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Common use of Supervision of Orders and Accounts Clause in Contracts

Supervision of Orders and Accounts.

Appears in 5 contracts

Sources: Fully Disclosed Clearing Agreement (Cowen Group, Inc.), Fully Disclosed Clearing Agreement (Cowen Group, Inc.), Fully Disclosed Clearing Agreement (Cowen Group, Inc.)

Related Clauses

  • Custody and Accounting Services
  • Supervision of Students
  • Books, Records and Accounts
  • Books Records and Accounting
  • Books Records Reports and Bank Accounts

Parent Clauses

  • Opening and Supervision of Accounts
  • CUSTOMER AND CORRESPONDENT ACCOUNTS
  • CUSTOMER AND CLAY ACCOUNTS
  • Opening Approving and Monitoring Customer Accounts
  • New Accounts

Sub-Clauses

  • Furnishing of Investment Advice
  • Discretionary Accounts
  • Obligations Regarding Certain Disclosures
  • Compliance Procedures
  • Responsibility for Compliance
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