Share Certificates. (a) At the expense of the appropriate Fund, each Fund shall supply the Transfer Agent with adequate supply of blank share certificates to meet the Transfer Agent's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions. (b) The Transfer Agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent, with the appropriate Fund and the Transfer Agent as obligees under the bond. (c) The Transfer Agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the Shareholder of record. With respect to Shares held in open accounts or in uncertificated form (i.e., no certificate being issued with respect thereto) the Transfer Agent shall maintain comparable records of the Shareholders thereof, including their names, addresses and taxpayer identification number. The Transfer Agent shall further maintain a stop transfer record on lost and/or replaced certificates.
Appears in 40 contracts
Sources: Transfer Agency and Services Agreement (Nations Institutional Reserves), Transfer Agency and Services Agreement (Nations Annuity Trust), Transfer Agency and Services Agreement (Nations Fund Trust)
Share Certificates. (a) At the expense of the appropriate Fund, each the Fund shall supply the Transfer Agent Investor Services Group with an adequate supply of blank share certificates to meet the Transfer Agent's Investor Services Group requirements therefor. Such Share certificates shall be properly signed by facsimile. Each The Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, the Transfer Agent Investor Services Group or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) The Transfer Agent Investor Services Group shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent Investor Services Group of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer AgentInvestor Services Group, with the appropriate Fund and the Transfer Agent Investor Services Group as obligees under the bond.
(c) The Transfer Agent Investor Services Group shall also maintain a record of each certificate issued, the number of Shares represented thereby and the Shareholder of record. With respect to Shares held in open accounts or in uncertificated form (i.e., no certificate being issued with respect thereto) the Transfer Agent Investor Services Group shall maintain comparable records of the Shareholders thereof, including their names, addresses and taxpayer identification numberidentification. The Transfer Agent Investor Services Group shall further maintain a stop transfer record on lost and/or replaced certificates.
Appears in 13 contracts
Sources: Transfer Agency and Services Agreement (Salomon Brothers High Income Fund Ii Inc), Transfer Agency and Services Agreement (DLJ High Yield Bond Fund), Services Agreement (WPG Tudor Fund)
Share Certificates. (a) At the expense of the appropriate Fund, each the Fund shall supply the Transfer Agent with an adequate supply of blank share certificates to meet the Transfer Agent's Agent requirements therefor. Such Share certificates shall be properly signed by facsimile. Each The Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) The Transfer Agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent, with the appropriate Fund and the Transfer Agent as obligees under the bond.
(c) The Transfer Agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the Shareholder of record. With respect to Shares held in open accounts or in uncertificated form (i.e., no certificate being issued with respect thereto) the Transfer Agent shall maintain comparable records of the Shareholders thereof, including their names, addresses and taxpayer identification numberidentification. The Transfer Agent shall further maintain a stop transfer record on lost and/or replaced certificates.
Appears in 4 contracts
Sources: Transfer Agency and Services Agreement (Northstar Advantage Trust), Transfer Agency Agreement (Northstar Advantage Government Securities Fund), Transfer Agency and Services Agreement (Ambac Treasurers Trust)
Share Certificates. (a) At the expense of the appropriate FundTrust, each Fund shall supply the Transfer Agent with shall maintain an adequate supply of blank share certificates for each Portfolio to meet the Transfer Agent's requirements therefor. Such Share share certificates shall be properly signed by facsimile. Each Fund The Trust agrees that, notwithstanding the death, resignation, or removal of any officer Officer of the Fund Trust whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructionsthe Trust.
(b) The Transfer Agent shall issue replacement Share share certificates in lieu of certificates which have been lost, stolen or destroyeddestroyed without any further action by the Board of Trustees or any Officer of the Trust, upon receipt by the Transfer Agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent, with the appropriate Fund Trust and the Transfer Agent as obligees under the bond.
(c) The Transfer Agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the Shareholder holder of record. With respect to Shares shares held in open accounts or in uncertificated form (i.e.form, I.E., no certificate being issued with respect thereto) , the Transfer Agent shall maintain comparable records of the Shareholders record holders thereof, including their names, addresses and taxpayer identification numbernumbers. The Transfer Agent shall further maintain a stop transfer record on lost and/or replaced certificates.
Appears in 2 contracts
Sources: Transfer Agency Agreement (Weiss Peck & Greer Funds Trust /Ma), Transfer Agency Agreement (Weiss Peck & Greer International Fund)
Share Certificates. (a) At the expense of the appropriate Fund, each the Fund shall supply the Transfer Agent with an adequate supply of blank share certificates to meet the Transfer Agent's Agent requirements therefor. Such Share certificates shall be properly signed by facsimile. Each The Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) The Transfer Agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent, with the appropriate Fund and the Transfer Agent as obligees under the bond.
(c) The Transfer Agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the Shareholder of recordRecord. With respect to Shares held in open accounts or in uncertificated form (i.e., no certificate being issued with respect thereto) the Transfer Agent shall maintain comparable records of the Shareholders thereof, including their names, addresses and taxpayer identification numberidentification. The Transfer Agent shall further maintain a stop transfer record on lost and/or replaced certificates.
Appears in 2 contracts
Sources: Transfer Agency and Services Agreement (Northstar Equity Trust), Transfer Agency and Services Agreement (Northstar Advantage Trust)
Share Certificates. (a) At the expense of the appropriate Fund, each Fund shall supply the Transfer Agent with an adequate supply of blank share certificates to meet the Transfer Agent's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) The Transfer Agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent, with the appropriate Fund and the Transfer Agent as obligees under the bond.
(c) The Transfer Agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the Shareholder of record. With respect to Shares held in open accounts or in uncertificated form (i.e., no certificate being issued with respect thereto) the Transfer Agent shall maintain comparable records of the Shareholders thereof, including their names, addresses and taxpayer identification number. The Transfer Agent shall further maintain a stop transfer record on lost and/or replaced certificates.
Appears in 1 contract
Sources: Transfer Agency and Services Agreement (Nations Fund Portfolios Inc)
Share Certificates. (a) At the expense of the appropriate FundPortfolio, each Fund the Trust shall supply the Transfer Agent with an adequate supply of blank share certificates to meet the Transfer Agent's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each Fund The Trust agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund Trust whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) The Transfer Agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent, with the appropriate Fund Portfolio and the Transfer Agent as obligees under the bond.
(c) The Transfer Agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the Shareholder of record. With respect to Shares held in open accounts or in uncertificated form (i.e., no certificate being issued with respect thereto) the Transfer Agent shall maintain comparable records of the Shareholders thereof, including their names, addresses and taxpayer identification number. The Transfer Agent shall further maintain a stop transfer record on lost and/or replaced certificates.
Appears in 1 contract
Sources: Transfer Agency and Services Agreement (Nations Annuity Trust)
Share Certificates. (a) At the expense of the appropriate Fund, each Fund shall supply the Transfer Agent with adequate supply of blank share certificates to meet the Transfer Agent's ’s requirements therefor. Such Share certificates shall be properly signed by facsimile. Each Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) The Transfer Agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent, with the appropriate Fund and the Transfer Agent as obligees under the bond.
(c) The Transfer Agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the Shareholder of record. With respect to Shares held in open accounts or in uncertificated form (i.e., no certificate being issued with respect thereto) the Transfer Agent shall maintain comparable records of the Shareholders thereof, including their names, addresses and taxpayer identification number. The Transfer Agent shall further maintain a stop transfer record on lost and/or replaced certificates.
Appears in 1 contract
Sources: Transfer Agency and Services Agreement (Nations Separate Account Trust)