Trade Confirmations and Reporting Clause Samples
The 'Trade Confirmations and Reporting' clause establishes the requirement for parties to formally document and communicate the details of each trade or transaction. In practice, this means that after a trade is executed, a written confirmation outlining the key terms—such as price, quantity, and settlement date—is sent to the relevant parties, and records are maintained for compliance and audit purposes. This clause ensures accuracy and transparency in trading activities, reducing the risk of disputes and misunderstandings by providing a clear, verifiable record of each transaction.
Trade Confirmations and Reporting. 13.1. The Company shall provide the Client with adequate reporting on his Orders. For this reason, the Company will provide the Client with an online access to his Client Account via the Platform(s) used by the Client, which will provide him with sufficient information in order to comply with Rules and Applicable Regulations in regard to client reporting requirements.
Trade Confirmations and Reporting. 5.1 The Company will provide the Client with online access to his Client Account via the Trading Platform, which will provide him with sufficient information, including information on Order(s) status, Client Account status, Balance in the Client Account and trade confirmations in respect of each executed Order.
5.2 Trade confirmations will be available on the Trading Platform prior to the close of the back office on the Business Day following the day on which the order is executed.
5.3 If the Client has a reason to believe that the confirmation is inconsistent or if the Client does not receive any confirmation (though the Transaction was made), the Client shall contact the Company. Trade confirmations shall, in the absence of manifest error, be deemed conclusive unless the Client notifies the Company in writing to the contrary within two (2) Business Days following the day of receipt of the said trade confirmation. Part E: CFD Trading Terms
Trade Confirmations and Reporting. 14.1. The Company shall provide the Client with adequate reporting on his Orders. For this reason, the Company will provide the Client with an online access to his Client Account via the Platform(s) used by the Client, which will provide him with sufficient information in order to comply with the Applicable Regulations in regard to client reporting requirements.
14.2. The Company will promptly provide the Client, in a durable medium, with the essential information concerning the execution of his Order.
14.3. The Company will send a notice to the client in a durable medium as provided by Applicable Regulations confirming execution of the Order as soon as possible and no later than the first business day following execution or, where the confirmation is received by the Company from a third party, no later than the first business day following receipt of the confirmation from the third party. Such notification will include the information provided in Applicable Regulations other than the following information which is common to all Orders: a) [Company identification] [Trading Date] [Type of the Order] [Instrument Identification] [Nature of the order, e.g. buy/sell] [the quantity, the unit price and the total consideration] [the total sum of commissions and expenses]
14.4. Furthermore, the Company shall supply the Client, on request, with information about the status of his Order.
14.5. If the Client has a reason to believe that a report / trade confirmation is wrong or if the Client does not receive a report / trade confirmation when he should, the Client shall contact the Company within ten (10) Business Days from the date report / trade confirmation of the Order was sent or ought to have been sent. If the Client expresses no objections during this period, the content is considered as approved by him and shall be deemed conclusive.
14.6. The Company will, depending on the Transaction and on whether it should be reported under Applicable Regulations, report the Transactions to the competent authority as provided by Applicable Regulations as quickly as possible and no later than the close of the following Business Day.
14.7. The Company will publish annually the information required in regard to Execution Venues as required by Applicable Regulations in a machine-readable electronic format, available for downloading by the Client.
Trade Confirmations and Reporting. The Company shall provide the Client with adequate reporting on his/her Orders. For this reason, the Company will provide the Client with an online access to his Client Account via the Platform(s) used by the Client, which will provide him with sufficient information in order to comply with CySEC Rules and Applicable Regulations in regard to client reporting requirements. The Company will promptly provide the Client, in a durable medium, with the essential information concerning the execution of his/her Order. The Company will send a notice to the client in a durable medium as provided by Applicable Regulations confirming execution of the Order as soon as possible and no later than the first business day following execution or, where the confirmation is received by the Company from a third-party, no later than the first business day following receipt of the confirmation from the third-party. Such notification will include the information provided in Applicable Regulations other than the following information which is common to all Orders:
Trade Confirmations and Reporting. 5.1 It is ensure that the trade confirmations will be available on the trading platform prior to the close of the back office on the business day following the day on which the order is executed.
5.2 However if the Company will provide the Client with an online access to his Client Account through the trading platform, which will provide him by enough information by including information on order(s) status, Client Account status, balance in the Client Account and trade confirmations in respect of each executed order.
5.3 It is understood that if the Client has a reason to believe that the confirmation is inconsistent or if the Client does not receive any confirmation such as though the transaction was made and the Client shall contact the Company.
Trade Confirmations and Reporting. 13.1. The Company shall provide the Client with adequate reporting in respect of the Client’s transactions as provided by Applicable Regulations.
13.2. The Company will, depending on the Transaction and on whether it should be reported under Applicable Regulations, reports the Transactions to the competent authority as provided by Applicable
13.3. The Company will publish annually the information required in regard to Execution Venues as required by Applicable Regulations in a machine-readable electronic format, available for downloading by the Client.
13.4. Under CySEC Rules, the Company shall have to provide the Client with periodic reports and reporting as agreed with the Client and in compliance with Applicable Regulations. Written periodic statements (the “Reports”) for each Transaction executed during the reporting period shall be sent to the Client in a Durable Medium within ten (10) Business Days following the quarter termination date or from the date of receipt by the Company of the Client’s written notice with a request of submission of the Report. The Client is entitled to make reasonable written objections to a Report within five (5) Business Days from the date when the Report is received by the Client. If the Client expresses no objections during this period, the Report is considered as approved by the Client and deemed to be conclusive and binding on
13.5. The Client is obliged to provide the Company with the correct postal and e-mail address for the purposes of clause 14.1. It is the Client’s responsibility to inform the Company of any change to his postal address or email address (or any other relevant personal information). Reports and trade confirmations sent by post, electronically transmitted or otherwise sent to the Client, will be deemed to have been received by the Client when sent to the relevant address.
13.6. The reporting of the Company shall contain a fair and balanced review of the activities undertaken and of the performance of the Portfolio during the relevant period as well as include the following Information:
1. The time period to which the information contained in the Report relates.
2. The Company’s name.
3. The full name, in case of a physical person or the trade name in case of a legal person or other designation of the Client Account.
4. A statement of the contents and the valuation of the Portfolio, including details of each Financial Instrument held its market value, or fair value if market value is unavailable and ...
Trade Confirmations and Reporting. 13.1. The Company shall provide the Client with adequate reporting on his Orders. For this reason, the Company will provide the Client with an online access to his Client Account via the Trading Platform(s) used by the Client.
13.2. The Company will send a notice to the Client confirming execution of the Order as soon as possible and no later than the first Business Day following execution or, where the confirmation is received by the Company from a third party, no later than the first Business Day following receipt of the confirmation from the third party.
13.3. Furthermore, the Company shall supply the Client, on request, with information about the status of his Order.
13.4. If the Client has a reason to believe that a report / trade confirmation is wrong or if the Client does not receive a report / trade confirmation when he should, the Client shall contact the Company within ten (10) Business Days from the date report / trade confirmation of the Order was sent or ought to have been sent. If the Client expresses no objections during this period, the content is considered as approved by him and shall be deemed conclusive.
13.5. The Company will, depending on the Transaction and on whether it should be reported under Applicable Regulations, report the Transactions to the competent authority as provided by Applicable Regulations as quickly as possible and no later than the close of the following Business Day.
Trade Confirmations and Reporting. 14.1. The Company shall provide the Client with adequate reporting on his Orders/ positions via the App used by the Client, which will provide him with all information in order to comply with CySEC Rules and Applicable Regulations in regard to client reporting requirements.
14.2. The Company will promptly provide the Client, in a durable medium, with the essential information concerning the execution of his Order.
14.3. Company will make available to the client using the App as provided by Applicable Regulations, confirming execution of the Order. Such information will include the information provided in Applicable Regulations, including, but not limited to, the following information which is common to all Orders:
a) [Company identification]
b) [Trading Date]
c) [Type of the Order]
d) [Instrument Identification]
e) [Nature of the order, e.g. buy/short]
f) [the quantity, the unit price and the total consideration]
g) [the total sum of commissions and expenses]
14.4. If the Client has a reason to believe that a report / trade confirmation is wrong, the Client shall contact the Company within ten (10) Business Days from the date report / trade confirmation of the Order.
14.5. The Company will, depending on the Transaction and on whether it should be reported under Applicable Regulations, report the Transactions to the competent authority as provided by Applicable Regulations.
Trade Confirmations and Reporting. 13.1. The Company shall provide the Client with adequate reporting in respect of the Client’s transactions as provided by Applicable Regulations.
13.2. The Company will, depending on the Transaction and on whether it should be reported under Applicable Regulations, report the Transactions to the competent authority as provided by Applicable Regulations as quickly as possible and no later than the close of the following Business Day.
13.3. The Company will publish annually the information required in regard to Execution Venues as required by Applicable Regulations in a machine-readable electronic format, available for downloading by the Client.
13.4. Under CySEC Rules, the Company shall have to provide the Client with periodic reports and reporting as agreed with the Client and in compliance with Applicable Regulations. Written periodic statements (the “Reports”) for each Transaction executed during the reporting period shall be sent to the Client in a Durable Medium within ten (10) Business Days following the quarter termination date or from the date of receipt by the Company of the Client’s written notice with a request of submission of the Report. The Client is entitled to make reasonable written objections to a Report within five (5) Business Days from the date when the Report is received by the Client. If the Client expresses no objections during this period, the Report is considered as approved by the Client and deemed to be conclusive and binding on the Client. The Parties agree that reasonable objections can be made by the Client only in relation to the Company’s actions which are not in compliance with the Agreement.
13.5. The Client is obliged to provide the Company with the correct postal and e-mail address for the purposes of clause 14.1. It is the Client’s responsibility to inform the Company of any change to his postal address or email address (or any other relevant personal information). Reports and trade confirmations sent by post, electronically transmitted or otherwise sent to the Client, will be deemed to have been received by the Client when sent to the relevant address.
13.6. The reporting of the Company shall contain a fair and balanced review of the activities undertaken and of the performance of the Portfolio during the relevant period as well as include the following information:
1. The time period to which the information contained in the Report relates.
2. The Company’s name.
3. The full name, in case of a physical person or the t...
Trade Confirmations and Reporting. 14.1. The Company shall provide the Client with adequate reporting on his Orders/ positions via the App used by the Client, which will provide him with all information in order to comply with Applicable Regulations in regard to client reporting requirements.
14.2. The Company will promptly provide the Client, in a durable medium, with the essential information concerning the execution of his Order.
14.3. Company will make available to the client using the App as provided by Applicable Regulations, confirming execution of the Order. Such information will include the information provided in Applicable Regulations, including, but not limited to, the following information which is common to all Orders:
a) [Company identification] Klips SC Ltd. (the “Company”, "we" or "us") is authorized and regulated by the Financial Services Authority of Seychelles (License No. SD071).
b) [Trading Date]
c) [Type of the Order]
d) [Instrument Identification]
e) [Nature of the order, e.g. buy/short]
f) [the quantity, the unit price and the total consideration]
g) [the total sum of commissions and expenses]
14.4. If the Client has a reason to believe that a report / trade confirmation is wrong, the Client shall contact the Company within ten (10) Business Days from the date report / trade confirmation of the Order.
14.5. The Company will, depending on the Transaction and on whether it should be reported under Applicable Regulations, report the Transactions to the competent authority as provided by Applicable Regulations.