Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 27 contracts
Sources: Underwriting Agreement (C5 Acquisition Corp), Underwriting Agreement (C5 Acquisition Corp), Underwriting Agreement (C5 Acquisition Corp)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market) (other than the Representative and its associated persons).
Appears in 11 contracts
Sources: Underwriting Agreement (Blue Acquisition Corp/Cayman), Underwriting Agreement (Blue Acquisition Corp/Cayman), Underwriting Agreement (Oyster Enterprises II Acquisition Corp)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, assuming reasonable inquiry, no officer or director or any direct or indirect beneficial owner (including the Insidersany Insider) of any class of the Company’s unregistered securities securities, or any affiliate of the Company, is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 7 contracts
Sources: Underwriting Agreement (Banyan Acquisition Corp), Underwriting Agreement (Banyan Acquisition Corp), Underwriting Agreement (Integrated Wellness Acquisition Corp)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 5 contracts
Sources: Underwriting Agreement (Translational Development Acquisition Corp.), Underwriting Agreement (Translational Development Acquisition Corp.), Underwriting Agreement (Mountain Lake Acquisition Corp.)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, assuming reasonable inquiry, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 4 contracts
Sources: Underwriting Agreement (Sanaby Health Acquisition Corp. I), Underwriting Agreement (Sanaby Health Acquisition Corp. I), Underwriting Agreement (EG Acquisition Corp.)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 2 contracts
Sources: Underwriting Agreement (AParadise Acquisition Corp.), Underwriting Agreement (AParadise Acquisition Corp.)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating Participating Member in the Offering (other than securities purchased on the open market).
Appears in 2 contracts
Sources: Underwriting Agreement (M3-Brigade Acquisition III Corp.), Underwriting Agreement (M3-Brigade Acquisition III Corp.)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of 5% or more of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 2 contracts
Sources: Underwriting Agreement (Soulpower Acquisition Corp.), Underwriting Agreement (Soulpower Acquisition Corp.)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 1 contract
Sources: Underwriting Agreement (White Pearl Acquisition Corp.)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the RepresentativeRepresentatives, to the Company’s knowledge, assuming reasonable inquiry, no officer or director or any direct or indirect beneficial owner (including the Insidersany Insider) of any class of the Company’s unregistered securities securities, or any affiliate of the Company, is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 1 contract
Sources: Underwriting Agreement (Counter Press Acquisition Corp)
Share Ownership. Except as disclosed in the FINRA Questionnaires provided to the Representative, no officer or director or to the Company’s knowledge, no officer or director or any other direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 1 contract
Sources: Underwriting Agreement (Rosecliff Acquisition Corp I)