Common use of SPECIAL TYPES OF COLLATERAL Clause in Contracts

SPECIAL TYPES OF COLLATERAL. 4.1 The Company and its subsidiaries own (or have any ownership interest in) the following kinds of assets. (If the answer is “Yes” to any of the following questions, please attach a schedule describing each such asset owned by the Company or its subsidiaries and identifying which party owns the asset.) Copyrights or copyright applications registered with the [state appropriate filing office] Yes ☐ No ☐ Software registered with [state appropriate filing office] Yes ☐ No ☐ Unregistered software Yes ☐ No ☐ Patents and patent applications Yes ☐ No ☐ Trademarks or trademark applications (including any service marks, collective marks and certification marks) Yes ☐ No ☐ Licenses to use trademarks, patents and copyrights of others Yes ☐ No ☐ Licenses, permits (including environmental), authorisations, or certifications issued by federal, state, or local governments issued to the Company and/or its subsidiaries or with respect to their assets, properties, or businesses Yes ☐ No ☐ Stocks, bonds or other securities Yes ☐ No ☐ Promissory notes, or other instruments or evidence of indebtedness Yes ☐ No ☐ Leases of equipment, security agreements naming such person as secured party or other chattel paper Yes ☐ No ☐ Aircraft Yes ☐ No ☐ Vessels, Boats or Ships Yes ☐ No ☐ Railroad Rolling Stock Yes ☐ No ☐ Motor Vehicles Yes ☐ No ☐ 4.2 The following is a list of material contracts to which the Company is a party (include any equipment leases) or in which the Company has an interest (including whether such contract as a nonassignability provision which would require the other party’s or another person’s consent to the granting of a security interest in such contract): 4.3 The following are all banks, brokerages, or financial institutions at which the Company and its subsidiaries maintain deposit, investment, payroll, or securities accounts: 4.4 Does or is it contemplated that the Company will regularly receive letters of credit from customers or other third parties to secure payments of sums owed to the Company? The following is a list of letters of credit naming the Company as “beneficiary” thereunder:

Appears in 1 contract

Sources: Loan Agreement (Mereo Biopharma Group PLC)

SPECIAL TYPES OF COLLATERAL. 4.1 a. The Company and its subsidiaries own (or have any ownership interest in) the following kinds of assets. (If the answer is “Yes” to any of the following questions, please attach a schedule describing each such asset owned by the Company or its subsidiaries and identifying which party owns the asset.) Copyrights or copyright applications registered with the [state appropriate filing office] U.S. Copyright Office Yes o No x Software registered with [state appropriate filing office] the U.S. Copyright Office Yes o No ☐ Unregistered software x Software not registered with the U.S. Copyright Office Yes o No x Patents and patent applications Yes x No o Trademarks or trademark applications (including any service marks, collective marks and certification marks) Yes x No o Licenses to use trademarks, patents and copyrights of others Yes x No ☐ Licenseso Material licenses, permits (including environmental), authorisationsauthorizations, or certifications issued by federal, state, or local governments issued to the Company and/or its subsidiaries or with respect to their assets, properties, or businesses Yes x No o Stocks, bonds or other securities held by the Company or its subsidiaries in other entities (Company or sub is the stock owner) Yes o No x Promissory notes, or other instruments or evidence of indebtedness issued in favor of the Company or any of its subsidiaries (Company or sub is the lender) Yes o No x Leases of equipment, security agreements naming such person the Company or its subsidiaries as secured party or other chattel paper (Company or sub is the lessor/secured party) Yes o No x Aircraft Yes o No x Vessels, Boats or Ships Yes o No x Railroad Rolling Stock Yes o No x Motor Vehicles Yes x No ☐ 4.2 The following o If the answer is “yes” to any of the above questions, attach a list of material contracts to which Schedule 4(a) listing each asset owned by the Company and/or its subsidiaries (separately identified and scheduled for each entity) and identifying which party owns the asset, the relevant jurisdiction (such as IP registered in non-U.S. jurisdictions or the jurisdiction under which a motor vehicle is a party (registered), each registration, application, or other identification number, and all other relevant information. In the cases of licenses, include the relevant parties and the specific property being licensed, and, if any equipment leases) or in which the Company has an interest (including whether such contract as a nonassignability provision which would require the other party’s or another person’s consent licenses are material to the granting Company’s and/or any of a security interest in its subsidiaries’ business, provide copies of such contract):licenses. 4.3 b. The following are all banks, brokerages, or financial institutions at which the Company and its subsidiaries maintain deposit, investment, payroll, deposit or securities accounts:: Bank Leumi USA 5▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇, ▇▇ ▇▇▇▇▇ InspireMD, Inc. Bank Leumi 2▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇ InspireMD Ltd. Bank Mizrahi 123 Hashmonaim, Tel Aviv InspireMD Ltd. Deutche Bank Hamburg-Harburg Harburger R▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇ Inspire MD GmbH Deutche Bank Hamburg-Harburg Harburger R▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇ InspireMD Ltd. 4.4 c. Does or is it contemplated that the Company will regularly receive letters of credit from customers or other third parties to secure payments of sums owed to the Company? The following is a list of letters of credit naming the Company as “beneficiary” thereunder:: None

Appears in 1 contract

Sources: Security Agreement (InspireMD, Inc.)

SPECIAL TYPES OF COLLATERAL. 4.1 a. The Company and its subsidiaries own (or have any ownership interest in) the following kinds of assets. (If the answer is “Yes” to any of the following questions, please attach a schedule describing each such asset owned by the Company or its subsidiaries and identifying which party owns the asset.) Overview explanation Copyrights or copyright applications registered with the [state appropriate filing office] U.S. Copyright Office Yes ☐ No Software registered with [state appropriate filing office] the U.S. Copyright Office Yes ☐ No ☐ Unregistered software ☑ Software not registered with the U.S. Copyright Office Yes ☐ No Patents and patent applications Yes ☐ No ☐ Trademarks or trademark applications (including any service marks, collective marks and certification marks) Yes No ☐ Licenses to use trademarks, patents and copyrights of others Yes No ☐ Licenses, permits (including environmental), authorisationsauthorizations, or certifications issued by federal, state, or local governments issued to the Company and/or its subsidiaries or with respect to their assets, properties, or businesses Yes ☐ No Stocks, bonds or other securities held by the Company or its subsidiaries in other entities (Company or sub is the stock owner) Yes ☐ No Promissory notes, or other instruments or evidence of indebtedness issued in favor of the Company or any of its subsidiaries (Company or sub is the lender) Yes ☐ No Leases of equipment, security agreements naming such person the Company or its subsidiaries as secured party or other chattel paper (Company or sub is the lessor/secured party) Yes No Aircraft Yes ☐ No Vessels, Boats or Ships Yes ☐ No Railroad Rolling Stock Yes ☐ No Motor Vehicles Yes ☐ No ☐ 4.2 The following ☑ If the answer is “yes” to any of the above questions, attach a list of material contracts to which Schedule 5(a) listing each asset owned by the Company and/or its subsidiaries (separately identified and scheduled for each entity) and identifying which party owns the asset, the relevant jurisdiction (such as IP registered in non-U.S. jurisdictions or the jurisdiction under which a motor vehicle is a party (registered), each registration, application, or other identification number, and all other relevant information. In the cases of licenses, include the relevant parties and the specific property being licensed, and, if any equipment leases) or in which the Company has an interest (including whether such contract as a nonassignability provision which would require the other party’s or another person’s consent licenses are material to the granting Company’s and/or any of a security interest in its subsidiaries’ business, provide copies of such contract):licenses. 4.3 b. The following are all banks, brokerages, or financial institutions at which the Company and its subsidiaries maintain deposit, investment, payroll, deposit or securities accounts: Silicon Valley Bank 3▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇▇, ▇▇ ▇▇▇▇▇ 3300992448 $102,875 USD Outbrain Inc. 6▇▇▇▇▇▇▇▇▇ $13,907.077 USD 3301163387 ZBA 00500009274 $488,260 AUD 00500009240 $590,245 SGD 0050009255 ILS 158,840 00500009289 $41,528.00 CAD 0500138806 5,165,347 Euro HSBC 1▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇ ▇▇▇, ▇▇ 84028820 €35,069 Outbrain UK Ltd 189/8843/005 €20,993 84028839 €0 74400725 €346,495 71478822 € 7,660,675 73930660 € 100,538 73930679 € 150,184 74201124 £ 668,809 6414 € 516,419 71481369 $1,478,205 USD Leumi Bank 744-111100/30 ILS 5,251,511 Outbrain Israel Ltd HSBC 1▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇ ▇▇▇, ▇▇ 0▇▇-▇▇▇▇▇▇-▇▇▇ $294,791 AUD Outbrain Australia PTY Ltd 0▇▇-▇▇▇▇▇▇-▇▇▇ $0 USD OCBC 6▇ ▇▇▇▇▇▇ ▇▇. ▇▇▇▇▇▇▇▇▇ 641795349001 $134,333 SGD Outbrain Singapore Pty. Ltd 503134744301 $33,201 USD Shinsei Bank 4-3, 2 chrome, M▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇-▇▇, ▇▇▇▇▇ ▇▇▇-▇▇▇▇ 4006398575 426,397,188 JPY Outbrain Japan KK 4006491641 $1,143,070 USD Banco Itau Av. Jardim Japao, 1420 Jardim Brasil, Sao Paulo - SP 61895-6 BRL 17,460,551 Outbrain Monetizacao de Contuedo Ltda HSBC Trinkaus & B▇▇▇▇▇▇▇▇ ▇▇ K▇▇▇▇▇▇▇▇▇▇ ▇▇/▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ 1/4009/019 € 104,921 Outbrain Germany Gmbh A▇▇▇ ▇▇▇▇ ▇▇▇▇▇ ▇▇ ▇.▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇,▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Road O▇▇ ▇.▇.▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇ Mumbai 400020 917020063559067 INR 47,905,452 Outbrain India UniCredit Banka Slovenija Smartinska 140 SI 1000 Ljubjana S▇▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇ € 307,077 Zemanta d.o.o Silicon Valley Bank 3▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇▇, ▇▇ ▇▇▇▇▇ 3300961446 3301299706 3301140229 $3,317,052 USD $0 $232 USD Outbrain Inc (Zemanta) Deutsche Bank A▇▇▇▇ ▇▇▇▇ ▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇ 20070000/03019860000 € 473,305 Ligatus GmbH Deutsche Bank Sussrsale de Paris 2▇-▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ Paris 75008 10510092002 €165,153 Outbrain France SAS Deutsche Bank V▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇-▇▇ ▇▇▇▇▇, ▇▇▇▇▇ 20121 460770152 €31,903 Ligatus S.R.L Deutsche Bank B▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇ €77,943 Outbrain Belgium BVBA Deutsche Bank 00190030614010220115 €20,771 Ligatus SL ING Antwoordnummer 6135 8▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇ 6▇▇▇▇▇▇▇▇ €35,042 Outbrain Netherlands B.V. [1] Euro Limit €6,000,000 (€6.5M) [2] GBP Limit: £3,000,000 (£668K) [3] USD Limit: $2,500,000 ($1.4M) [4] Offshore Limit: 15,000,000 (totals USD $12.3M) c. The following is a list of all payment transmitters or services (including, but not limited to: PayPal, Stripe, Square, Dwolla, Bitcoin, or similar services) at or through which the Company and/or its subsidiaries hold, deposit, or transmit funds: 4.4 d. Does or is it contemplated that the Company will regularly receive letters of credit from customers or other third parties to secure payments of sums owed to the Company? The following is a list of letters of credit naming the Company as “beneficiary” thereunder:: N/A

Appears in 1 contract

Sources: Loan and Security Agreement (Outbrain Inc.)

SPECIAL TYPES OF COLLATERAL. 4.1 a. The Company and its subsidiaries own (or have any ownership interest in) the following kinds of assets. (If the answer is “Yes” to any of the following questions, please attach a schedule describing each such asset owned by the Company or its subsidiaries and identifying which party owns the asset.) Copyrights or copyright applications registered with the [state appropriate filing office] U.S. Copyright Office Yes ¨ No x Software registered with [state appropriate filing office] the U.S. Copyright Office Yes ¨ No ☐ Unregistered software x Software not registered with the U.S. Copyright Office Yes x No ¨ Patents and patent applications Yes x No ¨ Trademarks or trademark applications (including any service marks, collective marks and certification marks) Yes x No ¨ Licenses to use trademarks, patents and copyrights of others Yes x No ¨ Licenses, permits (including environmental), authorisationsauthorizations, or certifications issued by federal, state, or local governments issued to the Company and/or its subsidiaries or with respect to their assets, properties, or businesses Yes x No ¨ Stocks, bonds or other securities Yes x No ¨ Promissory notes, or other instruments or evidence of indebtedness Yes ¨ No x Leases of equipment, security agreements naming such person as secured party or other chattel paper Yes x No ¨ Aircraft Yes ¨ No x Vessels, Boats or Ships Yes ¨ No x To: Silicon Valley Bank Perfection Certificate Railroad Rolling Stock Yes ¨ No x Motor Vehicles Yes ¨ No x 4.2 b. The following is a list of material contracts to which the Company is a party (include any equipment leases) or in which the Company has an interest (including whether such contract as has a nonassignability provision which would require the other party’s or another person’s consent to the granting of a security interest in such contract):): Nonassignability Clause Other Party to Contract Title/Date of Contract Asset Sale (Y/N) Security Interest (Y/N) Consent Obtained (Y/N) 4.3 c. The following are all banks, brokerages, banks or financial savings institutions at which the Company and its subsidiaries maintain depositdeposit accounts: Bank Name Account Number Branch Address Company/Subsidiary Comerica Bank ▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇., investment▇▇▇ ▇▇▇▇, payroll▇▇ ▇▇▇▇▇ Company x OR Name of Sub Silicon Valley Bank ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇, or securities accounts:▇▇ ▇▇▇▇▇ Company x OR Name of Sub Bank of China Shanghai Huaihai Middle Road Second Branch ▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇ Company x OR Name of Sub BPM Banking ▇▇▇▇▇▇ ▇. ▇▇▇▇, ▇ - ▇▇▇▇▇| ▇▇▇▇▇▇, ▇▇▇▇▇ Company x OR Name of Sub 4.4 d. Does or is it contemplated that the Company will regularly receive letters of credit from customers or other third parties to secure payments of sums owed to the Company? The following is a list of letters of credit naming the Company as “beneficiary” thereunder:: LC Number Name of LC Issuer LC Applicant To: Silicon Valley Bank Perfection Certificate LC Number Name of LC Issuer LC Applicant

Appears in 1 contract

Sources: Loan and Security Agreement (Impinj Inc)

SPECIAL TYPES OF COLLATERAL. 4.1 a. The Company and its subsidiaries own (or have any ownership interest in) the following kinds of assets. (If the answer is “Yes” to any of the following questions, please attach a schedule describing each such asset owned by the Company or its subsidiaries and identifying which party owns the asset.) Copyrights or copyright applications registered with the [state appropriate filing office] U.S. Copyright Office Yes o No þ Software registered with [state appropriate filing office] the U.S. Copyright Office Yes o No ☐ Unregistered software þ Software not registered with the U.S. Copyright Office Yes o No þ Patents and patent applications (See Note 1 below) Yes þ No o Trademarks or trademark applications (including any service marks, collective marks and certification marks) (See Note 1 below) Yes þ No o Licenses to use trademarks, patents and copyrights of others (See Note 1 below) Yes þ No o Licenses, permits (including environmental), authorisationsauthorizations, or certifications issued by federal, state, or local governments issued to the Company and/or its subsidiaries or with respect to their assets, properties, or businesses (See Note 2) Yes o No o Stocks, bonds or other securities Yes o No o Promissory notes, or other instruments or evidence of indebtedness (Note 3) Yes o No o Leases of equipment, security agreements naming such person as secured party or other chattel paper Yes o No o Aircraft Yes o No o Vessels, Boats or Ships Yes o No o Railroad Rolling Stock Yes o No o Motor Vehicles Yes o No o Note 1: SFMT Inc. holds approximately 44 issued US. Patents and approximately 85 additional applications and approximately 9 issued foreign Patents and 41 additional foreign applications. The Company also holds 10 U.S. Trademark registrations and 22 Foreign registrations. Note 2: SFMT Inc. has such authorizations and licenses as are required in the jurisdictions and industry in which it operates. Note 3: SFMT holds a promissory note from its CEO related to the exercise of stock options that is secured by the underlying shares (which are held in escrow.) 4.2 b. The following is a list of material contracts to which the Company is a party (include any equipment leases) or in which the Company has an interest (including whether such contract as has a nonassignability provision which would require the other party’s or another person’s consent to the granting of a security interest in such contract):): Nonassignability Clause Security Interest Consent Obtained Other Party to Contract Title/Date of Contract Asset Sale (Y/N) (Y/N) (Y/N) Various Distribution Agreements (See Note 1 below) Agreement with Contract Mfgr & for certain raw materials (See Note 1 below) Building lease (See Note 1 below) Note 1: The Company is party to contracts as is customary for its industry; these contracts have not been reviewed specifically for consent requirements with respect to assets sales or grants of security interests. 4.3 c. The following are all banks, brokerages, banks or financial savings institutions at which the Company and its subsidiaries maintain depositdeposit accounts: Bank Name Account Number Branch Address Company/Subsidiary Bank of America 18045-01439 1▇▇▇ “▇” ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, investment▇▇ ▇▇▇▇▇ Company Bank of America 18041-01498 Company State Street Bank and Trust (Investments) DE1435 1▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇, payroll, or securities accounts:▇▇ ▇▇▇▇▇ Company ABN AMRO 5▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇ Germany SFMT Europe BV ABNAMRO 53.0.01.769 Netherlands SFMT Europe BV ABN AMRO 5▇.▇▇.▇▇.▇▇▇ Netherlands SFMT Europe BV 4.4 d. Does or is it contemplated that the Company will regularly receive letters of credit from customers or other third parties to secure payments of sums owed to the Company? The following is a list of letters of credit naming the Company as “beneficiary” thereunder:: LC Number Name of LC Issuer LC Applicant N/A — No letters of credit

Appears in 1 contract

Sources: Loan and Security Agreement (St Francis Medical Technologies Inc)