SECURITYHOLDERS’ LISTS AND REPORTS BY THE COMPANY Sample Clauses
The 'Securityholders’ Lists and Reports by the Company' clause requires the company to maintain and provide up-to-date records of its securityholders, as well as to generate and distribute periodic reports regarding their holdings. Typically, this involves keeping an accurate register of shareholders or bondholders and making this information available to relevant parties, such as regulators or securityholders themselves, upon request or at specified intervals. The core function of this clause is to ensure transparency and accountability in the management of ownership records, thereby facilitating communication, regulatory compliance, and the protection of securityholder rights.
SECURITYHOLDERS’ LISTS AND REPORTS BY THE COMPANY. AND THE TRUSTEE 15 Section 5.01 Company to Furnish Trustee Names and Addresses of Securityholders 15 Section 5.02 Preservation Of Information; Communications With Securityholders 15 Section 5.03 Reports by the Company 15 Section 5.04 Reports by the Trustee 16 ARTICLE 6 REMEDIES OF THE TRUSTEE AND SECURITYHOLDERS ON EVENT OF DEFAULT 16 Section 6.01 Events of Default 16 Section 6.02 Collection of Indebtedness and Suits for Enforcement by Trustee 17 Section 6.03 Application of Moneys Collected 18 Section 6.04 Limitation on Suits 19 Section 6.05 Rights and Remedies Cumulative; Delay or Omission Not Waiver 19 Section 6.06 Control by Securityholders 20 Section 6.07 Undertaking to Pay Costs 20 ARTICLE 7 CONCERNING THE TRUSTEE 20 Section 7.01 Certain Duties and Responsibilities of Trustee 20 Section 7.02 Certain Rights of Trustee 21 Section 7.03 Trustee Not Responsible for Recitals or Issuance or Securities 22 Section 7.04 May Hold Securities 22 Section 7.05 Moneys Held in Trust 23 Section 7.06 Compensation and Reimbursement 23 Section 7.07 Reliance on Officer’s Certificate or Opinion of Counsel 23 Section 7.08 Disqualification; Conflicting Interests 23 Section 7.09 Corporate Trustee Required; Eligibility 24 Section 7.10 Resignation and Removal; Appointment of Successor 24 Section 7.11 Acceptance of Appointment By Successor 25 Section 7.12 Merger, Conversion, Consolidation or Succession to Business 26 Section 7.13 Preferential Collection of Claims Against the Company 26 Section 7.14 Notice of Default 26 ARTICLE 8 CONCERNING THE SECURITYHOLDERS 26 Section 8.01 Evidence of Action by Securityholders 26 Section 8.02 Proof of Execution by Securityholders 27 Section 8.03 Who May be Deemed Owners 27 Section 8.04 Certain Securities Owned by Company Disregarded 27 Section 8.05 Actions Binding on Future Securityholders 27 ARTICLE 9 SUPPLEMENTAL INDENTURES 28 Section 9.01 Supplemental Indentures Without the Consent of Securityholders 28 Section 9.02 Supplemental Indentures With Consent of Securityholders 29 Section 9.03 Effect of Supplemental Indentures 29 Section 9.04 Securities Affected by Supplemental Indentures 29 Section 9.05 Execution of Supplemental Indentures 29 ARTICLE 10 SUCCESSOR ENTITY 30 Section 10.01 Company May Consolidate, Etc 30 Section 10.02 Successor Entity Substituted 30 ARTICLE 11 SATISFACTION AND DISCHARGE 31 Section 11.01 Satisfaction and Discharge of Indenture 31 Section 11.02 Discharge of Obligations 31 Section 11.03 Deposited Moneys to be Held in Tr...
SECURITYHOLDERS’ LISTS AND REPORTS BY THE COMPANY. AND THE TRUSTEE 17 Section 5.01 Company to Furnish Trustee Names and Addresses of Securityholders 17 Section 5.02 Preservation Of Information; Communications With Securityholders 17 Section 5.03 Reports by the Company 18 Section 5.04 Reports by the Trustee 18
SECURITYHOLDERS’ LISTS AND REPORTS BY THE COMPANY. AND THE TRUSTEE 15 Section 5.01 Company to Furnish Trustee Names and Addresses of Securityholders 15
SECURITYHOLDERS’ LISTS AND REPORTS BY THE COMPANY. AND THE TRUSTEE 13 Section 5.01 Company to Furnish Trustee Names and Addresses of Securityholders 13 Section 5.02 Preservation Of Information; Communications With Securityholders 13 Section 5.03 Reports by the Company 13 Section 5.04 Reports by the Trustee 14 ARTICLE 6 REMEDIES OF THE TRUSTEE AND SECURITYHOLDERS ON EVENT OF DEFAULT 14 Section 6.01 Events of Default 14 Section 6.02 Collection of Indebtedness and Suits for Enforcement by Trustee 15 Section 6.03 Application of Moneys Collected 16 Section 6.04 Limitation on Suits 16
SECURITYHOLDERS’ LISTS AND REPORTS BY THE COMPANY. AND THE TRUSTEE SECTION 5.01 Company to Furnish Trustee Names and Addresses of Securityholders...................23 SECTION 5.02 Preservation Of Information; Communications With Securityholders....................23 SECTION 5.03 Reports by the Company..............................................................24 SECTION 5.04 Reports by the Trustee..............................................................24
SECURITYHOLDERS’ LISTS AND REPORTS BY THE COMPANY. AND THE TRUSTEE 6.1
SECURITYHOLDERS’ LISTS AND REPORTS BY THE COMPANY. AND THE TRUSTEE 20 Section 5.01 Company to Furnish Trustee Names and Addresses of Bondholders. 20 Section 5.02 Preservation of Information; Communications With Bondholders. 20 Section 5.03 Reports by the Company. 20
SECURITYHOLDERS’ LISTS AND REPORTS BY THE COMPANY. AND THE TRUSTEE 19 Section 6.1 Securityholders’ Lists 19 Section 6.2 Preservation of Information; Communications with Securityholders 19 Section 6.3 Reports by the Company 20
SECURITYHOLDERS’ LISTS AND REPORTS BY THE COMPANY. AND THE TRUSTEE 17 Section 5.1 Company to Furnish Trustee Names and Addresses of Securityholders 17 Section 5.2 Preservation Of Information; Communications With Securityholders 17 Section 5.3 Reports by the Company 18 Section 5.4 Reports by the Trustee 18 ARTICLE VI REMEDIES OF THE TRUSTEE AND SECURITYHOLDERS ON EVENT OF DEFAULT 18 Section 6.1 Events of Default 18 Section 6.2 Collection of Indebtedness and Suits for Enforcement by Trustee 20 Section 6.3 Application of Moneys Collected 21 Section 6.4 Limitation on Suits 21 Section 6.5 Rights and Remedies Cumulative; Delay or Omission Not Waiver 21 Section 6.6 Control by Securityholders 22 Section 6.7 Undertaking to Pay Costs 22
SECURITYHOLDERS’ LISTS AND REPORTS BY THE COMPANY. AND THE TRUSTEE
5.1 Company to Furnish Trustee Information as to the Names and Addresses of Securityholders. The Company covenants and agrees that it will furnish or cause to be furnished to the Trustee, semiannually not more than 5 days after each record date for payment of interest, and at such other times as the Trustee may request in writing within 30 days after receipt by the Company of any such request, a list in such form as the Trustee may reasonably require containing all information in the possession or control of the Company, or any Paying Agent or any registrar of the Securities of each series, other than the Trustee, as to the names and addresses of the holders of Securities of such series obtained (in the case of each list other than the first list) since the date as of which the next previous list was furnished; provided, however, that if the Trustee shall be the registrar of the Securities of such series, no such list need be furnished; and provided further that the Company shall not be obligated to provide such a list of Securityholders at any time the list of Securityholders does not differ from the most recent list of Securityholders given to the Trustee by the Company. Any such list may be dated as of a date not more than fifteen days prior to the time such information is furnished or caused to be furnished, and need not include information received after such date.