The Securities and Exchange Commission Sample Clauses
The "Securities and Exchange Commission" clause defines the role and authority of the SEC as it pertains to the agreement or transaction in question. Typically, this clause clarifies that any actions, filings, or approvals required by the SEC must be complied with, and may reference the need for parties to adhere to securities laws and regulations enforced by the SEC. For example, it might specify that certain disclosures or registrations must be made with the SEC before securities can be offered or sold. The core function of this clause is to ensure legal compliance with federal securities regulations, thereby reducing the risk of regulatory violations and associated penalties.
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The Securities and Exchange Commission. Contract Date.--The date we receive the initial purchase payment. We show the Contract Date on page 3.
The Securities and Exchange Commission. The Notes and the shares of AOR Common Stock to be issued pursuant to the Purchase Agreement. Securities Act. The Securities Act of 1933, as amended.
The Securities and Exchange Commission. Compounding Period. Each period commencing on and including:
The Securities and Exchange Commission. It is declared and hereby agreed that the security created by this Mortgage shall be held by the Mortgagee, for the benefit of the Secured Parties, as a continuing security for the payment of the Secured Indebtedness.
The Securities and Exchange Commission. Corporate Trust Office The designated office of the Trustee in the State of New York at which (a) its corporate trust business with respect to this Agreement shall be administered is located at JPMorgan Chase Bank, 4 New York Plaza, 6th Floor, New York, New York 10004, Attention: Worldwide Securities Services/Structured Finance Services, Popular ABS 2006-A and (b) Certificates may be presented for transfer and exchange and for purposes of presentment and surrender for the final distributions thereon is located at ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇, 9th Floor, Dallas Texas 75201 Attention: Structured Finance Transfer Department Popular ABS 2006-A, or such other address as the Trustee shall notify the Depositor, the Servicer, the Sellers and the Certificateholders. Corresponding Class As defined in the Preliminary Statement. Corridor Agreement The Confirmation (as defined in the Master Agreement) bearing the reference number IRG6916573, dated as of January 31, 2006, relating to the Transaction (as defined in the Master Agreement) under the Master Agreement evidenced thereby. Corridor Distribution Amount As defined in Section 4.02(g). Corridor Notional Balance As of any Distribution Date, the notional balance specified under the Corridor Agreement for that Distribution Date. Corridor Reserve Fund The account established and maintained by the Trustee pursuant to Section 3A.02. Corridor Stated Termination February 25, 2014, subject to the Following Business Day Convention (as such term is defined in the Corridor Agreement). Counterparty The Royal Bank of Scotland plc.
The Securities and Exchange Commission. Any other further obligation for notice of the relief granted in the Motion is hereby dispensed with and waived.
The Securities and Exchange Commission. For purposes of this Agreement, "AWA's ICCR" shall mean [CONFIDENTIAL PORTION DELETED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION]. For example, [CONFIDENTIAL PORTION DELETED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION].
The Securities and Exchange Commission. The “Company.” Daybreak Oil and Gas, Inc. “Common Stock.” The Company’s Common Stock.
The Securities and Exchange Commission. The Custodian shall, at the Fund's request, supply the Fund with a tabulation of securities owned by the Fund and held by the Custodian and shall, when requested to do so by the Fund and for such compensation as shall be agreed upon between the Fund and the Custodian, include certificate numbers in such tabulations.
The Securities and Exchange Commission. Shareholder Percentages The following percentage interest: Kweitko - 25%; Wickramasekaran - 40%; Wigdor - 35%.