Common use of SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE Clause in Contracts

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Section 4.02. Preservation and Disclosure of Securityholders Lists.........

Appears in 3 contracts

Sources: Junior Subordinated Indenture (Morgan Stanley Capital Trust VIII), Junior Subordinated Indenture (Morgan Stanley Capital Trust VIII), Junior Subordinated Indenture (Morgan Stanley Capital Trust VIII)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 19 Section 4.02. 4.2 Preservation and Disclosure of Securityholders Lists.........Information; Communications to Holders 19 Section 4.3 Reports by the Trustee 19 Section 4.4 [Reserved] 19 Section 4.5 [Reserved] 19

Appears in 3 contracts

Sources: Senior Indenture (Axis Capital Holdings LTD), Senior Indenture (AXIS Specialty Finance LLC), Subordinated Indenture (AXIS Specialty Finance LLC)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.014.1. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 19 Section 4.024.2. Preservation and Disclosure of Securityholders Lists.........Information; Communications to Holders 19 Section 4.3. Reports by the Trustee 19

Appears in 3 contracts

Sources: Junior Subordinated Indenture (Axis Capital Holdings LTD), Junior Subordinated Indenture (AXIS Specialty Finance LLC), Subordinated Indenture (AXIS Specialty Finance LLC)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. 16 Section 4.01. 4.01 Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 16 Section 4.02. 4.02 Reports by the Issuer 16 Section 4.03 Reports by the Trustee 17 Section 4.04 Preservation and Disclosure of Information; Communication with Securityholders Lists.........17

Appears in 2 contracts

Sources: Indenture (LSB Industries Inc), Indenture (LSB Industries Inc)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 24 Section 4.02. Preservation and Disclosure of Securityholders Lists.........Lists 24 Section 4.03. Reports by the Issuer 24 Section 4.04. Reports by the Trustee 25

Appears in 2 contracts

Sources: Eligible Liabilities Senior Indenture (Deutsche Bank Aktiengesellschaft), Eligible Liabilities Senior Indenture (Deutsche Bank Aktiengesellschaft)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Section 4.02. Securityholders 24 SECTION 4.2 Preservation and Disclosure of Securityholders Lists.........Securityholders' Lists 25 SECTION 4.3 Reports by the Issuer 25 SECTION 4.4 Reports by the Trustee 25

Appears in 2 contracts

Sources: Subordinated Indenture (McMoran Exploration Co /De/), Subordinated Indenture (Freeport McMoran Copper & Gold Inc)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01SECTION 4.1. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Section 4.02Securityholders 21 SECTION 4.2. Preservation and Disclosure of Securityholders Lists.........Information; Communications to Holders 22 SECTION 4.3. Reports by the Trustee 22

Appears in 2 contracts

Sources: Senior Indenture (Enstar Finance LLC), Senior Indenture (Enstar Finance LLC)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Section 4.02. Securityholders 24 SECTION 4.2 Preservation and Disclosure of Securityholders Lists.........Securityholders' Lists 24 SECTION 4.3 Reports by the Issuer 24 SECTION 4.4 Reports by the Trustee 25

Appears in 2 contracts

Sources: Senior Indenture (Freeport McMoran Copper & Gold Inc), Senior Indenture (McMoran Exploration Co /De/)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Section 4.02. Securityholders SECTION 4.2 Preservation and Disclosure of Securityholders Lists.........Lists SECTION 4.3 Reports by the Issuer SECTION 4.4 Reports by the Trustee

Appears in 1 contract

Sources: Senior Subordinated Indenture (Triton Energy LTD)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. SECTION 4.1 Issuer to To Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Section 4.02. Securityholders SECTION 4.2 Preservation and Disclosure of Securityholders Lists.........Securityholders' Lists SECTION 4.3 Reports by the Issuer SECTION 4.4 [Reserved]

Appears in 1 contract

Sources: Indenture (Value Partners LTD /Tx/)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. 16 Section 4.01. 4.01 Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 16 Section 4.02. Preservation and Disclosure of Securityholders Lists.........4.02 Reports by the Issuer 16 Section 4.03 Reports by the Trustee 17

Appears in 1 contract

Sources: Indenture (Allied Air Enterprises Inc.)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 29 Section 4.02. 4.2 Preservation and Disclosure of Securityholders Lists.........Lists 30 Section 4.3 Reports by the Issuer 31 Section 4.4 Reports by the Trustee 31

Appears in 1 contract

Sources: Indenture (Air Products & Chemicals Inc /De/)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 20 Section 4.02. Preservation and Disclosure of Securityholders Lists.........Lists 20 Section 4.03. Reports by the Issuer 20 Section 4.04. Reports by the Trustee 21 REMEDIES OF THE TRUSTEE AND SECURITYHOLDERS ON EVENT OF DEFAULT OR DEFAULT

Appears in 1 contract

Sources: Eligible Liabilities Senior Indenture (Deutsche Bank Aktiengesellschaft)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Section 4.02. Securityholders 4.2 Preservation and Disclosure of Securityholders Lists.........Lists 4.3 Reports by the Issuer 4.4 Reports by the Trustee

Appears in 1 contract

Sources: Senior Indenture (Freeport McMoran Resource Partners Limited Partnership)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Section 4.02. Preservation and Disclosure of Securityholders Lists.........31 SECTION 4.2 Reports by the Trustee 31 SECTION 4.3 Reports by the Issuer 31

Appears in 1 contract

Sources: Debt Indenture (Transcanada Pipelines LTD)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.014.1. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 19 Section 4.024.2. Preservation and Disclosure of Securityholders Lists.........Information; Communications to Holders 19 Section 4.3. Reports by the Trustee 19 Section 4.4. Payment of Additional Amounts 20 Section 4.5. Redemption for Tax Purposes 21

Appears in 1 contract

Sources: Subordinated Indenture (AXIS Specialty Finance LLC)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 22 Section 4.02. 4.2 Preservation and Disclosure of Securityholders Lists.........Information; Communications to Holders 22 Section 4.3 Reports by the Trustee 22 Section 4.4 Payment of Additional Amounts 22 Section 4.5 Redemption for Tax Purposes 24

Appears in 1 contract

Sources: Junior Subordinated Indenture (AXIS Specialty Finance LLC)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01SECTION 4.1. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Section 4.02Securityholders 22 SECTION 4.2. Preservation and Disclosure of Securityholders Lists.........Information; Communications to Holders 22 SECTION 4.3. Reports by the Trustee 23

Appears in 1 contract

Sources: Junior Subordinated Indenture (Enstar Finance LLC)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 21 Section 4.02. 4.2 Preservation and Disclosure of Securityholders Lists.........Information; Communications to Holders 22 Section 4.3 Reports by the Trustee 22 Section 4.4 Payment of Additional Amounts 22 Section 4.5 Redemption for Tax Purposes 23

Appears in 1 contract

Sources: Subordinated Indenture (AXIS Specialty Finance LLC)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Section 4.02. Securityholders 22 SECTION 4.2 Preservation and Disclosure of Securityholders Lists.........Securityholders' Lists 23 SECTION 4.3 Reports by the Issuer 23 SECTION 4.4 Reports by the Trustee 23

Appears in 1 contract

Sources: Senior Indenture (Freeport McMoran Copper & Gold Inc)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. 25 Section 4.01. 4.1 Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 25 Section 4.02. 4.2 Preservation and Disclosure of Securityholders Lists.........Lists 26

Appears in 1 contract

Sources: Indenture (CMS Energy Corp)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 29 Section 4.02. Preservation and Disclosure of Securityholders Lists.........Lists 29 Section 4.03. Reports by the Issuer 29 Section 4.04. Reports by the Trustee 30

Appears in 1 contract

Sources: Junior Subordinated Indenture (Morgan Stanley Capital Trust XI)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.014.1. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 19 Section 4.024.2. Preservation and Disclosure of Securityholders Lists.........Information; Communications to Holders 19 Section 4.3. Reports by the Trustee 20 Section 4.4. Payment of Additional Amounts 20 Section 4.5. Redemption for Tax Purposes 21

Appears in 1 contract

Sources: Junior Subordinated Indenture (AXIS Specialty Finance LLC)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. 16 SECTION 4.1 Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Section 4.02. Preservation and Disclosure of Securityholders Lists............16 SECTION 4.2

Appears in 1 contract

Sources: Senior Debt Indenture (Kaufman & Broad Home Corp)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 25 Section 4.02. 5.02 Preservation and Disclosure of Information; Communications with Securityholders Lists.........25 Section 5.03 Reports by the Trustee 26 Section 5.04 Provision of Financial Information 26

Appears in 1 contract

Sources: Indenture (Lepercq Corporate Income Fund L P)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Section 4.02Securityholders 27 SECTION 4.2. Preservation and Disclosure of Securityholders Lists.........Reports by the Trustee 27 SECTION 4.3. Reports by the Issuer 27

Appears in 1 contract

Sources: Subordinated Debt Indenture (Transcanada Pipelines LTD)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer and Guarantor to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 24 Section 4.02. Preservation and Disclosure of Securityholders Lists.......... 25 Section 4.03. Reports by the Issuer and the Guarantor 25 Section 4.04. Reports By The Trustee 26

Appears in 1 contract

Sources: Indenture (Abn Amro Bank Nv)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 27 Section 4.02. Preservation and Disclosure of Securityholders Lists.........Lists 27 Section 4.03. Reports by the Issuer 28 Section 4.04. Reports by the Trustee 28

Appears in 1 contract

Sources: Junior Subordinated Indenture (Morgan Stanley Capital Trust XI)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Securityholders 25 Section 4.02. Preservation and Disclosure of Securityholders Lists.........[THIS SECTION INTENTIONALLY LEFT BLANK] 25 Section 4.03. Reports by the Issuer 25 Section 4.04. Reports by the Trustee 25

Appears in 1 contract

Sources: Subordinated Indenture (E Trade Financial Corp)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01SECTION 4.1. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Section 4.02Securityholders 22 SECTION 4.2. Preservation and Disclosure of Securityholders Lists.........Information; Communications to Holders 22 SECTION 4.3. Reports by the Trustee 22

Appears in 1 contract

Sources: Subordinated Indenture (Enstar Finance LLC)

SECURITYHOLDERS LISTS AND REPORTS BY THE ISSUER AND THE TRUSTEE. Section 4.01. Issuer to Furnish Trustee Information as to Names and Addresses of Securityholders...................................28 Section 4.02Securityholders 22 SECTION 4.2. Preservation and Disclosure of Securityholders Lists.........Information; Communications to Holders 22 SECTION 4.3. Reports by the Trustee 22

Appears in 1 contract

Sources: Subordinated Indenture (Enstar Finance LLC)