Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 336 contracts
Sources: Underwriting Agreement (Harvard Ave Acquisition Corp), Underwriting Agreement (Harvard Ave Acquistion Corp), Underwriting Agreement (GSR IV Acquisition Corp.)
Share Ownership. No Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 123 contracts
Sources: Underwriting Agreement (Evolution Global Acquisition Corp), Underwriting Agreement (Twelve Seas Investment Co III/Cayman), Underwriting Agreement (Tailwind 2.0 Acquisition Corp.)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 108 contracts
Sources: Underwriting Agreement (Launchpad Cadenza Acquisition Corp I), Underwriting Agreement (Launchpad Streetlight Acquisition Corp), Underwriting Agreement (Drugs Made in America Acquisition II Corp.)
Share Ownership. No Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 33 contracts
Sources: Underwriting Agreement (Miluna Acquisition Corp), Underwriting Agreement (Armada Acquisition Corp. III), Underwriting Agreement (BTC Development Corp.)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 30 contracts
Sources: Underwriting Agreement (Hawks Acquisition Corp), Underwriting Agreement (Hawks Acquisition Corp), Underwriting Agreement (Hawks Acquisition Corp)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating Participating Member in the Offering (other than securities purchased on the open market).
Appears in 21 contracts
Sources: Underwriting Agreement (Integrated Energy Transition Acquisition Corp.), Underwriting Agreement (Virtuoso Acquisition Corp. 2), Underwriting Agreement (Battery Future Acquisition Corp.)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market) (other than the Representative and its associated persons).
Appears in 19 contracts
Sources: Underwriting Agreement (Activate Energy Acquisition Corp.), Underwriting Agreement (Space Asset Acquisition Corp.), Underwriting Agreement (Leapfrog Acquisition Corp)
Share Ownership. No Except with respect to the Representative Shares, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 6 contracts
Sources: Underwriting Agreement (CE Energy Acquisition Corp.), Underwriting Agreement (TG Venture Acquisition Corp.), Underwriting Agreement (TG Venture Acquisition Corp.)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 6 contracts
Sources: Underwriting Agreement (Yorkville Acquisition Corp.), Underwriting Agreement (Yorkville Acquisition Corp.), Underwriting Agreement (Copley Acquisition Corp)
Share Ownership. No Except with respect to the Representative S▇▇▇▇▇, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 5 contracts
Sources: Underwriting Agreement (Love & Health LTD), Underwriting Agreement (AI Transportation Acquisition Corp), Underwriting Agreement (AI Transportation Acquisition Corp)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares stock or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 4 contracts
Sources: Underwriting Agreement (Pivotal Investment Corp II), Underwriting Agreement (Pivotal Investment Corp II), Underwriting Agreement (Pivotal Acquisition Corp)
Share Ownership. No Other than the Individual Purchasers, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 4 contracts
Sources: Underwriting Agreement (StoneBridge Acquisition II Corp), Underwriting Agreement (StoneBridge Acquisition II Corp), Underwriting Agreement (StoneBridge Acquisition II Corp)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including except as disclosed in the InsidersRegistration Statement) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of Participating FINRA participating in the Offering Member (other than securities purchased on the open market).
Appears in 3 contracts
Sources: Underwriting Agreement (IB Acquisition Corp.), Underwriting Agreement (IB Acquisition Corp.), Underwriting Agreement (IB Acquisition Corp.)
Share Ownership. No Except as otherwise disclosed in the Registration Statement, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market) (other than the Representative and its associated persons).
Appears in 3 contracts
Sources: Underwriting Agreement (Chenghe Acquisition III Co.), Underwriting Agreement (Chenghe Acquisition III Co.), Underwriting Agreement (Chenghe Acquisition III Co.)
Share Ownership. No Other than the Maxim individuals, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 3 contracts
Sources: Underwriting Agreement (NMP Acquisition Corp.), Underwriting Agreement (NMP Acquisition Corp.), Underwriting Agreement (NMP Acquisition Corp.)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities securities, other than any individual listed on Schedule C hereto, is an owner of shares or other securities of any member of FINRA participating Participating Member in the Offering (other than securities purchased on the open market).
Appears in 3 contracts
Sources: Underwriting Agreement (Atlantic Coastal Acquisition Corp. II), Underwriting Agreement (Atlantic Coastal Acquisition Corp. II), Underwriting Agreement (Atlantic Coastal Acquisition Corp. II)
Share Ownership. No Other than as disclosed to the Representative, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 3 contracts
Sources: Underwriting Agreement (EF Hutton Acquisition Corp I), Underwriting Agreement (EF Hutton Acquisition Corp I), Underwriting Agreement (EF Hutton Acquisition Corp I)
Share Ownership. No Other than G▇▇▇▇ ▇▇▇▇▇, C▇▇▇▇ ▇▇▇▇▇▇▇▇, C▇▇▇▇ ▇▇▇▇▇▇▇▇▇, T▇▇ ▇▇▇▇▇▇▇, T▇▇ ▇▇▇▇▇▇▇ and J▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 2 contracts
Sources: Underwriting Agreement (CA Healthcare Acquisition Corp.), Underwriting Agreement (CA Healthcare Acquisition Corp.)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 2 contracts
Sources: Underwriting Agreement (McKinley Acquisition Corp), Underwriting Agreement (McKinley Acquisition Corp)
Share Ownership. No officer or director or to the Company's knowledge, any other direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 2 contracts
Sources: Underwriting Agreement (Rosecliff Acquisition Corp I), Underwriting Agreement (Kludein I Acquisition Corp)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s 's unregistered securities is an owner of shares or other securities of any member of FINRA participating Participating Member in the Offering (other than securities purchased on the open market).
Appears in 2 contracts
Sources: Underwriting Agreement (Arbor Rapha Capital Bioholdings Corp. I), Underwriting Agreement (Arbor Rapha Capital Bioholdings Corp. I)
Share Ownership. No Except with respect to the UPO Securities, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 2 contracts
Sources: Underwriting Agreement (AA Mission Acquisition Corp.), Underwriting Agreement (AA Mission Acquisition Corp.)
Share Ownership. No Other than with respect to the Representative Shares, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 1 contract
Share Ownership. No officer or director or to the Company’s knowledge, any other direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 1 contract
Sources: Underwriting Agreement (Kludein I Acquisition Corp)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market)..
Appears in 1 contract
Sources: Underwriting Agreement (ITHAX Acquisition Corp III)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities sccuritics purchased on the open market).
Appears in 1 contract
Sources: Underwriting Agreement (Industrial Human Capital, Inc.)
Share Ownership. No Except with respect to the Representative ▇▇▇▇▇▇, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 1 contract