Common use of Signed Account Forms Clause in Contracts

Signed Account Forms. At all material times, Investors Group’s policies and procedures prohibited its Approved Persons, including the Respondent, from obtaining and using pre-signed account forms.

Signed Account Forms. At all material times, Investors Group’s policies and procedures prohibited its Approved Persons, including the Respondent, from obtaining and using pre-signed account forms.

Signed Account Forms. At all material times, Investors Group’s policies and procedures prohibited its Approved PersonsRepresentatives, including the Respondent, from obtaining and using holding blank or partially complete pre-signed account forms.

Signed Account Forms. At all material times, Investors Group’s policies and procedures prohibited its Approved PersonsRepresentatives, including the Respondent, from obtaining and using holding pre-signed account forms.

Signed Account Forms. At all material times, Investors Group’s policies and procedures prohibited its Approved Persons, including the Respondent, from obtaining and or using pre-signed account forms.

Signed Account Forms. At all material times, Investors Groupthe Dealer Member’s policies and procedures prohibited its Approved Persons, including the Respondent, Persons from obtaining and or using pre-signed account forms.

Signed Account Forms. At all material times, Investors Group’s policies and procedures prohibited its Approved PersonsRepresentatives, including the Respondent, from obtaining and using possessing blank or partially blank pre-signed account forms.