Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard.
Appears in 31 contracts
Sources: Private Placement Agreement (Nutrafuels Inc), Placement Agent Agreement (Epicept Corp), Placement Agreement (Edap TMS Sa)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard.
Appears in 5 contracts
Sources: Placement Agent Agreement (Novelos Therapeutics, Inc.), Placement Agent Agreement (Aeolus Pharmaceuticals, Inc.), Placement Agent Agreement (Lumera Corp)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇R▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard.
Appears in 4 contracts
Sources: Placement Agent Agreement (Northwest Biotherapeutics Inc), Placement Agent Agreement (Northwest Biotherapeutics Inc), Placement Agent Agreement (Ardent Mines LTD)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇▇▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard.
Appears in 3 contracts
Sources: Placement Agent Agreement (Oxigene Inc), Placement Agent Agreement (Oxigene Inc), Placement Agent Agreement (Oxigene Inc)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard.
Appears in 3 contracts
Sources: Placement Agent Agreement (Arrowhead Research Corp), Placement Agent Agreement (Arrowhead Research Corp), Placement Agent Agreement (Arrowhead Research Corp)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇ ▇▇▇▇▇▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard.
Appears in 2 contracts
Sources: Placement Agent Agreement (Edap TMS Sa), Placement Agent Agreement (Edap TMS Sa)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“"blue sky”") laws. ▇▇▇▇▇▇ Empire agrees to cooperate with counsel to the Company in that regard.
Appears in 2 contracts
Sources: Placement Agent Agreement (ZBB Energy Corp), Placement Agent Agreement (Consortium Service Management Group Inc)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including including, if applicable to the Offering, Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard. ▇▇▇▇▇▇ shall comply in all material respects with applicable United States laws in connection with the Offering.
Appears in 2 contracts
Sources: Placement Agent Agreement (Rexahn Pharmaceuticals, Inc.), Placement Agent Agreement (Rexahn Pharmaceuticals, Inc.)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇R▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard.
Appears in 2 contracts
Sources: Placement Agent Agreement (Global Employment Holdings, Inc.), Placement Agent Agreement (Epicept Corp)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard. ▇▇▇▇▇▇ shall be responsible for complying with all laws applicable to it, including being registered as a broker-dealer in each applicable jurisdiction in connection with performing its services under this Agreement.
Appears in 1 contract
Sources: Placement Agent Agreement (Nutracea)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇ ▇▇▇▇▇▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇▇▇ ▇▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Sources: Placement Agent Agreement (Fresh Healthy Vending International, Inc.)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “"Securities Act”"), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“"blue sky”") laws. ▇▇▇▇▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Sources: Financial Advisory Agreement (Cardio Diagnostics Holdings, Inc.)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue skyBlue Sky”) laws. ▇▇▇▇▇▇ A.G.P. agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇D▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇▇▇ ThinkEquity agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Sources: Advisory Agreement (IIOT-OXYS, Inc.)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended 1933 (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇R▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇▇▇ ThinkEquity agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Sources: Private Placement Agreement (Bitmine Immersion Technologies, Inc.)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇D▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Sources: Placement Agent Agreement (Elephant Talk Communications Corp)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard.. G.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇ ▇▇▇▇▇▇ Financial agrees to cooperate with counsel to the Company in that regard.”
Appears in 1 contract
Sources: Letter Agreement (Mac Filmworks Inc)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇▇▇ Each Placement Agent agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard. ▇▇▇▇▇▇ shall comply in all material respects with applicable United States laws in connection with the Offering.
Appears in 1 contract
Sources: Placement Agent Agreement (Rexahn Pharmaceuticals, Inc.)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇▇▇▇▇▇ agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Sources: Placement Agent Agreement (Fuel Performance Solutions, Inc.)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), ) and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇▇▇ agrees to use reasonable best efforts to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and under the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. ▇▇▇▇▇▇ The Placement Agent agrees to cooperate with counsel to the Company in that regardregard and to not take any action in consistent with the Securities Act, including the Security Act, or blue sky laws.
Appears in 1 contract
Sources: Placement Agent Agreement (RINO International CORP)