Common use of TABLE OF DEFINED TERMS Clause in Contracts

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: Defined Term Section No. Interim Financial Statements 3.10(a) Accountant 2.9(b) Inventories 3.27 Acquired Interest Recitals “knowledge of the Sellers” 10.5 Acquired Receivables 2.7(a) Labor Union 3.14(a) Acquisition Proposal 5.11(a) Lease 3.15(a) Actual EBITDA 2.8(a) Lease Consent 2.5(j) Actual Revenue 2.8(a) Lock-Up Agreements 2.5(g) Adjustment Indebtedness 2.7(b) Losses 8.2(a) Adjustment Selling Expenses 2.7(b) LPTH Stock 2.1 Adjustment Statement 2.7(b) LPTH Stock Price 2.8(a) (a) Annual Financial Statements 3.10(a) Material Vendors 3.22 (a) Balance Sheet Date 3.10(a) Multiemployer Plan 3.13(e) Buyer Preamble Net Working Capital 2.7(a) Buyer Approvals 4.3 Notice Target 5.2(a) (g) Buyer Pre-Closing Tax Returns 6.1(b) Outside Date 9.1(g) Closing 2.3 Pay-Off Indebtedness 2.2(b) Closing Date 2.3 Phantom Stock Plan 2.5(l) Closing Selling Expenses 2.2(b) Policies 3.19 Closing Shares 2.2(a) Pre-Closing Financial Statements 5.14 Company Preamble Pre-Closing Income Tax Return 6.1(a) Company Assets 3.15(c) Protest Notice 2.7(c) Company Contracts 3.7(a) Proxy Statement 4.3 Company Intellectual Property 3.17(a) Recipient 2.8(a) Company Leased Real Property 3.15(a) Registered Intellectual Property 3.17(a) Company Permits 3.9(b) Released Party 5.8(a) Consent Target 5.2(a) Response Period 8.5(b) Current Assets 2.7(a) Restricted Business 5.4(a)(i) Current Liabilities 2.7(a) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement 2.9(a) Scheduled Intellectual Property 3.17(a) Earnout Payments 2.8 Second Disbursement Date 8.8(b) Employee Plan 3.13(a) Seller or Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(d) Shortfall 2.7(e) Final Adjustment Amount 2.7(d) Signing Date Preamble Final Disbursement Date 8.8(b) Target Conversations 5.2(b) Financial Statements 3.10(a) Tax Matter 6.3(a) Financing 7.3(h) Third Party Claim 8.5(b) First Disbursement Date 8.8(a) Threshold 8.4 Inbound Referral 2.8(a) Tuck-in Merger or Acquisition 2.8(a) Indemnification Claim 8.5(a) Trade Control Laws 3.9(c) Indemnified Party 8.5(b) Unforgiven Amount 5.5 Indemnifying Party 8.5(b) Unlawful Payment 3.8(m)

Appears in 2 contracts

Sources: Membership Interest Purchase Agreement (Lightpath Technologies Inc), Membership Interest Purchase Agreement (Lightpath Technologies Inc)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: Defined Term Section No. “Accountant” 2.11(b) “Initial Purchase Price” 2.2 “Adjustment Statement” 2.9(a) “Interim Financial Statements 3.10(aStatements” 3.8(a) Accountant 2.9(b“Agreement” Preamble “Interim Period” 6.1 “Allocation” 8.4 “Labor Union” 3.12(a) Inventories 3.27 Acquired Interest “Allocation Objections Statement” 8.4 “Lease” 3.13(b) “Annual Financial Statements” 3.8(a) “Leased Real Property” 3.13(b) “Balance Sheet Date” 3.8(a) “Lock Up Period” 6.11 “Business Partner” 6.7(c) “Losses” 9.2 “Business Plan” 2.12(c) “Material Contracts” 3.6(a) “Buyer” Preamble “Material Customers” 3.21(a) “Buyer Indemnified Persons” 9.2 “Material Vendors” 3.21(a) “Call Notice” 6.12(a) “Membership Interests” Recitals “knowledge Call Price” 6.12(a) “Notice of the SellersDispute10.5 Acquired Receivables 2.7(a9.4(a) Labor Union 3.14(a“Call Transaction” 6.12(c) Acquisition Proposal 5.11(a“Option Purchase Agreement” 6.12(b) Lease 3.15(a“Closing” 2.1 “Outside Date” 10.1(b) Actual EBITDA 2.8(a) Lease Consent 2.5(j) Actual Revenue 2.8(a) Lock-Up Agreements 2.5(g) Adjustment Indebtedness 2.7(b) Losses 8.2(a) Adjustment Selling Expenses 2.7(b) LPTH Stock “Closing Date” 2.1 Adjustment Statement 2.7(b) LPTH Stock Price 2.8(a) (a) Annual Financial Statements 3.10(a) Material Vendors 3.22 (a) Balance Sheet Date 3.10(a) Multiemployer Plan 3.13(e) Buyer “Policies” 3.17 “Company” Preamble Net Working Capital 2.7(a) Buyer Approvals 4.3 Notice Target 5.2(a) (g) Buyer Pre-Closing Pass-Through Tax Returns 6.1(bReturn” 8.1 “Company Intellectual Property” 3.15(a) Outside Date 9.1(g“Prepayment” 2.3 “Company Permits” 3.7(b) “Proposed Allocation” 8.4 “Company Released Parties” 6.1 “Purchased Interests” 2.1 “Covered Employees” 6.7(b) “Purchase Price” 2.2 “Covid-19 Relief Programs” 3.7(g) “Reference Balance Sheets” 3.8(a) “D&O Indemnified Person” 6.1 “Registered Intellectual Property” 3.15(a) “Dispute Notice” 2.11(a) “Resolution Period” 2.11(b) “Disputed Item” 2.11(a) “Restricted Period” 6.7(a) “Employee Plan” 3.11(a) “Restricted Securities” 6.11 “Employment Agreements” Recitals “Review Period” 2.11(a) “ERISA” 3.11(a) “Sale” 2.1 “ERISA Affiliate” 3.11(c) “Security Policies” 3.16 “Estimated Adjustment Amount” 2.5(b) “Scheduled Intellectual Property” 3.15(a) “Estimated Closing 2.3 Pay-Off Indebtedness 2.2(bBalance Sheet” 2.5(a) “Seller Indemnified Persons” 9.2(b) “Estimated Closing Date 2.3 Phantom Stock Plan 2.5(lStatement” 2.5(c) “Seller Released Claims” 6.1 “Excess” 2.9(b)(i) “Seller” Preamble “Final Closing Selling Expenses 2.2(bBalance Sheet” 2.9(a) Policies 3.19 Closing Shares 2.2(a“Seller’s Claim” 8.11 “Final Adjustment Amount” 2.9(b)(i) Pre-Closing “Shortfall” 2.9(b)(ii) “Financial Statements 5.14 Company Preamble Pre-Closing Income Tax Return 6.1(aStatements” 3.8(a) Company Assets 3.15(c“▇▇▇▇▇ Law” 1.1 “Financing” 6.13(a) Protest Notice “Tail Policy” 3.18(b) “FIRPTA Certificate” 2.6(c) “Third Party Claim” 9.3(a) “Indemnified Party” 9.3(a) “Voting Agreements” 2.7(c) Company Contracts 3.7(a) Proxy Statement 4.3 Company Intellectual Property 3.17(a) Recipient 2.8(a) Company Leased Real Property 3.15(a) Registered Intellectual Property 3.17(a) Company Permits 3.9(b) Released Party 5.8(a) Consent Target 5.2(a) Response Period 8.5(b) Current Assets 2.7(a) Restricted Business 5.4(a)(i) Current Liabilities 2.7(a) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement 2.9(a) Scheduled Intellectual Property 3.17(a) Earnout Payments 2.8 Second Disbursement Date 8.8(b) Employee Plan 3.13(a) Seller or Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(d) Shortfall 2.7(e) Final Adjustment Amount 2.7(d) Signing Date Preamble Final Disbursement Date 8.8(b) Target Conversations 5.2(b) Financial Statements 3.10(a) Tax Matter 6.3(a) Financing 7.3(h) Third Party Claim 8.5(b) First Disbursement Date 8.8(a) Threshold 8.4 Inbound Referral 2.8(a) Tuck-in Merger or Acquisition 2.8(a) Indemnification Claim 8.5(a) Trade Control Laws 3.9(c) Indemnified Party 8.5(b) Unforgiven Amount 5.5 Indemnifying Party 8.5(b) Unlawful Payment 3.8(m)Persons” 6.1

Appears in 1 contract

Sources: Membership Interest Purchase Agreement (Avalon GloboCare Corp.)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: Defined Term Section No. Interim Financial Statements 3.10(a) Accountant 2.9(b) Inventories 3.27 Acquired Interest Recitals “knowledge of the Sellers” 10.5 Acquired Receivables 2.7(a) Labor Union Accrued Vacation Amount 3.14(a) Acquisition Proposal 5.11(aAgreement Preamble ▇▇▇▇▇▇▇ 3.13(a) Lease 3.15(a) Actual EBITDA 2.8(a) Lease Consent 2.5(j) Actual Revenue 2.8(a) Lock-Up Agreements 2.5(g) Adjustment Indebtedness 2.7(b) Losses 8.2(a) Adjustment Selling Expenses 2.7(b) LPTH Stock 2.1 Adjustment Statement 2.7(b) LPTH Stock Price 2.8(a) (a▇▇▇▇▇▇▇ Contract 3.13(a) Annual Financial Statements 3.10(a) Material Vendors 3.22 (a3.9 Approvals 3.1(a) Balance Sheet Date 3.10(a3.9 Certificates 2.12(c) Multiemployer Plan 3.13(eCertificate of Merger 2.3 Claim Notice 9.6 Claim Notice Waiting Period 9.7(a) Buyer Preamble Net Working Capital 2.7(a) Buyer Approvals 4.3 Notice Target 5.2(a) (g) Buyer Pre-Claim Period 9.6 Closing Tax Returns 6.1(b) Outside Date 9.1(g) 2.16 Closing 2.3 Pay-Off Indebtedness 2.2(bAgreement 3.17(d) Closing Date 2.3 Phantom 2.16 COBRA Coverage 3.13(d) Code 2.12(f) Common Merger Consideration 2.6(a)(ii) Common Stock Plan 2.5(l2.6(a)(ii) Company Preamble Company Closing Selling Expenses 2.2(bBalance Sheet 6.7 Company Closing Balance Sheet Date 6.7 Company Returns 3.17(a) Policies 3.19 Closing Shares 2.2(aContinuing Employees 6.4(b) Pre-Closing Delivered Financial Statements 5.14 Company Preamble Pre-Closing Income Tax Return 6.1(a3.9 DGCL Recitals Dissenting Shares 2.8(b) Company Assets 3.15(cEffective Time 2.3 Employees 6.4(b) Protest Notice 2.7(cEmployee Plans 3.13(a) Company End Date 8.1(b) ENNNI 7.2(o) ERISA 3.13(a) ERISA Affiliates 3.13(a) Escrow Agreement 6.5 Escrow Amount 2.13(a) Escrow Fund 2.13(a) Execution Period 5.1 GAAP 1.1(bb) Indemnified Persons 9.3 Indemnity Claim 10.1(a) Information Statement 6.1(b) Infringe 3.18(e) IRS 3.13(a) Losses 9.3 Material Contracts 3.7(a) Proxy Statement 4.3 Company Intellectual Property 3.17(aMerger Recitals Merger Consideration 2.6(a)(ii) Recipient 2.8(aMerger Sub Preamble Merger Sub Common Stock 2.11 Multiemployer Plan 3.13(c) Company Leased Multiple Employer Welfare Arrangement 3.13(c) Option Consideration 2.9(b) Parent Preamble Parent Representatives 5.2(a) Payments Certificate 2.10(a) Payoff Instructions 6.6 Payor 2.12(f) PEO 3.13(a) Personal Information 3.19(a) Privacy Laws 3.19(a) Prohibited Transaction 5.5 Real Property 3.15(a) Registered Intellectual Property 3.17(a) Company Permits 3.9(b) Released Party 5.8(a) Consent Target 5.2(a) Response Period 8.5(b) Current Assets 2.7(a3.16(b) Restricted Business 5.4(a)(i) Current Liabilities 2.7(a) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement Shares 2.9(a) Scheduled Intellectual Property 3.17(aRetained Escrow Amount 9.5(a) Earnout Payments 2.8 Second Disbursement Date 8.8(bRules 11.12 Series A-l Merger Consideration 2.6(a)(i) Employee Plan 3.13(aSharing Percentage 2.13(b) Seller or Sellers Preamble ERISA 3.13(aStockholder Approval 3.5 Stockholders’ Agent 10.1(a) Seller Indemnified Persons 8.2(bSurvival Period 9.1 Surviving Corporation 2.2 Takeover Statutes 3.21 Tax Claim 5.6(d) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(d) Shortfall 2.7(e) Final Adjustment Amount 2.7(d) Signing Date Preamble Final Disbursement Date 8.8(b) Target Conversations 5.2(b) Financial Statements 3.10(a) Tax Matter 6.3(a) Financing 7.3(h) Third Third-Party Claim 8.5(b) First Disbursement Date 8.8(a9.9(a) Threshold 8.4 Inbound Referral 2.8(a9.4(a) Tuck-in Merger or Acquisition 2.8(aTransfer Taxes 5.6(f) Indemnification Claim 8.5(a) Trade Control Laws 3.9(c) Indemnified Party 8.5(b) Unforgiven Amount 5.5 Indemnifying Party 8.5(b) Unlawful Payment 3.8(mWARN 3.14(d)

Appears in 1 contract

Sources: Merger Agreement (AOL Inc.)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: Defined Term Section No. Agreement Preamble Buyer Preamble Buyer Benefit Plans 5.8(a) Buyer Disclosure Schedule Article V Buyer Indemnified Party(ies) 7.2 Buyer Interim Financial Statements 3.10(a5.5(b) Accountant 2.9(bCap 7.5(a) Inventories 3.27 Acquired Interest Recitals “knowledge of the Sellers” 10.5 Acquired Receivables 2.7(aClosing 2.3(a) Labor Union 3.14(aClosing Cash Adjustment Notice 2.4(d) Acquisition Proposal 5.11(aClosing Cash Payment 2.2 Closing Date 2.3(a) Lease 3.15(aClosing Date Balance Sheet 2.4(d)(i) Actual Closing Report Objection Notice 2.4(e) Closing Reports 2.4(d)(ii) Closing Statement 2.4(d)(ii) Closing Working Capital 2.4(d) Company Preamble Company Benefit Plan 3.13(b) Company Disclosure Schedule Article III Competitive Activities 6.8(a) Competitor 6.8(a) Continuing Employees 6.2 Copyrights Definitions Deductible 7.5(b) Downward Closing Cash Adjustment 2.4(i) Earnout EBITDA 2.8(a2.5(b) Lease Consent 2.5(jEarnout Expert 2.5(d) Actual Earnout Notice 2.5(b) Earnout Objection Notice 2.5(c) Earnout Objection Period 2.5(c) EBITDA Adjustments Definitions Employee Transfer 2.5(p) Employment Agreement 2.3(a)(ii)(E) ERISA 3.13(b) Escrow Agent 2.3(a)(ii)(F) Escrow Agreement 2.3(a)(ii)(F) Escrow Shares 2.3(a)(iii) Escrow Shares Election Period 6.10(a) Estimated Closing Reports 2.4(a) Estimated Working Capital Excess 2.4(b) Estimated Working Capital Shortfall 2.4(b) Excluded Revenue 2.8(a2.5(p) Lock-Up Agreements 2.5(gFinancial Statements 3.6 Fundamental Cap 7.5(a) Adjustment Indebtedness 2.7(bIndemnification Escrow Account 2.2 Indemnification Escrow Amount 2.2 Indemnified Party 7.4(a) Losses 8.2(aIndemnifying Party 7.4(a) Adjustment Selling Expenses 2.7(bInterim Earnout Payment Amount 2.5(m) LPTH Stock 2.1 Adjustment Statement 2.7(bInterparty Claim 7.4(c) LPTH Stock Price 2.8(a)Interparty Claim Notice 7.4(c) Marks Definitions (a) Annual Note 2.2 Note Default Notice 6.10(a) Patents Definitions Personal Property Leases 3.9 Purchase Price 2.2 Put Notice 6.10(b) Put Period 6.10(b) Put Price 6.10(c) Put Right 6.10(b) Put Shares 6.10(b) Original Directors Definitions Qualifying Claims 7.5(b) Real Property Lease(s) 3.8 Records 6.1 Registration Rights Agreement 2.3(a)(ii)(D) Related Person 3.17 Restricted Period 6.8(a) Shares Recitals Seller Preamble Seller Disclosure Schedules Article IV Seller Indemnified Party(ies) 7.3 Seller Interim Financial Statements 3.10(a3.6 Straddle Period 6.6(a) Material Vendors 3.22 (aSEC 5.5(b) Balance Sheet Date 3.10(aSEC Documents 5.5(b) Multiemployer Plan 3.13(e) Buyer Preamble Net Working Capital 2.7(a) Buyer Approvals 4.3 Stock Payment Notice Target 5.2(a) (g) Buyer Pre-Closing Tax Returns 6.1(b) Outside Date 9.1(g) Closing 2.3 Pay-Off Indebtedness 2.2(b) Closing Date 2.3 Phantom Stock Plan 2.5(l) Closing Selling Expenses 2.2(b) Policies 3.19 Closing Shares 2.2(a) Pre-Closing Financial Statements 5.14 Company Preamble Pre-Closing Income Tax Return 6.1(a) Company Assets 3.15(c) Protest Notice 2.7(c) Company Contracts 3.7(a) Proxy Statement 4.3 Company Intellectual Property 3.17(a) Recipient 2.8(a) Company Leased Real Property 3.15(a) Registered Intellectual Property 3.17(a) Company Permits 3.9(b) Released Party 5.8(a) Consent Target 5.2(a) Response Period 8.5(b) Current Assets 2.7(a) Restricted Business 5.4(a)(i) Current Liabilities 2.7(a) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement 2.9(a) Scheduled Intellectual Property 3.17(a) Earnout Payments 2.8 Second Disbursement Date 8.8(b) Employee Plan 3.13(a) Seller or Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(d) Shortfall 2.7(e) Final Adjustment Amount 2.7(d) Signing Date Preamble Final Disbursement Date 8.8(b) Target Conversations 5.2(b) Financial Statements 3.10(a) Tax Matter 6.3(a) Financing 7.3(h2.5(s) Third Party Claim 8.5(b7.4(a) First Disbursement Date 8.8(aThird Party Claim Notice 7.4(a) Threshold 8.4 Inbound Referral 2.8(aTransfer Taxes 6.5 Upward Closing Cash Adjustment 2.4(i) Tuck-in Merger or Acquisition 2.8(aWC Expert 2.4(f) Indemnification Claim 8.5(a) Trade Control Laws 3.9(c) Indemnified Party 8.5(b) Unforgiven Amount 5.5 Indemnifying Party 8.5(b) Unlawful Payment 3.8(m)Year End Financial Statements 3.6

Appears in 1 contract

Sources: Stock Purchase Agreement (SOCIAL REALITY, Inc.)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: Defined Term Section No. Interim Financial Statements 3.10(a2012 Deep Dish Balance Sheet 3.5(a) Accountant 2.9(b) Inventories 3.27 Acquired Interest Recitals “knowledge of the Sellers” 10.5 Acquired Receivables 2.7(a) Labor Union 3.14(a) Acquisition Proposal 5.11(a) Lease 3.15(a2012 Thin Crust Balance Sheet 4.5(a) Actual EBITDA 2.8(aTC Tax Distributions 10.8(e) Lease Consent 2.5(jAgreement Lead-In Amended Deep Dish Charter 2.2 Amended Parent Charter 2.3(a) Actual Revenue 2.8(aBusiness Recitals Capitalization Representations 9.1(b) LockClosing 2.1 Cashed Out TC Shares 2.4(g)(i) Closing Date 2.1 Confidentiality Agreement 6.2 Contribution 2.5 DD Acquisition Sub Lead-Up Agreements 2.5(g) Adjustment Indebtedness 2.7(b) Losses 8.2(a) Adjustment Selling Expenses 2.7(b) LPTH In DD Acquisition Sub Common Stock 2.1 Adjustment Statement 2.7(b) LPTH Stock Price 2.8(a2.3(h)(iv) (a) Annual Financial Statements 3.10(a) Material Vendors 3.22 (a) Deep Dish Lead-In Deep Dish Balance Sheet Date 3.10(a3.6 Deep Dish Benefit Plans 3.14(a) Multiemployer Plan 3.13(eDeep Dish Business Recitals Deep Dish Certificate of Merger 2.3(c) Buyer Preamble Net Working Capital 2.7(aDeep Dish Closing Conditions 11.7 Deep Dish Common Stock 3.2(a) Buyer Approvals 4.3 Notice Target 5.2(a) (gDeep Dish Competing Transaction 6.6(b) Buyer Pre-Closing Tax Returns 6.1(bDeep Dish Effective Time 2.3(c) Outside Date 9.1(g) Closing 2.3 Pay-Off Indebtedness 2.2(b) Closing Date 2.3 Phantom Stock Plan 2.5(l) Closing Selling Expenses 2.2(b) Policies 3.19 Closing Shares 2.2(a) Pre-Closing Deep Dish Employment Agreements Recitals Deep Dish Financial Statements 5.14 Company Preamble Pre-Closing Income Tax Return 6.1(a3.5(a) Company Assets 3.15(cDeep Dish Indemnity Issuance 9.5(b)(i) Protest Notice 2.7(c) Company Contracts 3.7(a) Proxy Statement 4.3 Company Intellectual Property 3.17(a) Recipient 2.8(a) Company Deep Dish Leased Real Property 3.15(a3.17(b) Deep Dish Leases 3.17(b) Deep Dish Merger 2.3(a) Deep Dish Option 3.2(b) Deep Dish Preferred Stock 3.2(a) Deep Dish Recapitalization 2.2 Deep Dish Registered Intellectual Property 3.17(a3.18(a) Company Permits 3.9(bDeep Dish Sales Incentive 3.22 Deep Dish Sellers 6.11 Deep Dish Software Products 3.18(d)(viii) Released Party 5.8(aDeep Dish Stock Certificate 2.3(i) Consent Target 5.2(aDeep Dish Stockholder Representative Lead-In Deep Dish Subsidiaries 3.2(d) Response Period 8.5(bDeep Dish Subsidiary Interests 3.2(e) Current Assets 2.7(aDeep Dish Substituted Option 6.8(c) Restricted Business 5.4(a)(iDeep Dish Supplier 3.20 Deep Dish Surviving Corporation 2.3(b) Current Liabilities 2.7(aDisqualified Individual 6.10 Employment Agreements Recitals End Date 8.1(b) Restricted Period 5.4(aEnvironmental Law 3.13(b)(ii) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement Exchange Agent 2.9(a) Scheduled Intellectual Property 3.17(aHazardous Material 3.13(b)(i) Earnout Payments 2.8 Second Disbursement Date 8.8(b) Employee Plan 3.13(a) Seller or Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(d) Shortfall 2.7(e) Final Adjustment Amount 2.7(d) Signing Date Preamble Final Disbursement Date 8.8(b) Target Conversations 5.2(b) Financial Statements 3.10(a) Tax Matter 6.3(a) Financing 7.3(h) Third Party Claim 8.5(b) First Disbursement Date 8.8(a) Threshold 8.4 Inbound Referral 2.8(a) Tuck-in Merger or Acquisition 2.8(aHSR Act Filings 6.4(a) Indemnification Claim 8.5(a9.5(a)(i) Trade Control Laws 3.9(cIndemnified Group 9.5(a)(i) Indemnified Party 8.5(b9.4(a) Unforgiven Amount 5.5 Indemnifying Party 8.5(b9.4(a) Unlawful Payment 3.8(mIndemnity Cap 9.3(d) Joinder Agreement Lead-In Latest Deep Dish Balance Sheet 3.5(a) Latest Thin Crust Balance Sheet 4.5(a) Open Source Software 3.18(d)(ix) Option Plan 6.8(a) Parent Lead-In Parent Common Stock 3.2(d) Parent Preferred Stock 3.2(d) Parent Stockholders’ Agreement Recitals Permitted Repurchase 6.1(e) Recalculated TC Tax Distributions 10.8(e) Repurchase Offer 6.11(a) Repurchase Period 6.11(a) SHC Tax Indemnity Issuance 9.5(b)(i) Substituted Options 6.8(c) Tax Matters Agreement Recitals TC Acquisition Sub Lead-In TC Acquisition Sub Common Stock 2.4(g)(iii) Thin Crust Lead-In Thin Crust Balance Sheet Date 4.6 Thin Crust Benefit Plans 4.14(a) Thin Crust Business Recitals Thin Crust Certificate of Merger 2.4(c) Thin Crust Closing Conditions 11.7 Thin Crust Competing Transaction 6.6(a)

Appears in 1 contract

Sources: Reorganization and Contribution Agreement (GrubHub Inc.)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: Defined Term Section No. Interim Acquired Assets 2.1(b) Adjustment Statements 2.9(a) Agreement Preamble Alternative Arrangements 11.3 Annual Financial Statements 3.10(a3.8 Arbitrating Accountant 2.9(c) Accountant 2.9(bAssumed Liabilities 2.1(d) Inventories 3.27 Acquired Interest Balance Sheet Date 3.8 Bass, ▇▇▇▇▇ & ▇▇▇▇ 12.11 Buyer Preamble Buyer Indemnified Persons 11.2(a) Buyer Termination Fee 9.3 Cap 11.4(b) Cause 7.6(a) Closing 2.6 Closing Calculation 2.5 Closing Cash Amount 2.2 Closing Date 2.6 Commitment Letters 5.5 Company Preamble Company Shares Recitals “knowledge of the Sellers” 10.5 Acquired Receivables 2.7(aCompeting Transaction 7.9 Confidentiality Agreement 6.2(a) Labor Union 3.14(aD&O Policies 7.1(b) Acquisition Proposal 5.11(aDeductible 11.4(a) Lease 3.15(aDisclosed Conditions 5.5 Direct Claim 11.5(e) Actual EBITDA 2.8(aEmployee Plan 3.11(a) Lease Consent 2.5(jEnvironmental Laws 3.17(c)(i) Actual Revenue 2.8(aEnvironmental Permits 3.17(c)(ii) LockERISA 3.11(a) ERISA Affiliate 3.11(a) Estimated Cash Amount 2.2 Estimated Closing Date Balance Sheet 2.5 Estimated Working Capital Deficit 2.9(a) Estimated Working Capital Surplus 2.9(a) Example Calculation Annex A Excess Amounts 2.9(e)(i) Excluded Assets 2.1(c) Excluded Liabilities 2.1(e) Extra-Up Agreements 2.5(gContractual Statement 7.8(a) Adjustment Indebtedness 2.7(b) Losses 8.2(a) Adjustment Selling Expenses 2.7(b) LPTH Stock 2.1 Adjustment Statement 2.7(b) LPTH Stock Price 2.8(aFinal Closing Date Balance Sheet 2.9(a) (a) Annual Final Closing Date Net Working Capital 2.9(a) Financial Statements 3.10(a3.8 Financing 5.5 Fanatics Preamble ▇▇▇▇▇ Bros. Preamble GCO Canada Preamble Guaranteed Obligations 12.19 Hazardous Substances 3.17(c)(iii) Holdings Preamble HW Services Preamble Indemnified Party 11.5(a) Indemnified Persons 7.1(a) Indemnifying Party 11.5(a) Interim Financial Statements 3.8 IP License 3.15(b) Leased Real Property 3.13(b) Lender Provisions 12.1 Losses 11.2(a) LSG Guam Preamble Material Vendors 3.22 (a) Balance Sheet Date 3.10(aContracts 3.6(a) Multiemployer Plan 3.13(e3.11(b) Buyer Nonassignable Assets 2.12 Outside Date 9.1(b) Parent Preamble Net Working Capital 2.7(aPost-Closing Representation 12.11(b) Buyer Approvals 4.3 Notice Target 5.2(a) (gPreliminary Adjustment Statement 2.9(a) Buyer Pre-Closing Tax Returns 6.1(bReturn 10.1 Prior Company Counsel 12.11(b) Outside Date 9.1(gProceeds Cap 11.4(b) Closing 2.3 Pay-Off Indebtedness 2.2(b) Closing Date 2.3 Phantom Stock Plan 2.5(l) Closing Selling Expenses 2.2(b) Policies 3.19 Closing Shares 2.2(a) Pre-Closing Financial Statements 5.14 Company Preamble Pre-Closing Income Tax Return 6.1(a) Company Assets 3.15(c) Proposal 7.9 Protest Notice 2.7(c2.9(c) Company Contracts 3.7(aPurchase Price 2.2 Reference Balance Sheet 3.8 Release 3.17(c)(iii) Proxy Statement 4.3 Company Intellectual Property 3.17(aSection 338(h)(10) Recipient 2.8(a) Company Leased Real Property 3.15(a) Registered Intellectual Property 3.17(a) Company Permits 3.9(b) Released Party 5.8(a) Consent Target 5.2(a) Response Period 8.5(b) Current Assets 2.7(a) Restricted Business 5.4(a)(i) Current Liabilities 2.7(a) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement 2.9(a) Scheduled Intellectual Property 3.17(a) Earnout Payments 2.8 Second Disbursement Date 8.8(b) Employee Plan 3.13(a) Election 10.7 Seller or Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b11.2(b) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(dSeller Tax Claims 10.4(a) Shortfall 2.7(eAmount 2.9(e)(ii) Final Adjustment Amount 2.7(dSolvent 5.6 Store Location(s) Signing Date Preamble Final Disbursement Date 8.8(b3.13(b) Target Conversations 5.2(bSurvival Period 11.1 Tax Claim 10.4(a) Financial Statements 3.10(a) Tax Matter 6.3(a) Financing 7.3(h) Third Third-Party Claim 8.5(b11.5(a) First Disbursement Date 8.8(a) Threshold 8.4 Inbound Referral 2.8(a) Tuck-in Merger or Acquisition 2.8(a) Indemnification Claim 8.5(a) Trade Control Laws 3.9(c) Indemnified Party 8.5(b) Unforgiven Amount 5.5 Indemnifying Party 8.5(b) Unlawful Payment 3.8(mTransferred Employee 7.6(a)

Appears in 1 contract

Sources: Purchase Agreement (Genesco Inc)

TABLE OF DEFINED TERMS. Terms that are not Each of the following terms is defined in the Section 1.1 have the meanings set forth in the following Sectionsopposite such term: Defined Term Section No. Interim Financial Statements 3.10(a401(k) Accountant 2.9(b) Inventories 3.27 Acquired Interest Recitals “knowledge of the Sellers” 10.5 Acquired Receivables 2.7(a) Labor Union 3.14(a) Acquisition Proposal 5.11(a) Lease 3.15(a) Actual EBITDA 2.8(a) Lease Consent 2.5(j) Actual Revenue 2.8(a) Lock-Up Agreements 2.5(g) Adjustment Indebtedness 2.7(b) Losses 8.2(a) Adjustment Selling Expenses 2.7(b) LPTH Stock 2.1 Adjustment Statement 2.7(b) LPTH Stock Price 2.8(a) Termination Date 10.1 (a) Annual Financial Statements 3.10(a9100 Relief Request 6.1 (f) Material Vendors 3.22 Actions 4.6 Additional Documents 6.1 (f) Adjusted Cash Consideration 3.4 (d)(iii) Adjusted New Notes Consideration 3.4 (d)(i) Adjusted Stock Consideration 3.4 (d)(ii) Aggregate Cash Amount 3.4 (a)(iii) Aggregate Merger Consideration 3.4 (a) Balance Sheet Aggregate New Notes Amount 3.4 (a)(i) Aggregate Stock Amount 3.4 (a)(ii) Antitrust Counsel Only Material 6.1 (b) Audited Financial Statements 4.8 (a) Average Closing Date 3.10(aPrice 3.4 (b)(i) Multiemployer Average Parent Stock Price Collar 3.4 (c)(i) Benefit Plan 3.13(e4.14 Business Recitals Certificate of Merger 2.1 (b) Buyer Challenge 8.7 (c) Check-the-Box-Election 6.1 (f) Closing 2.2 Communications Consent Applications 6.1 (a)(i) Company Preamble Net Working Capital 2.7(aCompany 401(k) Buyer Approvals 4.3 Notice Target 5.2(a) Plans 10.1 (ga) Buyer Pre-Company Board Designee 6.3 (d) Company Closing Tax Returns 6.1(bDate Transaction Expenses 3.4 (c)(ii)(A)(1) Company Employees 10.1 (b) Company Insurance Policies 4.12 Company Leases 4.15 (b) Company Option 3.3 (a) Company Rights 3.3 (b) Company Satellites 4.16 (a) Company Stock Certificate 3.1 (e) Company Stockholder Approval 4.4 (a) Confidentiality Agreement 6.1 (d) Contracts 4.10 (a) Delaware Court 12.2 Dissenting Shares 3.7 Effective Time 2.1 (b) Election Relief Request 6.1 (f) Execution Date Preamble Financial Statements 4.8 (a) Indemnification Agreement Recitals Initial Outside Date 9.1(g11.1 (d) Closing 2.3 Pay-Off Indebtedness 2.2(bITU 4.16 (e) Closing Date 2.3 Phantom Stock Plan 2.5(l) Closing Selling Expenses 2.2(b) Policies 3.19 Closing Shares 2.2(a) Pre-Closing Financial Statements 5.14 Company Preamble Pre-Closing Income Tax Return 6.1(a) Company Assets 3.15(c) Protest Notice 2.7(c) Company Contracts 3.7(a) Proxy Statement 4.3 Company Intellectual Property 3.17(a) Recipient 2.8(a) Company Leased Real Property 3.15(a4.15 (b) Registered Intellectual Property 3.17(aLender Shares Lower Limit 3.4 (c)(i)(D)(y) Company Permits 3.9(bLender Shares Upper Limit 3.4 (c)(i)(D)(x) Released Party 5.8(aLender Stock Amount 3.4 (a)(ii) Consent Target 5.2(aLetter of Transmittal 3.2 (b) Response Period 8.5(bLower Limit 3.4 (c)(i)(B) Current Assets 2.7(aMaterial Contracts 4.10 (b) Restricted Business 5.4(a)(iMerger Recitals Merger Agreement Preamble Merger Sub Preamble Modified Reasonable Cause Request 6.1 (f) Current Liabilities 2.7(a) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement 2.9(a) Scheduled Intellectual Property 3.17(a) Earnout Payments 2.8 Second Disbursement Date 8.8(b) Employee Plan 3.13(a) Seller or Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(d) Shortfall 2.7(e) Final Adjustment Amount 2.7(d) Signing Date Preamble Final Disbursement Date 8.8(b) Target Conversations 5.2(b) Monthly Financial Statements 3.10(a4.8 (a) Tax Matter 6.3(aNet Stock Amount 3.4 (a)(ii) Financing 7.3(hNew Notes 3.4 (a)(i) New Savings Plan 10.1 (a) Orders 4.6 Outside Date 11.1 (f) Owned Real Property 4.15 (a) Parent Preamble Parent Preferred Stock 5.2 (a) Parent SEC Documents 5.5 (a) Parent Stock 5.2 (a) Parties Preamble Party Preamble Payment and Allocation Schedule 4.25 Payment Form 3.4 (c)(iii)(A) Payoff Amount 3.4 (c)(iii)(A) Payoff Letters 3.4 (c)(iii)(B) Per Share Cash Consideration 3.1 (d) Per Share Merger Consideration 3.1 (d) Per Share Notes Consideration 3.1 (d) Per Share Stock Consideration 3.1 (d) Premium Limit 6.3 (a)(ii) Proposed Transaction 6.2 (c)(i) Reasonable Cause Request 6.1 (f) Registration Statement 5.6 Related Party Contract 4.23 Representatives 6.2 (c)(i) Surviving Corporation 2.1 (a) Third Party Claim 8.5(bFinancing 6.3 (b) First Disbursement Transfer Taxes 12.9 Upper Limit 3.4 (c)(i)(A) WB Communications Recitals Year To Date 8.8(a) Threshold 8.4 Inbound Referral 2.8(a) Tuck-in Merger or Acquisition 2.8(a) Indemnification Claim 8.5(a) Trade Control Laws 3.9(c) Indemnified Party 8.5(b) Unforgiven Amount 5.5 Indemnifying Party 8.5(b) Unlawful Payment 3.8(mFinancial Statements 4.8 (a)

Appears in 1 contract

Sources: Merger Agreement (Viasat Inc)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: Defined Term Section No. Interim Financial Statements 3.10(a) Accountant 2.9(b) Inventories 3.27 Acquired Interest Recitals “knowledge of the Sellers” 10.5 Acquired Receivables 2.7(a) Labor Union 3.14(a) Acquisition Proposal 5.11(a) Lease 3.15(a) Actual EBITDA 2.8(a) Lease Consent 2.5(j) Actual Revenue 2.8(a) Lock-Up Agreements 2.5(gAccrued Employee Obligations 7.4(c) Adjustment Indebtedness 2.7(bStatement 2.10(a) Losses 8.2(aAffiliated Transaction 3.21 Agreement Preamble Arbitrating Accountant 2.10(c) Adjustment Selling Expenses 2.7(b) LPTH Stock 2.1 Adjustment Statement 2.7(b) LPTH Stock Price 2.8(a) (a) Annual Financial Statements 3.10(a) Material Vendors 3.22 (a) ARC Preamble ARC Securities Recitals ARC Target Preamble ARCPI Preamble ARCPI Securities Recitals ARCPI Target Preamble Balance Sheet Date 3.10(a3.8(a) Multiemployer Plan 3.13(eBass, ▇▇▇▇▇ & ▇▇▇▇ 2.10(e) BofA 3.20 Buyer Preamble Buyer Equity Percentage Recitals Buyer Guarantor Preamble Buyer Indemnitees 11.2(a) Buyer Preamble Net Working Capital 2.7(aMaterial Adverse Effect 5.4 Buyer Plans 7.4(b)(ii) Buyer Approvals 4.3 Notice Target 5.2(a) (gReleased Claims 7.2(b) Buyer Pre-Closing Released Parties 7.2(b) CARES Tax Returns 6.1(b) Outside Date 9.1(gDeferral 1.1(xx) Closing 2.3 Pay-Off Indebtedness 2.2(b2.7 Closing Calculation 2.6 Closing Cash Amount 2.2 Closing Certificate 1.1(ll) Closing Date 2.3 Phantom Stock Plan 2.5(l) Closing Selling Expenses 2.2(b) Policies 3.19 Closing Shares 2.2(a) Pre-Closing Financial Statements 5.14 Company Preamble Pre-Closing Income Tax Return 6.1(a) Company Assets 3.15(c) Protest Notice 2.7(c) Company Contracts 3.7(a) Proxy Statement 4.3 Company Intellectual Property 3.17(a) Recipient 2.8(a) 2.7 Company Leased Real Property 3.15(a) Registered Intellectual Property 3.17(a3.13(d) Company Permits 3.9(bLeases 3.13(d) Released Party 5.8(aCompeting Business 7.7(b) Consent Target 5.2(aConfidentiality Agreement 6.2(b) Response Period 8.5(bContinuing Employees 7.4(b)(ii) Current Assets 2.7(aControlled Group Liability 3.11(c) Restricted Business 5.4(a)(iCost Reports 3.19(f) Current Liabilities 2.7(aD&O Indemnified Person 7.1(c) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement 2.9(a) Scheduled Intellectual Property 3.17(a) Earnout Payments 2.8 Second Disbursement Date 8.8(bEmployee Census File 3.12(c) Employee Plan 3.13(a3.11(a) End Date 9.1(b) Enforceability Exceptions 3.4 Environmental Laws 3.18(c)(i) Environmental Permits 3.18(c)(ii) Equity Awards Schedule 3.11(h) ERISA 3.11(a) Example Calculation 1.1(hhh) Exception Claim 11.3(a) Final Closing Date Cash on Hand 2.10(a) Final Closing Date Net Working Capital 2.10(a) Final Indebtedness 2.10(a) Final COVID-19 Relief Indebtedness 2.10(a) Final Selling Expenses 2.10(a) Financial Statements 3.8(a) Guaranteed Obligations 12.21(a) Guaranteed Parties 12.21(a) Guaranty 12.21(a) Hazardous Substances 3.18(c)(iii) HCA 1.1(c) Indemnified Party 11.3(a) Indemnified Persons 7.1(a) Indemnifying Party 11.3(a) Independent Contractors List 3.12(c) Information Privacy or Security Laws .3.19(e) Intercompany Accounts 6.5(b) IP License 3.15(b) IP Registrations 3.15(a) JV LLC Recitals Key Payor 3.23 Key Supplier 3.22 KPMG 2.10(e) Lookback Date 3.19(a) Malicious Code 3.16(a) Material Contracts 3.6(a) Medicare Advance Payments 1.1(xx) NOC Preamble NOC Securities Recitals NOC Target Preamble OFAC 3.25 Offered Employees 7.4(a) Parent Preamble Parent 401(k) Plan 7.4(d) Parent Employment Liabilities 7.4(a)(iii) Post-Closing Representation 12.11(b) Prior Owned Businesses 3.26 Privacy Statements 3.19(e) Protected Communications 12.11(a) Protest Notice 2.10(b) Purchase Price 2.2 Reference Balance Sheets 3.8(a) Release 3.18(c)(iv) Relevant Persons 3.24 Restricted Parties 7.7(a) Retirement Plans 3.11(f) Securities Recitals Section 754 Election 10.7 Seller Guarantees 6.5(a) Seller or Tax Claim 10.4(a) Seller Tax Return 10.1(a) Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b) Escrow Account 2.2(bSellers’ Released Claims 7.2(a) Sellers’ Representative 10.18 Excess 2.7(dReleased Parties 7.2(a) Shortfall 2.7(eSenior Employees 7.7(a) Final Adjustment Amount 2.7(dSkilled Nursing Outpatient Rehabilitation Services 1.1(hhhh) Signing Date Preamble Final Disbursement Date 8.8(b) Survival Period 11.1 Target Conversations 5.2(b) Financial Statements 3.10(a) Securities Recitals Tax Matter 6.3(a) Financing 7.3(h) Allocation 10.7 Third Party Claim 8.5(b) First Disbursement Date 8.8(a) Threshold 8.4 Inbound Referral 2.8(a) Tuck-in Merger or Acquisition 2.8(a) Indemnification Claim 8.5(a) Trade Control Laws 3.9(c) Indemnified Party 8.5(b) Unforgiven Amount 5.5 Indemnifying Party 8.5(b) Unlawful Payment 3.8(m11.3(a)

Appears in 1 contract

Sources: Securities Purchase Agreement (Brookdale Senior Living Inc.)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: Defined Term Section No. Interim Agreed Remedial Action 7.1(c) Agreement Preamble Alternative Acquisition Agreement 7.2(c)(ii) Anti-Corruption Laws 5.10(d) Applicable Date 5.5(a) Bankruptcy and Equity Exception 5.3(a) Book-Entry Share 3.2 Bylaws 2.5 Capitalization Date 5.2(a) CCC Recitals Certificate 3.2 Certificate of Merger 2.3 Change of Recommendation 7.2(c)(ii) Charter 2.4 Closing 2.2 Closing Date 2.2 Company Preamble Company Board Recitals Company Common Stock Recitals Company Disclosure Letter Article V Company Equity Awards 3.5(d) Company Equity Payments 3.5(d) Company ESPP 3.5(c) ▇▇▇▇ ▇▇▇▇▇▇▇ Company ESPP Offering Period 3.5(c) Company Financial Statements 3.10(aAdvisor 5.3(b) Accountant 2.9(bCompany Intellectual Property 5.15(b) Inventories 3.27 Acquired Interest Recitals “knowledge Company Labor Agreement 5.9(b) Company Options 3.5(a) Company Recommendation 5.3(b) Company Related Parties 9.7(b) Company Reports 5.5(a) Company Securities 5.2(b) Consent Delivery Deadline 7.3 Consent Solicitation Statement 5.3(c) Continuing Employee 7.10 D&O Insurance 7.12(b) Data Requirements 5.15(i) Dissenting Shares 4.7 Effective Time 2.3 Eligible Shares 3.1 Encumber 5.2(a) Encumbrance 5.2(a) Equity Commitment Letter 6.7(a) Exchange Fund 4.1 Final Order 9.2(c) Governmental Antitrust Entity 7.6(c)(i) Indemnified Parties 7.12(a) Insurance Policies 5.16 Letter of the Sellers” 10.5 Acquired Receivables 2.7(a) Labor Union 3.14(a) Acquisition Proposal 5.11(a) Lease 3.15(a) Actual EBITDA 2.8(a) Lease Consent 2.5(j) Actual Revenue 2.8(a) Lock-Up Agreements 2.5(g) Adjustment Indebtedness 2.7(b) Losses 8.2(a) Adjustment Selling Expenses 2.7(b) LPTH Stock 2.1 Adjustment Statement 2.7(b) LPTH Stock Price 2.8(a) (a) Annual Financial Statements 3.10(aTransmittal 4.2(a) Material Vendors 3.22 (aContract 5.17(a)(xvi) Balance Sheet Date 3.10(aMaterial Customers 5.20(a) Multiemployer Plan 3.13(eMaterial Suppliers 5.20(a) Buyer Merger Recitals Merger Consideration 3.1 Merger Sub Preamble Net Working Capital 2.7(aMoney Laundering Laws 5.10(f) Buyer Approvals 4.3 Notice Target 5.2(a) (gNew Plans 7.10(b) Buyer PreNon-Closing Tax Returns 6.1(bDTC Book-Entry Share 4.2(b) Non-Recourse Party 9.7(b) Opinion 5.3(b) Outside Date 9.1(g9.2(a) Closing 2.3 Pay-Off Indebtedness 2.2(b) Closing Date 2.3 Phantom Stock Plan 2.5(l) Closing Selling Expenses 2.2(b) Policies 3.19 Closing Shares 2.2(a) Pre-Closing Financial Statements 5.14 Company Parent Preamble Pre-Closing Income Tax Return 6.1(a) Company Assets 3.15(c) Protest Notice 2.7(c) Company Contracts 3.7(a) Proxy Statement 4.3 Company Intellectual Property 3.17(a) Recipient 2.8(a) Company Leased Real Property 3.15(a) Registered Intellectual Property 3.17(a) Company Permits 3.9(b) Released Party 5.8(a) Consent Target 5.2(a) Response Period 8.5(b) Current Assets 2.7(a) Restricted Business 5.4(a)(i) Current Liabilities 2.7(a) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement 2.9(a) Scheduled Intellectual Property 3.17(a) Earnout Payments 2.8 Second Disbursement Date 8.8(b) Employee Plan 3.13(a) Seller or Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(d) Shortfall 2.7(e) Final Adjustment Amount 2.7(d) Signing Date Preamble Final Disbursement Date 8.8(b) Target Conversations 5.2(b) Financial Statements 3.10(a) Tax Matter Parent Approvals 6.3(a) Financing 7.3(hParent Board Recitals Parent Disclosure Letter Article VI Parent Expenses 9.6 Parent Liability Limitation 9.7(a) Third Party Claim 8.5(bParent Match Period 7.2(d) First Disbursement Term Section Parent Related Parties 9.7(a) Party/Parties Preamble Paying Agent 4.1 Payoff Amount 7.13(d)(i) Payor 9.5(d)(ii) Principal Stockholder Divestment Recitals Principal Stockholder Postal Ballot 7.3 Product 5.18 Proposed Change Notice 7.2(d) RBI Consent 8.1(b) Requisite Regulatory Approvals 8.1(b) SEC Clearance Date 8.8(a7.4(a) Threshold 8.4 Inbound Referral 2.8(aSupport Agreement Recitals Surviving Corporation 2.1 Tail Period 7.12(b) Tuck-in Merger or Acquisition 2.8(aTakeover Statute 5.11 Trade Controls 5.10(e) Indemnification Claim 8.5(aTransaction Litigation 7.16 Transactions Recitals UKBA 5.10(d) Trade Control Laws 3.9(cWARN Act 5.9(c) Indemnified Party 8.5(b) Unforgiven Amount 5.5 Indemnifying Party 8.5(b) Unlawful Payment 3.8(m)Written Consent Recitals

Appears in 1 contract

Sources: Agreement and Plan of Merger (Majesco)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: Defined Term Section No. Interim Adjustment Statements 2.7(a) Agreement Preamble Antitrust Laws 6.3(b) Anti-Corruption Laws 3.24(b) Arbitrating Accountant 2.7(c) Audited Financial Statements 3.9(a) Balance Sheet Date 3.9(a) Cap 10.5(a) Capital Stock Preamble Closing 2.5 Closing Date 2.5 Closing Statement 2.7(a) Company Preamble Company Leased Real Property 3.15(b) Company-Owned Real Property 3.15(a) Company Software 3.16(g) Delivered Financial Statements 3.10(a) Accountant 2.9(bEmployee Plans 3.12(a) Inventories 3.27 Acquired Interest Recitals “knowledge of the Sellers” 10.5 Acquired Receivables 2.7(aEnd Date 7.3(a) Labor Union 3.14(aEnvironmental Laws 3.20(f)(i) Acquisition Proposal 5.11(aEnvironmental Permits 3.20(f)(ii) Lease 3.15(aERISA 3.12(a) Actual EBITDA 2.8(a) Lease Consent 2.5(j) Actual Revenue 2.8(a) Lock-Up Agreements 2.5(g) Adjustment Indebtedness 2.7(b) Losses 8.2(a) Adjustment Selling Expenses 2.7(b) LPTH Stock 2.1 Adjustment Statement 2.7(b) LPTH Stock Price 2.8(a) (a) Annual Financial Statements 3.10(a) Material Vendors 3.22 (a) Balance Sheet Estimated Closing Date 3.10(a) Multiemployer Plan 3.13(e) Buyer Preamble Calculations 2.3 Estimated Net Working Capital 2.7(aAdjustment Amount 1.1 Export Control Laws 3.8(c) Buyer Approvals 4.3 Notice Target 5.2(a) (gFCPA 3.24(b) Buyer Pre-Closing Tax Returns 6.1(bFDA 3.25(a) Outside Date 9.1(gFinal Adjustment Amount 2.7(d)(v) Closing 2.3 Pay-Off Indebtedness 2.2(b) Final Closing Date 2.3 Phantom Stock Plan 2.5(lBalance Sheet 2.7(c) Final Closing Selling Date Cash on Hand 2.7(c) Final Closing Date Company Transaction Expenses 2.2(b2.7(c) Final Closing Date Indebtedness 2.7(c) Final Closing Date Net Working Capital 2.7(c) Financial Statements 3.9(a) GAAP 3.9(a) Hazardous Substances 3.20(f)(iii) Inbound IP Licenses 3.16(b) Indemnification Agreements 2.6(a)(v) Indemnified Party 10.6(a) Indemnifying Party 10.6(a) Insurance Policies 3.19 Closing Shares 2.2(aIP Licenses 3.16(b) PreIRS 3.12(e) Material Contracts 3.7(a) Material Customers 3.18(a) Material Suppliers 3.18(b) Member 8.4 Non-Closing Financial Statements 5.14 Company Solicitation Restricted Period 8.2(d) Outbound IP Licenses 3.16(b) Parent Preamble Pre-Closing Income Tax Return 6.1(aParties Preamble Payoff Letter 2.4(b) Company Assets 3.15(cPersonal Property Leases 3.23(a) Plan 3.12(j) Protest Notice 2.7(c2.7(b) Company Contracts 3.7(aProtest Period 2.7(b) Proxy Statement 4.3 Company Intellectual Property 3.17(aPurchase Price 2.2 Purchaser Preamble Purchaser-Filed Tax Return 9.1(a) Recipient 2.8(aPurchaser Group 6.1 Purchaser Indemnified Persons 10.2(a) Company Leased Real Property 3.15(aLease 3.14(b) Registered Intellectual Property 3.17(a3.16(a) Company Permits 3.9(bReference Balance Sheet 3.9(a) Release 3.20(f)(iv) Released Party 5.8(a) Consent Target 5.2(a) Response Period 8.5(b) Current Assets 2.7(a) Restricted Business 5.4(a)(i) Current Liabilities 2.7(a) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement 2.9(a) Scheduled Intellectual Property 3.17(a) Earnout Payments 2.8 Second Disbursement Date 8.8(b) Employee Plan 3.13(aParties 11.11(a) Seller or Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b10.2(b) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(d) Shortfall 2.7(e) Final Adjustment Amount 2.7(d) Signing Date Seller Parties Preamble Final Disbursement Date 8.8(b) Target Conversations 5.2(b) Financial Statements 3.10(a) Tax Matter 6.3(a) Financing 7.3(h) Third Sellers Preamble Survival Period 10.1 Third-Party Claim 8.5(b) First Disbursement Date 8.8(a) Threshold 8.4 Inbound Referral 2.8(a) Tuck-in Merger or Acquisition 2.8(a) Indemnification Claim 8.5(a10.6(a) Trade Control Laws 3.9(c) Indemnified Party 8.5(b) Unforgiven Amount 5.5 Indemnifying Party 8.5(b) Unlawful Payment 3.8(mSecrets 1.1 Transaction Tax Deductions 9.1(a)

Appears in 1 contract

Sources: Stock Purchase Agreement (Nn Inc)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: Defined Term Section No. Interim Adjustment Statement 2.11(a) Agreement Preamble Allocation Schedule 2.11(w) Annual Financial Statements 3.10(a3.8(a) Arbitrating Accountant 2.9(b2.11(c) Inventories 3.27 Acquired Interest Balance Sheet Date 3.8(a) Bass, ▇▇▇▇▇ & ▇▇▇▇ 2.11(e) Binder Agreement Recitals “knowledge of the Sellers” 10.5 Acquired Receivables 2.7(aBuyer Preamble Buyer Material Adverse Effect 4.4 Buyer Tax Return 9.1(b) Labor Union 3.14(aCARES Act 12.6 Closing 2.7 Closing Calculation 2.8 Closing Cash Amount 2.6 Closing Date 2.10 Company Group Privacy Policies 3.16(a) Acquisition Proposal 5.11(aCompany Leased Real Property 3.13(b) Lease 3.15(aCompany-Owned Real Property 3.13(b) Actual EBITDA 2.8(aConfidentiality Agreement 5.2(b) Lease Consent 2.5(j) Actual Revenue 2.8(a) Lock-Up Agreements 2.5(g) Adjustment Indebtedness 2.7(b) Losses 8.2(a) Adjustment Selling Expenses 2.7(b) LPTH Stock 2.1 Adjustment Statement 2.7(b) LPTH Stock Price 2.8(aD&O Indemnified Person 6.1(d) (a) Annual Financial Statements 3.10(aEmployee Plan 3.11(a) Material Vendors 3.22 (aEnd Date 8.1(b) Balance Sheet Environmental Laws 3.18(f)(i) ERISA 3.11(a) Estimated Adjustment Amount 2.11(d)(i) Final Adjustment Amount 2.11(d)(i) Final Closing Date 3.10(aCash on Hand 2.11(a) Multiemployer Plan 3.13(e) Buyer Preamble Final Closing Date Net Working Capital 2.7(a2.11(a) Buyer Approvals 4.3 Notice Target 5.2(a) (gFinal Company Closing Assumed Indebtedness 2.11(a) Buyer PreFinal Company Closing Indebtedness 2.11(a) Final Selling Expenses 2.11(a) Financial Statements 3.8(a) Flow-Through Tax Return 9.1(a) Form Assignment and Assumption Agreement 2.11(p) Hazardous Substances 3.18(f)(i) Helicon Insurance Recitals Indemnified Persons 6.1(a) Interim Financial Statements 3.8(a) Interim Breach 6.4 Interim Period 6.4 IP License 3.15(b) ▇▇▇▇▇▇▇ Preamble Leases 3.15(b) Malicious Code 3.15(f) Material Contracts 3.19(b) Material Customer 3.19(a) Material Supplier 3.6(a) Qualified Benefit Plan 3.11(b) Parent Preamble Post-Closing Tax Returns 6.1(bRepresentation 12.11(b) Outside Date 9.1(gPrior Company Counsel 12.11(b) Closing 2.3 Pay-Off Indebtedness 2.2(bProhibitive Order 7.1(d) Closing Date 2.3 Phantom Stock Plan 2.5(l) Closing Selling Expenses 2.2(b) Policies 3.19 Closing Shares 2.2(a) Pre-Closing Financial Statements 5.14 Company Preamble Pre-Closing Income Tax Return 6.1(a) Company Assets 3.15(cProtected Communications 12.11(a) Protest Notice 2.7(c2.11(b) Company Contracts 3.7(a) Proxy Statement 4.3 Company Intellectual Property 3.17(a) Recipient 2.8(a) Company Leased Purchase Price 2.2 Real Property 3.15(a3.13(b) Reference Balance Sheets 3.8(a) Registered Intellectual Property 3.17(a3.18(f)(iii) Company Permits 3.9(bRelease 3.18(f)(iii) Released Party 5.8(aRepresentatives 5.5 Restrictive Covenant Agreement 2.11(f) Consent Target 5.2(aSecurities Recitals Security Incident 3.16(e) Response Period 8.5(bSeller(s) Current Assets 2.7(a) Restricted Business 5.4(a)(i) Current Liabilities 2.7(a) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement 2.9(a) Scheduled Intellectual Property 3.17(a) Earnout Payments 2.8 Second Disbursement Date 8.8(b) Employee Plan 3.13(a) Seller or Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(dPreamble Sellers’ Representative Expense Fund 2.3 Seller Tax Claim 9.3(b) Shortfall 2.7(eSpecified Termination 8.3(a) Final Adjustment Amount 2.7(d) Signing Date Preamble Final Disbursement Date 8.8(b) Target Conversations 5.2(b) Financial Statements 3.10(aStock Consideration 0 Tail Policies 6.1(d) Tax Matter 6.3(aAllocation 9.7 Tax Claim 9.3(a) Financing 7.3(h) Third Party Claim 8.5(b) First Disbursement Date 8.8(a) Threshold 8.4 Inbound Referral 2.8(a) Tuck-in Merger or Acquisition 2.8(a) Indemnification Claim 8.5(a) Trade Control Laws 3.9(c) Indemnified Party 8.5(b) Unforgiven Amount 5.5 Indemnifying Party 8.5(b) Unlawful Payment 3.8(mTransfer Taxes 9.5 WARN Act 3.12(b)

Appears in 1 contract

Sources: Securities Purchase Agreement (Skyline Champion Corp)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: Defined Term Section No. Interim Financial Statements 3.10(a2018 Annual Bonus Plan 7.10(d) Accountant 2.9(bAgreement Preamble Alternative Acquisition Agreement 7.2(d)(ii) Inventories 3.27 Acquired Interest Alternative Debt Financing 7.13(c) Anti-Corruption Laws 5.10(d) Applicable Date 5.5(a) Bankruptcy and Equity Exception 5.3(a) Book-Entry Share 3.2 Bylaws 2.5 Capitalization Date 5.2(a) Certificate 3.2 Certificate of Merger 2.3 Change Notice 7.2(e) Change of Recommendation 7.2(d)(ii) Charter 2.4 Chosen Courts 10.5(b) Closing 2.2 Closing Date 2.2 Company Preamble Company Board Recitals “knowledge Company Common Stock Recitals Company Compensation Committee 3.5(c) Company Disclosure Letter Article V Company DSU 3.5(d) Company Equity Awards 3.5(e) Company Equity Payments 3.5(e) Company Options 3.5(a) Company Option Deferred Cash Award 3.5(a) Company P-RSU 3.5(c) Company P-RSU Deferred Cash Award 3.5(c) Company Recommendation 5.3(b) Company Reports 5.5(a) Company RSU 3.5(b) Company RSU Deferred Cash Award 3.5(b) Company Securities 5.2(b) Continuing Employee 7.10(a) Debt Commitment Letter 6.7(b) Debt Financing 6.7(b) Debt Financing Sources 6.7(b) DGCL Recitals D&O Insurance 7.12(b) Effective Time 2.3 Eligible Shares 3.1 Encumber 5.2(a) Encumbrance 5.2(a) Equity Commitment Letter 6.7(a) Equity Financing 6.7(a) Exchange Fund 4.1 Final Order 9.2(c) Financing 6.7(b) Financing Commitment Letters 6.7(b) Financing Source 6.7(b) Governmental Antitrust Entity 7.6(d)(i) Go-Shop Period 7.2(a) Indemnified Parties 7.12(a) Initial Notice 7.2(e) Insurance Policies 5.16 Letter of the Sellers” 10.5 Acquired Receivables 2.7(a) Labor Union 3.14(a) Acquisition Proposal 5.11(a) Lease 3.15(a) Actual EBITDA 2.8(a) Lease Consent 2.5(j) Actual Revenue 2.8(a) Lock-Up Agreements 2.5(g) Adjustment Indebtedness 2.7(b) Losses 8.2(a) Adjustment Selling Expenses 2.7(b) LPTH Stock 2.1 Adjustment Statement 2.7(b) LPTH Stock Price 2.8(a) (a) Annual Financial Statements 3.10(aTransmittal 4.2(a) Material Vendors 3.22 (aContract 5.17(a)(xi) Balance Sheet Date 3.10(aMaterial Customers 5.21(a) Material Suppliers 5.21(a) Merger Recitals Merger Consideration 3.1 Merger Sub Preamble Money Laundering Laws 5.10(f) Multiemployer Plan 3.13(e5.8(b) Buyer Preamble Net Working Capital 2.7(aNew Debt Commitment Letters 7.13(c) Buyer Approvals 4.3 Notice Target 5.2(a) (gNew Plans 7.10(b) Buyer PreNon-Closing Tax Returns 6.1(bDTC Book-Entry Share 4.2(b) Non-Recourse Party 9.7(b) No-Shop Period Start Date 7.2(b)(i) Outside Date 9.1(g9.2(a) Closing 2.3 Pay-Off Indebtedness 2.2(bParent Preamble Parent Approvals 6.3(a) Closing Date 2.3 Phantom Stock Plan 2.5(lParent Board Recitals Parent Disclosure Letter Article VI Parent Expenses 9.6 Parent Liability Limitation 9.7(a) Closing Selling Expenses 2.2(bParent Related Parties 9.7(a) Policies 3.19 Closing Shares 2.2(aParty/Parties Preamble Paying Agent 4.1 Payor 9.5(d)(ii) Pre-Closing Financial Statements 5.14 Company Preamble Pre-Closing Income Tax Return 6.1(a) Company Assets 3.15(c) Protest Notice 2.7(c) Company Contracts 3.7(a) Product 5.18 Product Certifications 5.19 Proxy Statement 4.3 7.3(a) Qualifying Termination 7.10(d) Replacement Deferred Cash Awards 3.5(c) Required Financial Information 7.13(e)(i) Requisite Company Intellectual Property 3.17(aVote 5.3(a) Recipient 2.8(aRequisite Regulatory Approvals 8.1(b) Sanctions and Exports Laws 5.10(e) Specified Representatives 7.2(i) Surviving Corporation 2.1 Tail Period 7.12(b) Takeover Statute 5.11 Transaction Litigation 7.16 Transactions Recitals UKBA 5.10(d) Unvested Company Leased Real Property 3.15(aOption 3.5(a) Registered Intellectual Property 3.17(a) Vested Company Permits 3.9(b) Released Party 5.8(a) Consent Target 5.2(a) Response Period 8.5(b) Current Assets 2.7(a) Restricted Business 5.4(a)(i) Current Liabilities 2.7(a) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement 2.9(a) Scheduled Intellectual Property 3.17(a) Earnout Payments 2.8 Second Disbursement Date 8.8(b) Employee Plan 3.13(a) Seller or Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(d) Shortfall 2.7(e) Final Adjustment Amount 2.7(d) Signing Date Preamble Final Disbursement Date 8.8(b) Target Conversations 5.2(b) Financial Statements 3.10(a) Tax Matter 6.3(a) Financing 7.3(h) Third Party Claim 8.5(b) First Disbursement Date 8.8(a) Threshold 8.4 Inbound Referral 2.8(a) Tuck-in Merger or Acquisition 2.8(a) Indemnification Claim 8.5(a) Trade Control Laws 3.9(c) Indemnified Party 8.5(b) Unforgiven Amount 5.5 Indemnifying Party 8.5(b) Unlawful Payment 3.8(mOption 3.5(a)

Appears in 1 contract

Sources: Merger Agreement (Verifone Systems, Inc.)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: Defined Term Section No. Interim Financial Statements 3.10(aAcquired Assets 2.1(a) Accountant 2.9(b) Inventories 3.27 Acquired Interest Recitals “knowledge of the Sellers” 10.5 Acquired Receivables 2.7(a) Labor Union 3.14(a) Acquisition Proposal 5.11(a) Lease 3.15(a) Actual EBITDA Adjustment Statement 2.8(a) Lease Consent 2.5(jAgreement Preamble Arbitrating Accountant 2.8(c) Actual Revenue 2.8(aAssigned Contracts 2.1(a)(iii) Lock-Up Agreements 2.5(g) Adjustment Indebtedness 2.7(b) Losses 8.2(a) Adjustment Selling Expenses 2.7(b) LPTH Stock 2.1 Adjustment Statement 2.7(b) LPTH Stock Price 2.8(a) (a) Annual Financial Statements 3.10(a) Material Vendors 3.22 (aAssumed Liabilities 2.2(a) Balance Sheet Date 3.10(a) Multiemployer Plan 3.13(e▇▇▇▇ of Sale and Assignment 2.7(a)(i) Buyer Preamble Business Records 5.1(c) Change of Control Payments 1.1 Closing 2.6 Closing Cash Amount 2.3 Closing Date 2.6 Delivered Financial Statements 3.10 Employee Plans 3.13 Employee Transition Period 5.14(b) ERISA 3.13 ERISA Affiliate 3.13 Estimated Closing Date Net Working Capital 2.7(a2.4 Estimated Closing Statement 2.4 Estimated Net Working Capital Adjustment Amount 2.3 Excluded Assets 2.1(b) Buyer Approvals 4.3 Notice Target 5.2(a) (g) Buyer Pre-Closing Tax Returns 6.1(b) Outside Date 9.1(g) Closing 2.3 Pay-Off Indebtedness Excluded Liabilities 2.2(b) Closing Date 2.3 Phantom Stock Plan 2.5(l) Closing Selling Expenses 2.2(b) Policies 3.19 Closing Shares 2.2(a) Pre-Closing Financial Statements 5.14 Company Preamble Pre-Closing Income Tax Return 6.1(a) Company Assets 3.15(c) Protest Notice 2.7(c) Company Contracts 3.7(a) Proxy Statement 4.3 Company Intellectual Property 3.17(a) Recipient 2.8(a) Company Leased Real Property 3.15(a) Registered Intellectual Property 3.17(a) Company Permits 3.9(b) Released Party 5.8(a) Consent Target 5.2(a) Response Period 8.5(b) Current Assets 2.7(a) Restricted Business 5.4(a)(i) Current Liabilities 2.7(a) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement 2.9(a) Scheduled Intellectual Property 3.17(a) Earnout Payments 2.8 Second Disbursement Date 8.8(b) Employee Plan 3.13(a) Seller or Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(d) Shortfall 2.7(eExcluded Receivable 2.1(b)(ii) Final Adjustment Amount 2.7(d2.8(e)(ii) Signing Final Closing Date Preamble Final Disbursement Date 8.8(b) Target Conversations 5.2(bNet Working Capital 2.8(a) Financial Statements 3.10(a) Tax Matter 6.3(a) Financing 7.3(h) Third Party Claim 8.5(b) First Disbursement Date 8.8(a) Threshold 8.4 3.10 Fundamental Representations 7.1 Inbound Referral 2.8(a) Tuck-in Merger or Acquisition 2.8(a) Indemnification Claim 8.5(a) Trade Control Laws 3.9(cIP Licenses 3.17(b) Indemnified Party 8.5(b7.6(a) Unforgiven Amount 5.5 Indemnifying Party 8.5(b7.6(a) Unlawful Payment 3.8(mInsurance Policies 3.19 IP Licenses 3.17(b) ▇▇▇▇▇▇▇ Preamble Material Contracts 3.8(a) Names 5.5(a) Non-Competition Restricted Period 5.2(b) Non-Solicitation Restricted Period 5.2(c) Outbound IP Licenses 3.17(b) Parties Preamble Personal Property Leases 3.8(a)(vi) Prior Financial Statements 3.10 Protest Notice 2.8(b) Protest Period 2.8(b) Purchaser Preamble Purchaser Benefit Plans 5.14(d) Purchaser Indemnified Persons 7.2(a) Reference Balance Sheet 3.10 Seller Preamble Seller Indemnified Persons 7.2(b) Seller Parties Preamble Seller Relations 5.2(d) Survival Period 7.1 Tax Allocation Schedule 2.9 Tax Allocation Methodologies 2.9 Third-Party Claim 7.6(a) Trade Secrets 1.1 Transferred Employees 5.14(a)

Appears in 1 contract

Sources: Asset Purchase Agreement (Heritage Global Inc.)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 The following terms have the meanings set forth in the following SectionsSections set forth below: Defined Term Section No. Interim Financial Statements 3.10(aAcquisition Merger Preamble Acquisition Merger Effective Time 3.2 Agreement Preamble Alternative Transaction 8.1(d) Accountant 2.9(bAmended PubCo Charter 8.5(ii) Inventories 3.27 Acquired Interest Recitals “knowledge of the Sellers” 10.5 Acquired Receivables 2.7(a) Labor Union 3.14(a) Acquisition Proposal 5.11(a) Lease 3.15(a) Actual EBITDA 2.8(a) Lease Consent 2.5(j) Actual Revenue 2.8(a) LockAnti-Up Agreements 2.5(g) Adjustment Indebtedness 2.7(b) Losses 8.2(a) Adjustment Selling Expenses 2.7(b) LPTH Stock 2.1 Adjustment Statement 2.7(b) LPTH Stock Price 2.8(a) (a) Annual Financial Statements 3.10(a) Material Vendors 3.22 (a) Money Laundering Laws 5.32 Balance Sheet Date 3.10(a5.10(a) Multiemployer Plan 3.13(e) Buyer Bankruptcy and Equity Exception 5.2 Cayman Companies Act Preamble Net Working Capital 2.7(a) Buyer Approvals 4.3 Notice Target 5.2(a) (g) Buyer Pre-Acquisition Closing Tax Returns 6.1(b) Outside Date 9.1(g) Closing 2.3 Pay-Off Indebtedness 2.2(b) 2.2 Closings 3.2 Closing Date 2.3 Phantom Stock Plan 2.5(l) Closing Selling Expenses 2.2(b) Policies 3.19 Closing Shares 2.2(a) Pre-Closing Financial Statements 5.14 3.2 Company Preamble Pre-Closing Income Tax Return 6.1(aCompany Balance Sheet 5.10(a) Company Assets 3.15(c) Protest Notice 2.7(cClosing Statement 4.4(a) Company Contracts 3.7(a) Proxy Statement 4.3 Company Intellectual Property 3.17(a) Recipient 2.8(aDissenting Shareholders 4.3(e) Company Leased Real Property 3.15(a) Registered Intellectual Property 3.17(aDissenting Shares 4.3(e) Company Permits 3.9(bMaterial Contract 5.15(a) Released Party 5.8(aCompany Shareholder Approval 5.2 Computer Systems 5.18(g) Consent Target 5.2(aD&O Indemnified Persons 8.7(a) Response Period 8.5(b) Current Assets 2.7(a) Restricted Business 5.4(a)(i) Current Liabilities 2.7(a) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(bD&O Tail Insurance 8.7(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement 2.9(a) Scheduled Intellectual Property 3.17(aEscrow Account 4.6(a) Earnout Payments 2.8 Second Disbursement Date 8.8(bEscrow Agreement 4.6(a) Employee Plan 3.13(aEarnout Shares 4.6(a) Seller or Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(d) Shortfall 2.7(e) Final Adjustment Amount 2.7(d) Signing Date Preamble Final Disbursement Date 8.8(b) Target Conversations 5.2(bEscrowed Earnout Shares 4.6(a) Financial Statements 3.10(a) Tax Matter 6.3(a) Financing 7.3(h) Third Party Claim 8.5(b5.10(a) First Disbursement Date 8.8(aSPAC Merger Preamble Indemnification Notice 14.3(a) Threshold 8.4 Inbound Referral 2.8(a) Tuck-in Merger or Acquisition 2.8(a) Indemnification Claim 8.5(a) Trade Control Laws 3.9(c) Indemnified Party 8.5(b) Unforgiven Amount 5.5 Indemnifying Party 8.5(b14.1 Indemnity Escrow Account 14.2 Indemnity Escrow Agent 14.2 Indemnity Escrow Agreement Indemnity Escrow Shares 14.2 14.2 Initial Mergers Preamble Intended Tax Treatment 3.7 Interim Period Article VIII Key Personnel 5.22(a) Unlawful Payment 3.8(m)Labor Agreements 5.23(a) Merger Sub 1 Preamble Merger Sub 1 Share 7.7(a) Merger Sub 2 Preamble Merger Sub 2 Share 7.7(a) Merger Sub 3 Preamble Merger Sub 3 Share 7.7(a) Merger Sub Ordinary Shares 6.6(b) Outside Closing Date 13.1(b) Permits 5.16 Personal Information 5.17(b) PIPE Investments 8.11 PIPE Investment Procured by Company 8.11 PIPE Investment Procured by SPAC Plan of Acquisition Merger 3.2 Pro Rata Portion 4.6(a) Prospectus 14.15 Proxy Statement 8.5(i) PubCo Share 7.7(a) Required SPAC Shareholder Approval 11.1(e) Sanctions 5.32 Second SPAC Merger Preamble SPAC Preamble SPAC Dissenting Shareholders 4.1(e) SPAC Dissenting Shares 4.1(e) SPAC Financials 6.11(c) SPAC SEC Documents Article VI SPAC Shareholder Approval Matters 8.5(ii) SPAC Special Meeting 8.5(i) Surviving Company 3.1 Transfer Taxes 4.8 Trust Account 6.7

Appears in 1 contract

Sources: Merger Agreement (Alphatime Acquisition Corp)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: Defined Term Section No. Agreement Preamble Buyer Preamble Buyer Benefit Plans 5.8(a) Buyer Disclosure Schedule Article V Buyer Indemnified Party(ies) 7.2 Buyer Interim Financial Statements 3.10(a5.5(b) Accountant 2.9(bCap 7.5(a) Inventories 3.27 Acquired Interest Recitals “knowledge of the Sellers” 10.5 Acquired Receivables 2.7(aClosing 2.3(a) Labor Union 3.14(aClosing Cash Adjustment Notice 2.4(d) Acquisition Proposal 5.11(aClosing Cash Payment 2.2 Closing Date 2.3(a) Lease 3.15(aClosing Date Balance Sheet 2.4(d)(i) Actual Closing Report Objection Notice 2.4(e) Closing Reports 2.4(d)(ii) Closing Statement 2.4(d)(ii) Closing Working Capital 2.4(d) Company Preamble Company Benefit Plan 3.13(b) Company Disclosure Schedule Article III Competitive Activities 6.8(a) Competitor 6.8(a) Continuing Employees 6.2 Copyrights Definitions Deductible 7.5(b) Downward Closing Cash Adjustment 2.4(i) Earnout EBITDA 2.8(a2.5(b) Lease Consent 2.5(jEarnout Expert 2.5(d) Actual Earnout Notice 2.5(b) Earnout Objection Notice 2.5(c) Earnout Objection Period 2.5(c) EBITDA Adjustments Definitions Employee Transfer 2.5(p) Employment Agreement 2.3(a)(ii)(E) ERISA 3.13(b) Escrow Agent 2.3(a)(ii)(F) Escrow Agreement 2.3(a)(ii)(F) Escrow Shares 2.3(a)(iii) Escrow Shares Election Period 6.10(a) Estimated Closing Reports 2.4(a) Estimated Working Capital Excess 2.4(b) Estimated Working Capital Shortfall 2.4(b) Excluded Revenue 2.8(a2.5(p) Lock-Up Agreements 2.5(gFinancial Statements 3.6 Fundamental Cap 7.5(a) Adjustment Indebtedness 2.7(bIndemnification Escrow Account 2.2 Indemnification Escrow Amount 2.2 Indemnified Party 7.4(a) Losses 8.2(aIndemnifying Party 7.4(a) Adjustment Selling Expenses 2.7(bInterim Earnout Payment Amount 2.5(m) LPTH Stock 2.1 Adjustment Statement 2.7(bInterparty Claim 7.4(c) LPTH Stock Price 2.8(a)Interparty Claim Notice 7.4(c) Marks Definitions (a) Annual Financial Statements 3.10(aNote 2.2 Note Default Notice 6.10(a) Material Vendors 3.22 (a) Balance Sheet Date 3.10(a) Multiemployer Plan 3.13(e) Buyer Preamble Net Working Capital 2.7(a) Buyer Approvals 4.3 Notice Target 5.2(a) (g) Buyer Pre-Closing Tax Returns 6.1(b) Outside Date 9.1(g) Closing 2.3 Pay-Off Indebtedness 2.2(b) Closing Date 2.3 Phantom Stock Plan 2.5(l) Closing Selling Expenses 2.2(b) Policies 3.19 Closing Shares 2.2(a) Pre-Closing Financial Statements 5.14 Company Preamble Pre-Closing Income Tax Return 6.1(a) Company Assets 3.15(c) Protest Notice 2.7(c) Company Contracts 3.7(a) Proxy Statement 4.3 Company Intellectual Property 3.17(a) Recipient 2.8(a) Company Leased Real Property 3.15(a) Registered Intellectual Property 3.17(a) Company Permits 3.9(b) Released Party 5.8(a) Consent Target 5.2(a) Response Period 8.5(b) Current Assets 2.7(a) Restricted Business 5.4(a)(i) Current Liabilities 2.7(a) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement 2.9(a) Scheduled Intellectual Property 3.17(a) Earnout Payments 2.8 Second Disbursement Date 8.8(b) Employee Plan 3.13(a) Seller or Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(d) Shortfall 2.7(e) Final Adjustment Amount 2.7(d) Signing Date Preamble Final Disbursement Date 8.8(b) Target Conversations 5.2(b) Financial Statements 3.10(a) Tax Matter 6.3(a) Financing 7.3(h) Third Party Claim 8.5(b) First Disbursement Date 8.8(a) Threshold 8.4 Inbound Referral 2.8(a) Tuck-in Merger or Acquisition 2.8(a) Indemnification Claim 8.5(a) Trade Control Laws 3.9(c) Indemnified Party 8.5(b) Unforgiven Amount 5.5 Indemnifying Party 8.5(b) Unlawful Payment 3.8(m)Patents Definitions

Appears in 1 contract

Sources: Stock Purchase Agreement

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: Defined Term Section No. Interim 2010 Annual Financial Statements 3.10(a6.12(a) Accountant 2.9(b) Inventories 3.27 Acquired Interest Recitals “knowledge of the Sellers” 10.5 Acquired Receivables 2.7(a) Labor Union Accrued Vacation Amount 3.14(a) Acquisition Proposal 5.11(a5.2(a) Lease 3.15(aAdditional Payment Amount 6.17 Affiliated Group 3.16(a) Actual EBITDA 2.8(aAgent Loss 10.1(c) Lease Consent 2.5(jAgreement Preamble AOL Stock Options 2.9(a) Actual Revenue 2.8(aCarve Out Representations 9.1 Certificates 2.12(c) Lock-Up Agreements 2.5(gCertificate of Merger 2.2 CIA 6.7(a) Adjustment Indebtedness 2.7(bClosing 2.16 Closing Date 2.16 COBRA Coverage 3.13(d) Common Merger Consideration 2.6(a)(i) Common Stock Warrant Consideration 2.6(a)(vi) Common Stock 2.6(a)(i) Company Preamble Company 401(k) Plan 6.7(e) Company Representatives 5.2(a) Confidentiality Agreement 6.2(b) Continuing Employees 6.7(b) Covered Matter 9.2(a) Deductible 9.3(b) Delivered Financial Statements 3.9(a) DGCL Recitals Dissenting Shares 2.8(b) Effective Time 2.2 Employees 6.7(b) Employee Plans 3.13(a) End Date 8.1(b) ERISA 3.13(a) ERISA Affiliates 3.13(b) Escrow Agent 9.4(a) Escrow Agreement 6.8 Escrow Amount 2.13 Escrow Claim Notice 9.5 Escrow Fund 2.13 Excess Company Transaction 6.10(b) Foreign Benefits Plan 3.13(h) Forfeited Securities 2.9(a) Forfeited Securities Value 2.9(a) Fundamental Representations 9.1 GAAP 3.9(a) HSR Act 6.3(a) Indemnified Persons 9.2(a) Indemnity Claim 10.1(a) Independent Accountant 2.19(b) Information Statement 6.1 Infringe 3.17(f) Insurance Cap 6.16(a) IRS 3.13(a) Losses 8.2(a9.2(a) Adjustment Selling Expenses 2.7(bMaterial Contracts 3.7(a) LPTH Merger Recitals Merger Consideration 2.6(a)(ii) Merger Sub Preamble Merger Sub Common Stock 2.1 Adjustment Statement 2.7(b) LPTH Stock Price 2.8(a) (a) Annual 2.11 Monthly Financial Statements 3.10(a) Material Vendors 3.22 (a) Balance Sheet Date 3.10(a6.12(b) Multiemployer Plan 3.13(e3.13(c) Buyer Multiple Employer Welfare Arrangement 3.13(c) Objection Notice 2.19(a) Open Source License 3.17(h) Option Consideration 2.9(a) Parent Preamble Net Working Capital 2.7(aParent’s 401(k) Buyer Approvals 4.3 Notice Target 5.2(a) (gPlan 6.7(e) Buyer PreParent Controlled Claims 9.8(b) Parent Representatives 6.2(a) Payments Certificate 2.10(a) Per Claim Threshold 9.3(b) Payoff Instructions 6.10(a) Personal Information 3.18(a) Post-Closing Tax Returns 6.1(bPlans 6.7(c) Outside Date 9.1(g) Closing 2.3 Pay-Off Indebtedness 2.2(b) Closing Date 2.3 Phantom Stock Plan 2.5(l) Closing Selling Expenses 2.2(b) Policies 3.19 Closing Shares 2.2(a) Pre-Closing Financial Statements 5.14 Company Preamble Pre-Closing Income Tax Return 6.1(a) Company Assets 3.15(c) Protest Notice 2.7(c) Company Contracts 3.7(a) Proxy Statement 4.3 Company Intellectual Property 3.17(a) Recipient 2.8(a) Company Leased Real Property 3.15(a) Registered Intellectual Property 3.17(a) Company Permits 3.9(b3.15(b) Released Party 5.8(aEscrow Fund Amount 9.3(d) Consent Target 5.2(aSecurityholders’ Agent 10.1(a) Response Series A Merger Consideration 2.6(a)(ii) Series A-1 Merger Consideration 2.6(a)(iii) Series B Merger Consideration 2.6(a)(iv) Series B Warrant Consideration 2.6(a) Series C Merger Consideration 2.6(a)(v) Stock-Based Rights 3.3(c) Stockholder Approval 3.5 Survival Period 8.5(b9.1 Surviving Corporation 2.1 Tail Policy 6.16(a) Current Assets 2.7(a) Restricted Business 5.4(a)(i) Current Liabilities 2.7(a) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement 2.9(a) Scheduled Intellectual Property 3.17(a) Earnout Payments 2.8 Second Disbursement Date 8.8(b) Employee Plan 3.13(a) Seller or Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(d) Shortfall 2.7(e) Final Adjustment Amount 2.7(d) Signing Date Preamble Final Disbursement Date 8.8(b) Target Conversations 5.2(b) Financial Statements 3.10(aTakeover Statutes 3.19 Tax Claim 6.13(b) Tax Matter 6.3(a) Financing 7.3(h) Third Party Claim 8.5(b) First Disbursement Date 8.8(aNotice 6.13(b) Threshold 8.4 Inbound Referral 2.8(a9.3(b) Tuck-in Merger or Acquisition 2.8(aTitle IV Plan 3.13(c) Indemnification Claim 8.5(aTransaction Bonuses 6.7(i) Trade Control Laws 3.9(cTransfer Taxes 6.13(d) Indemnified Party 8.5(bUnaudited 2010 Financials 3.9(a) Unforgiven Amount 5.5 Indemnifying Party 8.5(bWarrant Consideration 2.6(a) Unlawful Payment 3.8(mWARN 3.14(c)

Appears in 1 contract

Sources: Merger Agreement (AOL Inc.)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: Defined Term Section No. Interim Agreed Remedial Action 7.1(c) Agreement Preamble Alternative Acquisition Agreement 7.2(c)(ii) Anti-Corruption Laws 5.10(d) Applicable Date 5.5(a) Bankruptcy and Equity Exception 5.3(a) Book-Entry Share 3.2 Bylaws 2.5 Capitalization Date 5.2(a) Cash Replacement Company RSU Award Amounts 3.5(b)(ii) CCC Recitals Certificate 3.2 Certificate of Merger 2.3 Change of Recommendation 7.2(c)(ii) Charter 2.4 Closing 2.2 Closing Date 2.2 Company Preamble Company Board Recitals Company Common Stock Recitals Company Disclosure Letter Article V Company Equity Awards 3.5(d) Company Equity Payments 3.5(d) Company ESPP 3.5(c) Company ESPP Offering Period 3.5(c) Company Financial Statements 3.10(aAdvisor 5.3(b) Accountant 2.9(bCompany Intellectual Property 5.15(b) Inventories 3.27 Acquired Interest Recitals “knowledge Company Labor Agreement 5.9(b) Company Options 3.5(a) Company Recommendation 5.3(b) Company Related Parties 9.7(b) Company Reports 5.5(a) Company RSU Payment 3.5(b)(i) Company Securities 5.2(b) Consent Delivery Deadline 7.3 Consent Solicitation Statement 5.3(c) Term Section Continuing Employee 7.10 D&O Insurance 7.12(b) Data Requirements 5.15(i) Dissenting Shares 4.7 Effective Time 2.3 Eligible Shares 3.1 Encumber 5.2(a) Encumbrance 5.2(a) Equity Commitment Letter 6.7(a) Exchange Fund 4.1 Final Order 9.2(c) Indemnified Parties 7.12(a) Insurance Policies 5.16 Letter of the Sellers” 10.5 Acquired Receivables 2.7(a) Labor Union 3.14(a) Acquisition Proposal 5.11(a) Lease 3.15(a) Actual EBITDA 2.8(a) Lease Consent 2.5(j) Actual Revenue 2.8(a) Lock-Up Agreements 2.5(g) Adjustment Indebtedness 2.7(b) Losses 8.2(a) Adjustment Selling Expenses 2.7(b) LPTH Stock 2.1 Adjustment Statement 2.7(b) LPTH Stock Price 2.8(a) (a) Annual Financial Statements 3.10(aTransmittal 4.2(a) Material Vendors 3.22 (aContract 5.17(a)(xvi) Balance Sheet Date 3.10(aMaterial Customers 5.20(a) Multiemployer Plan 3.13(eMaterial Suppliers 5.20(a) Buyer Merger Recitals Merger Consideration 3.1 Merger Sub Preamble Net Working Capital 2.7(aMoney Laundering Laws 5.10(f) Buyer Approvals 4.3 Notice Target 5.2(a) (gNew Plans 7.10(b) Buyer PreNon-Closing Tax Returns 6.1(bDTC Book-Entry Share 4.2(b) Non-Recourse Party 9.7(b) Opinion 5.3(b) Outside Date 9.1(g9.2(a) Closing 2.3 Pay-Off Indebtedness 2.2(b) Closing Date 2.3 Phantom Stock Plan 2.5(l) Closing Selling Expenses 2.2(b) Policies 3.19 Closing Shares 2.2(a) Pre-Closing Financial Statements 5.14 Company Parent Preamble Pre-Closing Income Tax Return 6.1(a) Company Assets 3.15(c) Protest Notice 2.7(c) Company Contracts 3.7(a) Proxy Statement 4.3 Company Intellectual Property 3.17(a) Recipient 2.8(a) Company Leased Real Property 3.15(a) Registered Intellectual Property 3.17(a) Company Permits 3.9(b) Released Party 5.8(a) Consent Target 5.2(a) Response Period 8.5(b) Current Assets 2.7(a) Restricted Business 5.4(a)(i) Current Liabilities 2.7(a) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement 2.9(a) Scheduled Intellectual Property 3.17(a) Earnout Payments 2.8 Second Disbursement Date 8.8(b) Employee Plan 3.13(a) Seller or Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(d) Shortfall 2.7(e) Final Adjustment Amount 2.7(d) Signing Date Preamble Final Disbursement Date 8.8(b) Target Conversations 5.2(b) Financial Statements 3.10(a) Tax Matter Parent Approvals 6.3(a) Financing 7.3(hParent Board Recitals Parent Disclosure Letter Article VI Parent Expenses 9.6 Parent Liability Limitation 9.7(a) Third Party Claim 8.5(bParent Match Period 7.2(d) First Disbursement Parent Related Parties 9.7(a) Party/Parties Preamble Paying Agent 4.1 Payoff Amount 7.13(d)(i) Payor 9.5(d)(ii) Principal Stockholder Divestment Recitals Principal Stockholder Postal Ballot 7.3 Product 5.18 Proposed Change Notice 7.2(d) RBI Consent 8.1(b) Requisite Regulatory Approvals 8.1(b) SEC Clearance Date 8.8(a7.4(a) Threshold 8.4 Inbound Referral 2.8(aTerm Section Support Agreement Recitals Surviving Corporation 2.1 Tail Period 7.12(b) Tuck-in Merger or Acquisition 2.8(aTakeover Statute 5.11 Trade Controls 5.10(e) Indemnification Claim 8.5(aTransaction Litigation 7.16 Transactions Recitals UKBA 5.10(d) Trade Control Laws 3.9(cWARN Act 5.9(c) Indemnified Party 8.5(b) Unforgiven Amount 5.5 Indemnifying Party 8.5(b) Unlawful Payment 3.8(m)Written Consent Recitals

Appears in 1 contract

Sources: Merger Agreement (Majesco)

TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 1.01 have the meanings set forth in the following Sections: Defined Term Section No. Interim Financial Statements 3.10(aAlternative Security 3.04(a)(3) Accountant 2.9(bAlternative Security Election Notice 3.04(a)(3) Inventories 3.27 Acquired Alternative Security Issuance Notice 3.04(a)(3) Amended and Restated LLC Agreement Recitals Applicable Law 3.05(a) Assigned Interest Recitals “knowledge of the Sellers” 10.5 Acquired Receivables 2.7(a10.04(b) Labor Union 3.14(aAssignment Agreement 10.03(c) Acquisition Proposal 5.11(a) Lease 3.15(a) Actual EBITDA 2.8(a) Lease Consent 2.5(j) Actual Revenue 2.8(a) Lock-Up Agreements 2.5(g) Adjustment Indebtedness 2.7(b) Losses 8.2(a) Adjustment Selling Expenses 2.7(b) LPTH Stock 2.1 Adjustment Statement 2.7(b) LPTH Stock Price 2.8(a) (a) Annual Financial Statements 3.10(a) Material Vendors 3.22 (aAutomatic Conversion Notice 3.04(a)(2) Balance Sheet Date 3.10(a5.06 Bankruptcy and Equity Exception 4.02 Base Balance Sheet 5.06 Conversion Election Notice 3.04(a)(1) Multiemployer Conversion Time 3.04(b) Covered Persons 5.22 D-1 Note Recitals D-2 Note Recitals D-2 Notes Exercise Notice 7.07(a) D-2 Notes Offer Notice 7.07(a) D-2 Notes Undersubscription Election Notice 7.07(b) D-2 Notes Undersubscription Notice 7.07(b) Declined Offer Notice 7.07(b) Declining Holder 7.07(b) Deferred Interest 3.01(c) Disclosure Schedule ARTICLE V Disposition 8.06(b) Disqualification Events 5.22 Events of Default ARTICLE IX Existing Investor Rights Agreement Recitals Existing LLC Agreement Recitals Existing ROFR and Co-Sale Agreement Recitals Financial Statements 5.06 Foreign Benefit Plan 3.13(e5.20(c) Buyer Founder Recitals Fully Exercising Holder 10.04(c) Holdings Preamble Net Working Capital 2.7(aHoldings Accounts 2.03 Indemnified Liabilities 11.01 Indemnitee 11.01 Indemnitor 11.01 Initial Closing 2.02(a) Buyer Approvals 4.3 Notice Target 5.2(a) (g) Buyer Pre-Closing Tax Returns 6.1(b) Outside Date 9.1(g) Closing 2.3 Pay-Off Indebtedness 2.2(b) Initial Closing Date 2.3 Phantom Stock Plan 2.5(l2.02(a) Closing Selling Expenses 2.2(b) Policies 3.19 Closing Shares 2.2(a) Pre-Closing Financial Statements 5.14 Company Initial Purchasers Preamble Pre-Closing Income Tax Return 6.1(a) Company Assets 3.15(c) Protest Notice 2.7(c) Company Contracts 3.7(a) Proxy Statement 4.3 Company Intellectual Property 3.17(a5.18(a) Recipient 2.8(aInvestor Rights Agreement Recitals Irrevocability Date 7.07(a) Company Issuer Preamble Leased Real Property 3.15(a5.15(c) Legal Opinions 6.01(d)(6) Liability 5.12 Losses 11.01 Material Contracts 5.17 Nonpublic Information 13.03 Notes Recitals Offer Amount 7.07(a) Offer Date 7.07(a) Offer Period 7.07(a) OpCo Plan 5.20(a) Open Source Software 5.18(e) Oreo Parent 5.04(a) Owned Real Property 5.15(b) Participating Holder Notice 10.04(b) Participating Holder Notice Period 10.04(b) Patriots Act 5.25 Permitted Assign 7.07 Permitted Dispositions 8.06(b) Permitted Investments 8.05 Permitted Liens 8.02 Pro Rata Share 10.04(b) Proceeding 5.19 Prohibited Transferee 10.01 Proposed Transfer 10.04(a) Proposed Transfer Notice 10.04(b) Prospective Transferee 10.03(c) Purchaser Preamble Qualified Plan 5.20(c) Real Property Leases 5.15(c) Register 10.05 Registered Holdings Intellectual Property 3.17(a5.18(b) Company Permits 3.9(bRelated Party 5.14 ▇▇▇▇ ▇▇.▇▇(▇) Released Party 5.8(a▇▇▇▇ and Co-Sale Agreement Recitals SEC 4.10 Solicitor 5.22 Subsequent Closing 2.02(b) Consent Target 5.2(aSubsequent Closing Date 2.02(b) Response Period 8.5(b) Current Assets 2.7(a) Restricted Business 5.4(a)(i) Current Liabilities 2.7(a) Restricted Period 5.4(a) D&M 10.16 Restricted Territory 5.4(a)(i) De Minimis Amount 8.4 Restrictive Covenants 5.4(c) Determination Subsequent Closing Date 2.7(b) Review Period 2.9(b) Earnout Calculation Objection Notice 2.9(b) Sale 2.4 Earnout Calculation Statement 2.9(a) Scheduled Intellectual Property 3.17(a) Earnout Payments 2.8 Second Disbursement Date 8.8(b) Employee Plan 3.13(a) Seller or Sellers Preamble ERISA 3.13(a) Seller Indemnified Persons 8.2(b) Escrow Account 2.2(b) Sellers’ Representative 10.18 Excess 2.7(d) Shortfall 2.7(e) Final Adjustment Amount 2.7(d) Signing Date Preamble Final Disbursement Date 8.8(b) Target Conversations 5.2(b) Financial Statements 3.10(a) Tax Matter 6.3(a) Financing 7.3(hDisclosure Schedules Article V Subsequent Purchaser 2.02(b) Third Party Claim 8.5(bIntellectual Property 5.18(c) First Disbursement Date 8.8(aTransferring Holder 10.04(b) Threshold 8.4 Inbound Referral 2.8(aUndersubscription Election Notice 10.04(c) Tuck-in Merger or Acquisition 2.8(aUndersubscription Notice 10.04(c) Indemnification Claim 8.5(aUnion 5.13(m) Trade Control Laws 3.9(cUnsubscribed D-2 Notes 7.07(b) Indemnified Party 8.5(bUnsubscribed Interest 10.04(c) Unforgiven Amount 5.5 Indemnifying Party 8.5(bU.S. Tax Compliance Certificate 3.05(g)(ii)(B)(3) Unlawful Payment 3.8(mVacasa Issuer Entities 5.04(b) Wyndham Subsidiaries 5.04(a) Wyndham U.S. Sub Parent 5.04(a)

Appears in 1 contract

Sources: Note Purchase Agreement (Vacasa, Inc.)