SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS Clause Samples
The 'Submission of Matters to a Vote of Security Holders' clause outlines the process by which significant company decisions are presented to shareholders or other security holders for approval. It typically details the types of matters that require a vote, such as mergers, amendments to governing documents, or major transactions, and specifies the procedures for notifying security holders and conducting the vote. This clause ensures that key corporate actions are subject to the oversight and consent of those with a financial stake in the company, thereby promoting transparency and protecting the interests of security holders.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. There were no matters submitted to a vote of security holders during the fourth quarter of 1998.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. Submission of a matter to a vote of security holders, through the solicitation of proxies or otherwise Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Trustee Removal, replacement, substitution or addition of any Servicer, affiliated servicer, and other material servicers or Indenture Trustee. Depositor A change of Servicer or Administrator - Servicer/Administrator/Depositor/ Reg AB disclosure regarding any new servicer. Servicer/Depositor Reg AB disclosure regarding any new Indenture Trustee. New Indenture Trustee Item 6.03- Change in Credit Enhancement or External Support N/A Item 6.04- Failure to Make a Required Distribution Servicer Indenture Trustee Item 6.05- Securities Act Updating Disclosure Material pool characteristic differs by 5% or more (other than as a result of pool assets converting to cash in accordance with their terms) at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. Information from Item 4 of Part II of Form 10-Q X X 6 Significant Obligors of Pool Assets Item 1112(b) - Significant Obligor Financial Information* X X *This information need only be reported on the Form 10-D for the distribution period in which updated information is required pursuant to the Item.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matter was submitted during the fourth quarter of the Company's 1995 fiscal year to a vote of security holders, whether by solicitation of proxies or otherwise. ITEM 5. MARKET FOR REGISTRANT'S COMMON STOCK AND RELATED STOCKHOLDER MATTERS COMMON STOCK INFORMATION The Company had 876 common stockholders of record as of March 15, 1996. The Company's common stock is quoted on the New York Stock Exchange ("NYSE") Composite Transactions Tape under the symbol "SJP". The range of high and low sales prices for the Common Stock as reported on the NYSE Composite Transactions Tape for the periods indicated is set forth below. FISCAL YEAR HIGH LOW - ------------------------------------------------------------------------------ ---- ---- 1994 First Quarter.......................................................... 57 7/8 50 1/4 Second Quarter......................................................... 57 49 1/8 Third Quarter.......................................................... 62 5/8 49 1/4 Fourth Quarter......................................................... 61 7/8 54 1/4 1995 First Quarter.......................................................... 67 3/4 53 3/4 Second Quarter......................................................... 65 1/2 60 5/8 Third Quarter.......................................................... 64 1/2 60 Fourth Quarter......................................................... 62 3/4 53 1/2 1996 First Quarter.......................................................... 61 1/2 53 7/8 DIVIDENDS The Company paid a cash dividend of $.20 per share to holders of the Common Stock in 1994 and 1995. A dividend of $.05 per share for the first quarter of 1996 is payable on March 31, 1996 to holders of record on March 24, 1996. Although the Company has historically paid quarterly cash dividends of $.05 per share and there are currently no plans to reduce such dividends following the sale of the paper mill and container plants and the sale of the communications segment and the planned pro rata distribution of the net proceeds thereof to its stockholders, there can be no assurance that such practice will continue in the future.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. Information from Item 4 of Part II of Form 10-Q Trustee Item 1112(b) - Significant Obligor Financial Information* N/A * This information need only be reported on the Form 10-D for the distribution period in which updated information is required pursuant to the Item.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matters were submitted to a vote of the shareholders during the fourth quarter of 2007. 15 Table of Contents
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. Information from Item 4 of Part II of Form 10-Q Item 1112(b) – Significant Obligor Financial Information*
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matter was submitted to a vote of our shareholders during the fourth quarter of the fiscal year covered by this report. EXECUTIVE OFFICERS OF THE REGISTRANT The following information is provided regarding the executive officers of ITT Industries: AGE AT YEAR OF DATE OF ELECTION FEBRUARY 1, INITIAL ELECTION TO PRESENT NAME 2002 POSITION AS AN OFFICER POSITION ---- ---- -------- ------------- -------- ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇................. 52 Senior Vice President and Chief Financial Officer 1999 12/13/99 ▇▇▇▇▇▇ ▇. ▇▇▇▇▇................... 56 Senior Vice President, ITT Industries; 1998 12/4/01 President, Fluid Technology ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇.................. 58 Senior Vice President, ITT Industries; 2000 12/4/01 President, Defense ▇▇▇▇▇▇ ▇. ▇▇▇▇▇................... 50 Vice President, Treasurer and Director 1996 6/1/01 of Taxes ▇▇▇▇▇ ▇. ▇▇▇▇▇▇, ▇▇. ............. 57 Senior Vice President and Director, 2000 11/6/00 Human Resources ▇▇▇▇▇▇ ▇▇▇▇▇▇▇.................... 49 Senior Vice President, ITT Industries; 1998 12/4/01 President, ▇▇▇▇▇▇ Worldwide ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇................. 55 Chairman, President and Chief Executive 1988 2/24/01 Officer and Director ▇▇▇▇▇▇ ▇▇▇▇▇▇..................... 53 Senior Vice President, Director of 1995 12/19/95 Corporate Development ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇................. 51 Senior Vice President and General 1995 12/19/95 Counsel ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇.................. 48 Senior Vice President, Director of 1996 3/9/99 Corporate Relations
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matter was submitted to a vote of security holders during the fourth quarter of fiscal 1999. PART II ITEM 5. MARKET FOR REGISTRANT'S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS MARKET INFORMATION The Company's Common Stock is traded on the Nasdaq National Market under the symbol "AZPN." The following table sets forth, for the periods indicated, the high and low sale prices per share of the Common Stock as reported on the Nasdaq National Market. HIGH ------- LOW ------- FISCAL 1998: First Quarter............................................. $46.250 $29.500 Second Quarter............................................ 39.875 27.875 Third Quarter............................................. 43.375 23.500 Fourth Quarter............................................ 53.125 37.750 FISCAL 1999: First Quarter............................................. $56.875 $18.500 Second Quarter............................................ 26.750 6.125 Third Quarter............................................. 18.125 9.125 Fourth Quarter............................................ 12.875 8.250 HOLDERS As of June 30, 1999, there were 1,268 holders of record of Common Stock. DIVIDENDS We have never declared or paid cash dividends on our capital stock, although one of our subsidiaries paid dividends to its stockholders prior to its acquisition by us in fiscal 1995. We currently intend to retain all of our earnings, if any, for use in its business and do not anticipate paying any cash dividends in the foreseeable future. In addition, under the terms of our bank line of credit, we are prohibited from paying any cash dividends. Any future determination relating to dividend policy will be made at the discretion of our Board of Directors and will depend on a number of factors, including our future earnings, capital requirements, financial condition and future prospects and such other factors as the Board of Directors may deem relevant.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. The Company held its 1996 Annual Meeting of Stockholders on December 5, 1996 (the "1996 Annual Meeting"). An aggregate of 29,551,334 shares of the Company's voting stock were outstanding and entitled to vote at the 1996 Annual Meeting as follows: 29,548,707 shares of Common Stock and 2,627 shares of $2 Noncumulative Convertible Preference Stock (which vote together as a single class). At this meeting the stockholders voted on the following matters: ELECTION OF CLASS I DIRECTORS ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇...................................... 24,631,160 2,524,354 ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇..................................... 24,832,041 2,323,473 In addition to the two Class I Directors elected at the 1996 Annual Meeting, ▇▇▇▇▇ ▇. ▇▇▇▇▇▇ continues to serve as a Class II Director for a term ending at the 1997 Annual Meeting of Stockholders, and ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇, ▇▇. continues to serve as a Class III Director for a term ending at the 1998 Annual Meeting of Stockholders. 1996 LONG-TERM INCENTIVE PLAN BROKER FOR AGAINST ABSTAINED NON-VOTE - ----------- ---------- --------- --------- 20,405,891 3,277,426 55,076 3,416,862 The 1996 Long-Term Incentive Plan covers 5,000,000 shares of the Company's Common Stock. STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING - ---------- ----------- --------- --------- 3,939,019 19,357,882 441,492 3,416,862 ▇▇. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ and ▇▇. ▇▇▇▇ ▇. Gilbert, stockholders of the Company, presented a stockholder proposal to request the Board of Directors of the Company to take the steps necessary to provide for cumulative voting on the election of directors of the Company. ITEM 5. MARKET FOR THE REGISTRANT'S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS ▇▇▇▇▇▇'▇ Common Stock is listed on the New York Stock Exchange. On April 27, 1994, ▇▇▇▇▇▇'▇ stockholders approved a one-for-five reverse stock split (the "Reverse Stock Split") effective May 3, 1994, which reduced the number of common shares outstanding from approximately 158.3 million to approximately 31.7 million. The number of authorized shares remained at 165.0 million and par value of the Common Stock was unchanged. Unless the context otherwise requires, all references in this Report to Common Stock share and per share amounts reflect the Reverse Stock Split. The high and low sales prices for the Common Stock, as reported in the consolidated transactions reporting system, for each quarterly period for the last fiscal years are shown in the following table. SEPTEMBER 30, JUNE 30, MARCH 31, DECEMBER 31, SEPTE...