Stock Records. Pershing shall maintain stock records and other prescribed books and records of all transactions executed or cleared through it in accordance with generally accepted practices in the securities industry.
Appears in 3 contracts
Sources: Fully Disclosed Clearing Agreement (Pinnacle Global Group Inc), Fully Disclosed Clearing Agreement (Chapman Holdings Inc), Fully Disclosed Clearing Agreement (Echapman Com Inc)
Stock Records. Pershing shall maintain stock records and other prescribed books and records of all transactions executed or cleared through it in accordance with generally accepted practices in the securities industryit.
Appears in 3 contracts
Sources: Fully Disclosed Clearing Agreement (International Assets Holding Corp), Fully Disclosed Clearing Agreement (American Portfolios Holdings Inc), Fully Disclosed Clearing Agreement (American Portfolios Holdings Inc)
Stock Records. Pershing shall maintain stock records and other prescribed books and records of all transactions executed or cleared through it in accordance with generally accepted practices in the securities industryapplicable Rules.
Appears in 1 contract
Sources: Fully Disclosed Clearing Agreement (Siebert Financial Corp)
Stock Records. Pershing shall maintain stock records and other prescribed ------------- books and records of all transactions executed or cleared through it in accordance with generally accepted practices in the securities industryit.
Appears in 1 contract
Sources: Fully Disclosed Clearing Agreement (Ziegler Companies Inc)