Status Disclosure Sample Clauses

A Status Disclosure clause requires one or more parties to formally declare their legal or organizational status within the context of the agreement. This may involve specifying whether a party is acting as an individual, corporation, partnership, or in another capacity, and can include details such as registration numbers or authority to enter into the contract. By clarifying each party's status, the clause helps ensure that all parties are properly authorized and that the agreement is legally binding, thereby reducing the risk of disputes over capacity or authority.
Status Disclosure. This cover is administered by TWG Services Limited with a sole provider, London General Insurance Company Limited which is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority, Financial Services Register No. 202689. TWG Services Limited is authorised and regulated by the Financial Conduct Authority, Financial Services Register No. 312440. All firms’ register details can be checked on the Financial Services Register by visiting the FCA’s website ▇▇▇.▇▇▇.▇▇▇.▇▇/▇▇▇▇▇▇▇▇ 14. Company Details London General Insurance Company Limited. Registered in England & Wales No. 1865673. Registered Office: Twenty Kingston Road, Staines-upon-Thames, Surrey, TW18 4LG, United Kingdom. TWG Services Limited. Registered in England & Wales No. 1883565. Registered Office: Twenty Kingston Road, Kingston Road, Staines-Upon- Thames, Surrey, United Kingdom, TW18 4LG.
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Status Disclosure. 2.1. The Broker is authorised and regulated by the Financial Conduct Authority. If you require any further information about the extent of the Broker’s authorisation or regulation by the FCA please contact the Broker on the details above. 2.2. As the Broker is also a member of the National Association of Commercial Finance Brokers (NACFB) and complies with the NACFB’s Code of Practice and Minimum Standards. You can check the Broker’s membership status by contacting the NACFB on the following link: ▇▇▇▇▇://▇▇▇.▇▇▇▇▇.▇▇▇/ 1. a fee will be charged and made payable, by You, the Client under the terms of this agreement. 2. You the Client, have the option to approach a funder under the CBILS scheme directly, without using the services of a broker
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Status Disclosure. If so required by the FSA under the provisions of ICOBS each party is responsible for making its own status disclosure to the Client.
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Status Disclosure. It is important that we are aware of which of our customers are officers, directors or employees of, or otherwise associated in any way with, any bank, investment business or other regulated financial services entity or are close family members of such persons. It is important that you inform us at the time of opening your Account if you fall within this category. If you do not inform us and we later determine that you are within this category we shall have the right in our absolute discretion to close out all Transactions and/or the Account in accordance with Clause 15.3. Your particular attention is drawn to the Risk Warning Notice, which is included to this Client Agreement. The Risk Warning Notice describes the major risks of spot forex and CFD trading. It cannot and does not disclose all of the risks of trading in spot forex and CFDs. We are obliged to ensure that you understand the risks that you are exposing yourself to. Please note that we are not obliged to assess or ensure the suitability of any Trade you place. AximTrade has the ability to ask you for additional information at any other point in time either during or after the Account Opening process. You warrant that all information and documentation provided by you to us is true, accurate and complete in all material respects and where you provide copies of documents to us you warrant that they are true copies of the originals. Breach of this warranty is an Event of Default which gives AximTrade the right to close out all open Transactions and to close the Account in accordance with Clause 15.3 and recover any losses and costs. You warrant that all funds deposited by you into your account is untainted with any illegality and, in particular, does not originate from any illegal activity or source, and that all payments made into your account are authorised by you. You accept that all transactions made into your account may be verified to prevent money laundering and that any transactions made by you which AximTrade deems as suspicious, may be reported to the appropriate competent authority. You warrant that your account may not be used as a banking facility, and all deposits into the account should only be made with a view to using the funds to undertake trading. Should repeated deposits and withdrawals be made without trades being conducted we reserve the right to pass on to your account any incurred costs, and we may at our absolute discretion close the account. You accept that the types of th...
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Status Disclosure. This policy is underwritten by London General Insurance Company Limited, a private company limited by shares and incorporated in England, whose registered head office is at Integra House, Floor ▇, ▇▇▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇. Registered Number 1865673. London General Insurance Company Limited is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority, FRN 202689. These details can be found on the FCA’s website at ▇▇▇.▇▇▇.▇▇▇.▇▇/▇▇▇▇▇▇▇▇ or by telephoning 0800 111 6768.
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Related to Status Disclosure

  • RISK DISCLOSURE 11.1 The Investment Adviser’s attention is drawn to Schedule 3 which provides important information as to the nature and risks of certain investments which may comprise a Portfolio and a description of certain provisions of the industry standard master agreements and their consequences. The Investment Adviser represents and warrants to the Local Manager that it has read, understood, and accepts the provisions of Schedule 3. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Investment Management Limited ( the “Local Manager”) has established and implemented transaction execution arrangements that are designed to allow the Local Manager to take all reasonable steps to obtain the best possible result when executing or placing orders as portfolio manager on behalf of its clients in relation to financial instruments that form part, or may become part, of one or more investment portfolios managed by the Local Manager for that or those clients (each a “Transaction”). For the purposes of this document: any reference to the Local Manager “executing an order” is a reference to the Local Manager, as agent, entering into a Transaction on behalf of a client with another person that acts as principal to that Transaction, any reference to the Local Manager “placing an order” is a reference to the Local Manager, as agent, arranging for a Transaction to be entered into by another person that acts as agent on behalf of a client when entering into that Transaction, and any reference to the Local Manager “effecting a Transaction” is a reference to the Local Manager either placing or executing an order. As part of its transaction execution arrangements, the Local Manager has an order execution policy in place that is designed to ensure that the Local Manager complies with its duty to obtain the best possible result when effecting a Transaction for one or more clients (the “Order Execution Policy”). This document is intended to provide the Local Manager’s clients with a summary of the Local Manager’s Order Execution Policy. Nothing herein is intended to place upon the Local Manager fiduciary or other duties or responsibilities over and above the specific obligations provided for in the investment management agreement between the Local Manager and a client.

  • ADV Disclosure The Adviser has provided the Trust with a copy of its Form ADV as most recently filed with the Commission and will, promptly after filing any amendment to its Form ADV with the Commission, furnish a copy of such amendments to the Trust. The information contained in the Adviser’s Form ADV is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading.

  • Securities Laws Disclosure; Publicity The Company shall (a) by the Disclosure Time, issue a press release disclosing the material terms of the transactions contemplated hereby, and (b) file a Current Report on Form 8-K, including the Transaction Documents as exhibits thereto, with the Commission within the time required by the Exchange Act. From and after the issuance of such press release, the Company represents to the Purchasers that it shall have publicly disclosed all material, non-public information delivered to any of the Purchasers by the Company or any of its Subsidiaries, or any of their respective officers, directors, employees or agents in connection with the transactions contemplated by the Transaction Documents. In addition, effective upon the issuance of such press release, the Company acknowledges and agrees that any and all confidentiality or similar obligations under any agreement, whether written or oral, between the Company, any of its Subsidiaries or any of their respective officers, directors, agents, employees or Affiliates on the one hand, and any of the Purchasers or any of their Affiliates on the other hand, shall terminate. The Company and each Purchaser shall consult with each other in issuing any other press releases with respect to the transactions contemplated hereby, and neither the Company nor any Purchaser shall issue any such press release nor otherwise make any such public statement without the prior consent of the Company, with respect to any press release of any Purchaser, or without the prior consent of each Purchaser, with respect to any press release of the Company, which consent shall not unreasonably be withheld or delayed, except if such disclosure is required by law, in which case the disclosing party shall promptly provide the other party with prior notice of such public statement or communication. Notwithstanding the foregoing, the Company shall not publicly disclose the name of any Purchaser, or include the name of any Purchaser in any filing with the Commission or any regulatory agency or Trading Market, without the prior written consent of such Purchaser, except (a) as required by federal securities law in connection with the filing of final Transaction Documents with the Commission and (b) to the extent such disclosure is required by law or Trading Market regulations, in which case the Company shall provide the Purchasers with prior notice of such disclosure permitted under this clause (b).

  • Data Disclosure Under Minnesota Statute § 270C.65, Subdivision 3 and other applicable law, the Contractor consents to disclosure of its social security number, federal employer tax identification number, and/or Minnesota tax identification number, already provided to the State, to federal and state agencies and state personnel involved in the payment of state obligations. These identification numbers may be used in the enforcement of federal and state laws which could result in action requiring the Contractor to file state tax returns, pay delinquent state tax liabilities, if any, or pay other state liabilities.

  • SEC DOCUMENTS; DISCLOSURE Except as set forth on Schedule 4.5, the Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company under the Securities Act and the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the one (1) year preceding the date hereof (or such shorter period as the Company was required by law or regulation to file such material) (the foregoing materials, including the exhibits thereto and documents incorporated by reference therein, being collectively referred to herein as the “SEC Documents”) on a timely basis or has received a valid extension of such time of filing and has filed any such SEC Documents prior to the expiration of any such extension. As of their respective dates, the SEC Documents complied in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable, and other federal laws, rules and regulations applicable to such SEC Documents, and none of the SEC Documents when filed contained any untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading. The financial statements of the Company included in the SEC Documents comply as to form and substance in all material respects with applicable accounting requirements and the published rules and regulations of the SEC or other applicable rules and regulations with respect thereto. Such financial statements have been prepared in accordance with generally accepted accounting principles applied on a consistent basis during the periods involved (except (a) as may be otherwise indicated in such financial statements or the notes thereto or (b) in the case of unaudited interim statements, to the extent they may not include footnotes or may be condensed or summary statements) and fairly present in all material respects the financial position of the Company as of the dates thereof and the results of operations and cash flows for the periods then ended (subject, in the case of unaudited statements, to normal, immaterial, year-end audit adjustments). Except with respect to the material terms and conditions of the transactions contemplated by the Transaction Documents, the Company confirms that neither it nor any other Person acting on its behalf has provided the Investor or its agents or counsel with any information that it believes constitutes or might constitute material, non-public information. The Company understands and confirms that the Investor will rely on the foregoing representation in effecting transactions in securities of the Company.