Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly, unless good cause justification is demonstrated by the Fund that a more frequent request is necessary to enforce its restrictions on market timing and similar abusive transactions. If good cause is not demonstrated by the Fund, it shall pay the expenses incurred by the Intermediary in complying with the request.
Appears in 13 contracts
Sources: Rule 22c 2 Shareholder Information Agreement (Equitrust Life Variable Account Ii), Rule 22c 2 Shareholder Information Agreement (Farm Bureau Life Annuity Account), Shareholder Information Agreement (American Equity Life Annuity Account)
Timing of Requests. Fund requests Requests for Shareholder information Information shall be made no more frequently than quarterlysemi-annually, unless good cause Good Cause justification is demonstrated by the Fund or Fund Agent that a more frequent request is necessary to enforce its restrictions on market timing and similar abusive transactions. If good cause Good Cause is not demonstrated by the FundFund or Fund Agent, it shall pay the expenses incurred by the Intermediary in complying with the request.
Appears in 12 contracts
Sources: Information Sharing and Restricted Trading Agreement (Agl Separate Account Vl-R), Information Sharing and Restricted Trading Agreement (Agl Separate Account Vl-R), Information Sharing and Restricted Trading Agreement (Agl Separate Account Vl-R)
Timing of Requests. Notwithstanding paragraph 1.1 above, Fund requests for Shareholder information shall may be made no more frequently than quarterly, unless good cause justification is demonstrated . The Fund may request Shareholder information more frequently than quarterly as the Fund deems necessary to investigate compliance with policies established by the Fund that a more frequent request is necessary to enforce its restrictions on for the purpose of eliminating or reducing any market timing and similar abusive transactionstrading practices. If good cause is The Fund will not demonstrated by request Shareholder information for time periods that overlap time periods covered in any earlier requests from the Fund, it shall pay the expenses incurred by the Intermediary in complying with the requestFund for Shareholder information.
Appears in 10 contracts
Sources: Rule 22c 2 Information Sharing and Restricted Trading Agreement (Variable Account Ii Aig Life Insurance Co), Rule 22c 2 Information Sharing and Restricted Trading Agreement (Usl Separate Account Usl Vl-R), Rule 22c 2 Information Sharing and Restricted Trading Agreement (Agl Separate Account Vl-R)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly, unless quarterly except for requests based on “good cause justification is demonstrated by cause” as defined in Section 15.7.3 of this Agreement that the Fund that a more frequent request is necessary to enforce its restrictions on investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any market timing and similar abusive transactions. If good cause is not demonstrated by the Fund, it shall pay the expenses incurred by the Intermediary in complying with the requesttrading practices.
Appears in 9 contracts
Sources: Fund Participation Agreement (Equitrust Life Annuity Account), Fund Participation Agreement (Country Investors Variable Annuity Account), Fund Participation Agreement (Country Investors Variable Life Account)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly, unless good cause justification is demonstrated by quarterly except as the Fund has Good Cause that a more frequent request is necessary to enforce its the Fund’s restrictions on market timing and similar abusive transactions. If good cause is not demonstrated by the Fund, it shall pay the expenses incurred by the Intermediary in complying with the request.
Appears in 7 contracts
Sources: Shareholder Information Agreement (Modern Woodmen of America Variable Annuity Account), Shareholder Information Agreement (Farm Bureau Life Annuity Account), Shareholder Information Agreement (Farm Bureau Life Variable Account)
Timing of Requests. The Fund requests for Shareholder information shall be made no more frequently than quarterly, unless good cause justification is demonstrated by quarterly except as the Fund has Good Cause that a more frequent request is necessary to enforce its the Fund’s restrictions on market timing and similar abusive transactions. If good cause is not demonstrated by the Fund, it shall pay the expenses incurred by the Intermediary in complying with the request.
Appears in 6 contracts
Sources: Fund Participation Agreement (Riversource of New York Variable Annuity Account), Fund Participation Agreement (Riversource Variable Account 10), Fund Participation Agreement (Riversource Variable Account 10)
Timing of Requests. The Fund requests for Shareholder information shall be made no more frequently than quarterly, unless good cause justification is demonstrated by quarterly except as the Fund has Good Cause that a more frequent request is necessary to enforce its the Fund's restrictions on market timing and similar abusive transactions. If good cause is not demonstrated by the Fund, it shall pay the expenses incurred by the Intermediary in complying with the request.
Appears in 4 contracts
Sources: Participation Agreement (Riversource Variable Account 10), Participation Agreement (Riversource of New York Variable Annuity Account), Fund Participation Agreement (Riversource of New York Variable Annuity Account)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly, quarterly unless good cause justification is demonstrated by the Fund has Good Cause that a more frequent request is necessary to enforce its the Fund’s restrictions on market timing and similar abusive transactions. If good cause is not demonstrated by the Fund, it shall pay the expenses incurred by the Intermediary in complying with the request.
Appears in 2 contracts
Sources: Shareholder Information Agreement (American Family Variable Account I), Shareholder Information Agreement (American Family Variable Account Ii)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly, unless good cause justification is demonstrated by the Fund that a more frequent request is necessary to enforce its restrictions on market timing and similar abusive transactions. If good cause is not demonstrated by the Fund, it shall pay the expenses incurred by the Intermediary in complying with the requestMarket Timing Policies.
Appears in 2 contracts
Sources: Shareholder Information Agreement (Northwestern Mutual Variable Life Account), Shareholder Information Agreement (Northwestern Mutual Variable Life Account II)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly, unless good cause justification is demonstrated by the Fund that a more frequent request is necessary to enforce its restrictions on market timing and similar abusive transactions. If good cause is not demonstrated by the Fund, it shall pay the expenses incurred by the Intermediary Company in complying with the request.
Appears in 1 contract
Sources: Shareholder Information Agreement (NML Variable Annuity Account A)
Timing of Requests. Fund requests Requests for Shareholder information Transaction Information shall be made no more frequently than quarterlysemi-annually, unless good cause Good Cause justification is demonstrated by the Fund or Fund Agent that a more frequent request is necessary to enforce its restrictions on market timing and similar abusive transactions. If good cause Good Cause is not demonstrated by the FundFund or Fund Agent, it shall pay the expenses incurred by the Intermediary in complying with the request.
Appears in 1 contract
Sources: Information Sharing Agreement (PHL Variable Accumulation Account)