State Securities Registration. Incident to the offer and sale of the Units, the Partnership shall use its best efforts either in taking: (a) all necessary action and filing all necessary forms and documents deemed reasonable by it in order to qualify or register Units for sale under the securities laws of the jurisdictions requested by you; or (b) any necessary action and filing any necessary forms deemed reasonable by it in order to obtain an exemption from qualification or registration in those jurisdictions. Notwithstanding the foregoing, the Partnership may elect not to qualify or register Units in any state or jurisdiction for any reason in its sole discretion. The Partnership shall inform you as to the jurisdictions in which the Units have been qualified for sale or are exempt from qualification. The Partnership and the General Partner have not assumed and will not assume any obligation or responsibility as to your right or any Selling Dealer's right to act as a broker or dealer with respect to the Units in any jurisdiction. The Partnership shall provide to you and the Selling Dealers for delivery to all offerees and purchasers any additional information, documents, and instruments that the Partnership deems necessary to comply with the rules, regulations, and judicial and administrative interpretations of all jurisdictions in which the Units will be offered or sold. The Partnership shall file all post-offering forms, documents, or materials and take all other actions required by the jurisdictions in which the offer and sale of Units has been qualified, registered, or is exempt. However, the Partnership shall not be required to take any action, make any filing, or prepare any document necessary or required in connection with your status or any Selling Dealer's status as a broker or dealer in any jurisdiction. Anthem Securities, Inc. 11 Dealer-Manager Agreement The Partnership shall provide you with copies of all applications, filings, correspondence, orders, other documents, or instruments relating to any application for qualification, registration, or exemption under all applicable securities laws for the offering.
Appears in 2 contracts
Sources: Dealer Manager Agreement (Lease Equity Appreciation Fund II, L.P.), Dealer Manager Agreement (Lease Equity Appreciation Fund II, L.P.)
State Securities Registration. Incident to the offer and sale of the Units, the Partnership shall use its best efforts either in taking:
(a) all necessary action and filing all necessary forms and documents deemed reasonable by it in order to qualify or register Units for sale under the securities laws of the jurisdictions requested by you; or
(b) any necessary action and filing any necessary forms deemed reasonable by it in order to obtain an exemption from qualification or registration in those jurisdictions. Notwithstanding the foregoing, the Partnership may elect not to qualify or register Units in any state or jurisdiction for any reason in its sole discretion. The Partnership shall inform you as to the jurisdictions in which the Units have been qualified for sale or are exempt from qualification. The Partnership and the General Partner have not assumed and will not assume any obligation or responsibility as to your right or any Selling Dealer's ’s right to act as a broker or dealer with respect to the Units in any jurisdiction. The Partnership shall provide to you and the Selling Dealers for delivery to all offerees and purchasers any additional information, documents, and instruments that the Partnership deems necessary to comply with the rules, regulations, and judicial and administrative interpretations of all jurisdictions in which the Units will be offered or sold. The Partnership shall file all post-offering forms, documents, or materials and take all other actions required by the jurisdictions in which the offer and sale of Units has been qualified, registered, or is exempt. However, the Partnership shall not be required to take any action, make any filing, or prepare any document necessary or required in connection with your status or any Selling Dealer's ’s status as a broker or dealer in any jurisdiction. Anthem Securities, Inc. 11 Dealer-Manager Agreement The Partnership shall provide you with copies of all applications, filings, correspondence, orders, other documents, or instruments relating to any application for qualification, registration, or exemption under all applicable securities laws for the offering.. ▇▇▇▇▇▇▇▇ Securities, Inc. 11 Dealer-Manager Agreement
Appears in 2 contracts
Sources: Dealer Manager Agreement (LEAF Equipment Leasing Income Fund III, L.P.), Dealer Manager Agreement (LEAF Equipment Leasing Income Fund III, L.P.)
State Securities Registration. Incident to the offer and sale of the Units, the Partnership shall use its best efforts either in taking:
(a) all necessary action and filing all necessary forms and documents deemed reasonable by it in order to qualify or register Units for sale under the securities laws of the jurisdictions requested by you; oror ▇▇▇▇▇▇▇▇ Securities, Inc. Dealer-Manager Agreement
(b) any necessary action and filing any necessary forms deemed reasonable by it in order to obtain an exemption from qualification or registration in those jurisdictions. Notwithstanding the foregoing, the Partnership may elect not to qualify or register Units in any state or jurisdiction for any reason in its sole discretion. The Partnership shall inform you as to the jurisdictions in which the Units have been qualified for sale or are exempt from qualification. The Partnership and the General Partner have not assumed and will not assume any obligation or responsibility as to your right or any Selling Dealer's ’s right to act as a broker or dealer with respect to the Units in any jurisdiction. The Partnership shall provide to you and the Selling Dealers for delivery to all offerees and purchasers any additional information, documents, and instruments that the Partnership deems necessary to comply with the rules, regulations, and judicial and administrative interpretations of all jurisdictions in which the Units will be offered or sold. The Partnership shall file all post-offering forms, documents, or materials and take all other actions required by the jurisdictions in which the offer and sale of Units has been qualified, registered, or is exempt. However, the Partnership shall not be required to take any action, make any filing, or prepare any document necessary or required in connection with your status or any Selling Dealer's ’s status as a broker or dealer in any jurisdiction. Anthem Securities, Inc. 11 Dealer-Manager Agreement The Partnership shall provide you with copies of all applications, filings, correspondence, orders, other documents, or instruments relating to any application for qualification, registration, or exemption under all applicable securities laws for the offering.
Appears in 1 contract
Sources: Dealer Manager Agreement (LEAF Equipment Leasing Income Fund III, L.P.)
State Securities Registration. Incident to the offer and sale of the Units, the Partnership shall use its best efforts either in taking:
(a) all necessary action and filing all necessary forms and documents deemed reasonable by it in order to qualify or register Units for sale under the securities laws of the jurisdictions requested by you; or
(b) any necessary action and filing any necessary forms deemed reasonable by it in order to obtain an exemption from qualification or registration in those jurisdictions. Notwithstanding the foregoing, the Partnership may elect not to qualify or register Units in any state or jurisdiction for any reason in its sole discretion. The Partnership shall inform you as to the jurisdictions in which the Units have been qualified for sale or are exempt from qualification. The Partnership and the General Partner have not assumed and will not assume any obligation or responsibility as to your right or any Selling Dealer's ’s right to act as a broker or dealer with respect to the Units in any jurisdiction. The Partnership shall provide to you and the Selling Dealers for delivery to all offerees and purchasers any additional information, documents, and instruments that the Partnership deems necessary to comply with the rules, regulations, and judicial and administrative interpretations of all jurisdictions in which the Units will be offered or sold. The Partnership shall file all post-offering forms, documents, or materials and take all other actions required by the jurisdictions in which the offer and sale of Units has been qualified, registered, or is exempt. However, the Partnership shall not be required to take any action, make any filing, or prepare any document necessary or required in connection with your status or any Selling Dealer's ’s status as a broker or dealer in any jurisdiction. Anthem C▇▇▇▇▇▇▇ Securities, Inc. 11 Dealer-Manager Agreement The Partnership shall provide you with copies of all applications, filings, correspondence, orders, other documents, or instruments relating to any application for qualification, registration, or exemption under all applicable securities laws for the offering.
Appears in 1 contract
Sources: Dealer Manager Agreement (LEAF Equipment Finance Fund 4, L.P.)
State Securities Registration. Incident to the offer and sale of the Units, the Partnership shall use its best efforts either in taking:
(a) all necessary action and filing all necessary forms and documents deemed reasonable by it in order to qualify or register Units for sale under the securities laws of the jurisdictions requested by you; or
(b) any necessary action and filing any necessary forms deemed reasonable by it in order to obtain an exemption from qualification or registration in those jurisdictions. Notwithstanding the foregoing, the Partnership may elect not to qualify or register Units in any state or jurisdiction for any reason in its sole discretion. The Partnership shall inform you as to the jurisdictions in which the Units have been qualified for sale or are exempt from qualification. The Partnership and the General Partner have not assumed and will not assume any obligation or responsibility as to your right or any Selling Dealer's ’s right to act as a broker or dealer with respect to the Units in any jurisdiction. The Partnership shall provide to you and the Selling Dealers for delivery to all offerees and purchasers any additional information, documents, and instruments that the Partnership deems necessary to comply with the rules, regulations, and judicial and administrative interpretations of all jurisdictions in which the Units will be offered or sold. The Partnership shall file all post-offering forms, documents, or materials and take all other actions required by the jurisdictions in which the offer and sale of Units has been qualified, registered, or is exempt. However, the Partnership shall not be required to take any action, make any filing, or prepare any document necessary or required in connection with your status or any Selling Dealer's ’s status as a broker or dealer in any jurisdiction. Anthem Securities, Inc. 11 Dealer-Manager Agreement The Partnership shall provide you with copies of all applications, filings, correspondence, orders, other documents, or instruments relating to any application for qualification, registration, or exemption under all applicable securities laws for the offering.. ▇▇▇▇▇▇▇▇ Securities, Inc. Dealer-Manager Agreement
Appears in 1 contract
Sources: Dealer Manager Agreement (LEAF Equipment Finance Fund 4, L.P.)
State Securities Registration. Incident to the offer and sale of the Units, the Partnership shall use its best efforts either in taking:
(a) all necessary action and filing all necessary forms and documents deemed reasonable by it in order to qualify or register Units for sale under the securities laws of the jurisdictions requested by you; or
(b) any necessary action and filing any necessary forms deemed reasonable by it in order to obtain an exemption from qualification or registration in those jurisdictions. Notwithstanding the foregoing, the Partnership may elect not to qualify or register Units in any state or jurisdiction in which it deems the qualification or registration is not warranted for any reason in its sole discretion. The Partnership shall inform you as to the jurisdictions in which the Units have been qualified for sale or are exempt from qualification. The Partnership and the General Partner have does not assumed assume and will not assume any obligation or responsibility as to your right or any Selling DealerAgent's right to act as a broker or dealer with respect to the Units in any jurisdiction. The Partnership shall provide to you and the Selling Dealers Agents for delivery to all offerees and purchasers any additional information, documents, and instruments that the Partnership deems necessary to comply with the rules, regulations, and judicial and administrative interpretations of all jurisdictions in which the Units will be offered or sold. The Partnership shall file all post-offering forms, documents, or materials and take all other actions required by the jurisdictions in which the offer and sale of Units has been qualified, registered, or is are exempt. However, the Partnership shall not be required to take any action, make any filing, or prepare any document necessary or required in connection with your status or any Selling DealerAgent's status as a broker or dealer in any jurisdiction. Anthem Securities, Inc. 11 Dealer-Manager Agreement The Partnership shall provide you with copies of all applications, filings, correspondence, orders, other documents, or instruments relating to any application for qualification, registration, or exemption under all applicable securities laws for the offering.
Appears in 1 contract
Sources: Dealer Manager Agreement (Lease Equity Appreciation Fund I Lp)