Services and Duties of USBGFS. USBGFS shall provide the following administration services to the Fund: A. General Fund Management: (1) Act as liaison among Fund service providers. (2) Supply: a. Office facilities (which may be in USBGFS’, or an affiliate’s, or Fund’s own offices, as requested by the Fund). b. Non-investment-related statistical and research data as requested. (3) Coordinate the Fund’s board of trustees’ (the “Board of Trustees” or the “Trustees”) communications, such as: a. Prepare meeting agendas and resolutions, with the assistance of Fund counsel. b. Prepare reports for the Board of Trustees based on financial and administrative data. c. Assist with the selection of the independent auditor. d. Secure and monitor fidelity bond and director and officer liability coverage, and make the necessary Securities and Exchange Commission (the “SEC”) filings relating thereto. e. Prepare minutes of meetings of the Board of Trustees and Fund shareholders. f. Recommend dividend declarations to the Board of Trustees and prepare and distribute to appropriate parties notices announcing declaration of dividends and other distributions to shareholders. g. Attend Board of Trustees meetings and present materials for Trustees’ review at such meetings. h. Coordinate process for the production and distribution of materials for each Board of Trustees meeting, including but not limited to collecting materials from various contributors and assembling them in an electronic board book and paper board books, as requested.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (KKR Credit Opportunities Portfolio)
Services and Duties of USBGFS. USBGFS shall provide the following administration services to the Company with respect to each Fund:
A. General Fund Management:
(1) Act as liaison among Fund service providers.
(2) Supply:
a. Office facilities (which may be in USBGFS’, or an affiliate’s, or Fund’s own offices, as requested by the Fund).
b. Non-investment-related statistical and research data as requested.
(3) Coordinate the FundCompany’s board of trustees’ trustees (the “Board of TrusteesDirectors” or the “TrusteesDirectors”) communications, such as:
a. Prepare meeting agendas and resolutions, with the assistance of Fund counsel.
b. Prepare reports for the Board of Trustees Directors based on financial and administrative data.
c. Assist with the selection of the independent auditor.
d. Secure If requested by the Company, secure and monitor fidelity bond and director and officer liability coverage, and make the necessary Securities and Exchange Commission (the “SEC”) filings relating thereto.
e. Prepare minutes of meetings of the Board of Trustees Directors and Fund shareholders.
f. Recommend dividend declarations to the Board of Trustees Directors and prepare and distribute to appropriate parties notices announcing declaration of dividends and other distributions to shareholders.
g. Attend Board of Trustees Directors meetings and present materials for Trusteesthe Directors’ review at such meetings.
h. Coordinate process for the production and distribution of materials for each Board of Trustees meeting, including but not limited to collecting materials from various contributors and assembling them in an electronic board book and paper board books, as requested.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Jacob Funds Inc.)
Services and Duties of USBGFS. USBGFS shall provide the following sub-administration services to the Trust with respect to each Fund:
A. General Fund Management:
(1) Act as liaison among Fund service providers.
(2) Supply:
a. Office facilities (which may be in USBGFS’, or an affiliate’s, or Fund’s own offices, as requested by the Fund).
b. Non-investment-related statistical and research data as requested.
(3) Coordinate the FundTrust’s board of trustees’ trustees (the “Board of Trustees” or the “Trustees”) communications, such as:
a. Prepare meeting agendas and resolutions, with the assistance of Fund counsel.
b. Prepare reports for the Board of Trustees based on financial and administrative data.
c. Assist with the selection of the independent auditor.
d. Secure If requested by the Adviser, secure and monitor fidelity bond and director and officer liability coverage, and make the necessary Securities and Exchange Commission (the “SEC”) filings relating thereto.
e. Prepare minutes of meetings of the Board of Trustees and Fund shareholders.
f. Recommend dividend declarations to the Board of Trustees and prepare and distribute to appropriate parties notices announcing declaration of dividends and other distributions to shareholders.
g. Attend Board of Trustees meetings and present materials for the Trustees’ review at such meetings.
h. Coordinate process for the production and distribution of materials for each Board of Trustees meeting, including but not limited to collecting materials from various contributors and assembling them in an electronic board book and paper board books, as requested.
Appears in 1 contract
Sources: Fund Sub Administration Servicing Agreement (Sprott Funds Trust)
Services and Duties of USBGFS. USBGFS shall provide the following administration services to the FundCompany:
A. General Fund Company Management:
(1) Act as liaison among Fund the Company’s service providers.
(2) Supply:
a. Office facilities (which may be in USBGFS’, or an affiliate’s, or Fundthe Company’s own offices, as requested by the Fund).
b. Non-investment-related statistical and research data as requested.
(3) Coordinate the FundCompany’s board of trustees’ directors (the “Board of TrusteesDirectors” or the “TrusteesDirectors”) communications, such as:
a. Prepare meeting agendas and resolutions, with the assistance of Fund Company counsel.
b. Prepare reports for the Board of Trustees Directors based on financial and administrative data.
c. Assist with the selection of the independent auditor.
d. Secure If requested by the Company, secure and monitor fidelity bond and director and officer liability coverage, and make the necessary Securities and Exchange Commission (the “SEC”) filings relating thereto.
e. Prepare minutes of meetings of the Board of Trustees Directors and Fund Company shareholders.
f. Recommend dividend declarations to the Board of Trustees Directors and prepare and distribute to appropriate parties notices announcing declaration of dividends and other distributions to shareholders.
g. Attend Board of Trustees Directors meetings and present materials for Trusteesthe Directors’ review at such meetings.
h. Coordinate process for the production and distribution of materials for each Board of Trustees meeting, including but not limited to collecting materials from various contributors and assembling them in an electronic board book and paper board books, as requested.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Jensen Quality Growth Fund Inc)
Services and Duties of USBGFS. USBGFS shall provide the following administration services to the each Fund:
A. General Fund Management:
(1) Act as liaison among Fund service providers.
(2) Supply:
a. Office facilities (which may be in USBGFSFund Services’, or an affiliate’s, or Fund’s own offices, as requested by the Fund).
b. Non-investment-related statistical and research data as requested.
(3) Coordinate the Fund’s board of trustees’ trustees (the “Board of Trustees” or the “Trustees”) communications, such as:
a. Prepare meeting agendas and resolutions, with the assistance of Fund counsel.
b. Prepare reports for the Board of Trustees based on financial and administrative data.
c. Assist with the selection of the independent auditor.
d. Secure and monitor fidelity bond and director and officer liability coverage, and make the necessary Securities and Exchange Commission (the “SEC”) filings relating thereto.
e. Prepare minutes of meetings of the Board of Trustees and Fund shareholders.
f. Recommend dividend declarations to the Board of Trustees and prepare and distribute to appropriate parties notices announcing declaration of dividends and other distributions to shareholders.
g. Attend Board of Trustees meetings and present materials for the Trustees’ review at such meetings.
h. Coordinate process for the production and distribution of materials for each Board of Trustees meeting, including but not limited to collecting materials from various contributors and assembling them in an electronic board book and paper board books, as requested.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Zell Capital)
Services and Duties of USBGFS. USBGFS shall provide the following administration services to the each Fund:
A. General Fund Management:
(1) Act as liaison among Fund service providers.
(2) Supply:
a. Office facilities (which may be in USBGFS’, or an affiliate’s, or Fund’s own offices, as requested by the Fund).
b. Non-investment-related statistical and research data as requested.
(3) Coordinate the Fund’s board of trustees’ trustees (the “Board of Trustees” or the “Trustees”) communications, such as:
a. Prepare meeting agendas and resolutions, with the assistance of Fund counsel.
b. Prepare reports for the Board of Trustees based on financial and administrative data.
c. Assist with the selection of the independent auditor.
d. Secure and monitor fidelity bond and director and officer liability coverage, and make the necessary Securities and Exchange Commission (the “SEC”) filings relating thereto.
e. Prepare minutes of meetings of the Board of Trustees and Fund shareholders.
f. Recommend dividend declarations to the Board of Trustees and prepare and distribute to appropriate parties notices announcing declaration of dividends and other distributions to shareholders.
g. Attend Board of Trustees meetings and present materials for the Trustees’ review at such meetings.
h. Coordinate process for the production and distribution of materials for each Board of Trustees meeting, including but not limited to collecting materials from various contributors and assembling them in an electronic board book and paper board books, as requested.
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Ellington Income Opportunities Fund)
Services and Duties of USBGFS. USBGFS shall provide the following administration services to the Trust with respect to each Fund:
A. General Fund Management:
(1) Act as liaison among Fund Trust service providers.
(2) Supply:
a. Office facilities (which may be in USBGFS’, or an affiliate’s, or Fund’s own offices, as requested by the Fund).
b. Non-investment-related statistical and research data as requested.
(3) Coordinate the FundTrust’s board of trustees’ trustees (the “Board of Trustees” or the “Trustees”) communications, such as:
a. Prepare meeting agendas and resolutions, with the assistance of Fund Trust counsel.
b. Prepare reports for the Board of Trustees and the Company based on financial and administrative data.
c. Assist with the selection of the independent auditor.
d. Secure and monitor fidelity bond and director and officer liability coverage, and make the necessary Securities and Exchange Commission (the “SEC”) filings relating thereto.
e. Prepare minutes of meetings of the Board of Trustees and Fund shareholders.
f. Recommend dividend declarations to the Board of Trustees Company and prepare and distribute to appropriate parties notices announcing declaration of dividends and other distributions to shareholders.
g. Attend Board of Trustees meetings and present materials for the Trustees’ review at such meetings.
h. Coordinate process for the production and distribution of materials for each Board of Trustees meeting, including but not limited to collecting materials from various contributors and assembling them in an electronic board book and paper board books, as requested.
Appears in 1 contract
Sources: Fund Sub Administration Servicing Agreement (Strategic Trust)