The Services Provided. (1) We can offer a range of investment services as set out in our FCA Part IV Permissions. (2) We may enter into transactions with you, or arrange transactions between you and other market participants, in circumstances otherwise than on, or in accordance with the rules of, a recognised investment exchange or a designated investment exchange as appropriate to the transaction and may advise you about such transactions. (3) We may act as settlement counterparty to transactions arranged by other entities within the Tullett Prebon group. In such circumstances, the transaction will have been arranged or executed under the local Conduct of Business rules governing that TP entity but will be settled or cleared under the rules of the FCA. (4) We shall not be required to do anything or refrain from doing anything which would in our opinion infringe any applicable regulations to which we are subject. We may do whatever we consider necessary to comply with those regulations. Similarly, you shall do everything necessary to comply with applicable regulations and shall not cause us to infringe applicable regulations.
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Sources: Terms of Business, Terms of Business