agreement, are not supported, and may be subject to additional terms. Unless otherwise stated, any Beta Services trial period will expire upon the earlier of one year from the trial start date or the date that a version of the Beta Services becomes generally available. We may discontinue Beta Services at any time in Our sole discretion and may never make them generally available. We will have no liability for any harm or damage arising out of or in connection with a Beta Service.

  • DIRECT MARKETING Prior to the introduction of any new product or service which Competitive Supplier may wish to make available to Participating Consumers or other Eligible Consumers located within the Town, Competitive Supplier agrees to (i) give the Town written notice of such new product or service and (ii) subject to the entry into reasonable confidentiality terms to the extent permitted by law and mutually acceptable to the Parties, discuss with the Town the possible inclusion of such new product or service in this aggregation program. The Parties agree to negotiate in good faith the terms, conditions, and prices for such products and services which the Parties agree should be included in a Town aggregation program. Competitive Supplier also agrees not to engage in any direct marketing to any Participating Consumer that relies upon Competitive Supplier’s unique knowledge of, or access to, Participating Consumers gained as a result of this ESA. For the purposes of this provision, “direct marketing” shall include any telephone call, mailing, electronic mail, or other contact between the Competitive Supplier and the Consumer. Broad-based programs of the Competitive Supplier that do not rely on unique knowledge or access gained through this ESA will not constitute such “direct marketing.”