Common use of Status under the Securities Act Clause in Contracts

Status under the Securities Act. At the time of filing the Registration Statement and any post-effective amendment thereto the Company was an “ineligible issuer,” as defined in Rule 405 under the Securities Act solely because of subclause (B) of clause (ii) of the definition thereof. The Company has paid the registration fee for the Offering pursuant to Rule 456 under the Securities Act.

Appears in 86 contracts

Sources: Underwriting Agreement (Trailblazer Merger Corp I), Underwriting Agreement (Trailblazer Merger Corp I), Underwriting Agreement (PROTONIQ Acquisition Corp)

Status under the Securities Act. At the time of filing the Registration Statement and any post-effective amendment thereto the Company was an “ineligible issuer,” as defined in Rule 405 under the Securities Act solely because of subclause (B) of clause (ii) of the definition thereof. The Company has paid the registration fee for the Offering this offering pursuant to Rule 456 456(b)(1) under the Securities Act.

Appears in 41 contracts

Sources: Underwriting Agreement (Patria Latin American Opportunity Acquisition Corp.), Underwriting Agreement (Patria Latin American Opportunity Acquisition Corp.), Underwriting Agreement (Patria Latin American Opportunity Acquisition Corp.)

Status under the Securities Act. At the time of filing the Registration Statement and any post-effective amendment thereto the Company was an “ineligible issuer,” as defined in Rule 405 under the Securities Act solely because of subclause (B) of clause (ii) of the definition thereof. The Company has paid the registration fee for the Offering pursuant to Rule 456 456(b)(1) under the Securities Act.

Appears in 13 contracts

Sources: Underwriting Agreement (SOAR Technology Acquisition Corp.), Underwriting Agreement (SOAR Technology Acquisition Corp.), Underwriting Agreement (DA32 Life Science Tech Acquisition Corp.)

Status under the Securities Act. At the time of filing the Registration Statement and any post-effective amendment thereto the Company was an “ineligible issuer,” as defined in Rule 405 under the Securities Act solely because of subclause (B) of clause (ii) of the definition thereof. The Company has paid the registration fee for the Offering this offering pursuant to Rule 456 456(a) under the Securities Act.

Appears in 5 contracts

Sources: Underwriting Agreement (Silverman Acquisition Corp I), Underwriting Agreement (Isos Acquisition Corp.), Underwriting Agreement (Isos Acquisition Corp.)

Status under the Securities Act. At the time of filing the Registration Statement and any post-effective amendment thereto thereto, the Company was an “ineligible issuer,” as defined in Rule 405 under the Securities Act solely because of subclause (B) of clause (ii) of the definition thereof. The Company has paid the registration fee for the Offering pursuant to Rule 456 under the Securities Act.

Appears in 4 contracts

Sources: Underwriting Agreement (Kimbell Tiger Acquisition Corp), Underwriting Agreement (Kimbell Tiger Acquisition Corp), Underwriting Agreement (Kimbell Tiger Acquisition Corp)

Status under the Securities Act. At the time of filing the Registration Statement and any post-effective amendment thereto thereto, the Company was and is not an “ineligible issuer,” as defined in Rule 405 under connection with the Securities Act solely because of subclause (B) of clause (ii) offering of the definition thereof. The Company has paid the registration fee for the Offering Shares pursuant to Rule 456 Rules 164, 405 and 433 under the Securities Act, or, if the Company was previously deemed an “ineligible issuer,” it has since remedied such status and is now eligible to rely on the accommodations available to eligible issuers under such rules.

Appears in 2 contracts

Sources: Underwriting Agreement (Velo3D, Inc.), Underwriting Agreement (Velo3D, Inc.)

Status under the Securities Act. At the time of filing the Registration Statement and any post-effective amendment thereto the Company was an “ineligible issuer,” as defined in Rule 405 under the Securities Act solely because of subclause (B) of clause (ii) of the definition thereof. The Company has paid the registration fee for the this Offering pursuant to Rule 456 456(b)(1) under the Securities Act.

Appears in 2 contracts

Sources: Underwriting Agreement (Project Energy Reimagined Acquisition Corp.), Underwriting Agreement (Project Energy Reimagined Acquisition Corp.)

Status under the Securities Act. At the time of filing the Registration Statement and any post-effective amendment thereto the Company was an “ineligible issuer,” as defined in Rule 405 under the Securities Act solely because of subclause (B) of clause (ii) of the definition thereof. The Company has paid the registration fee for the Offering this offering pursuant to Rule 456 under the Securities Act.

Appears in 1 contract

Sources: Underwriting Agreement (Transformational CPG Acquisition Corp.)