Trading Windows Clause Samples

Trading Windows. The Issuer shall, at the request of any Investor, confirm to the requesting Investor whether a trading window is “open” under the trading windows established by the Issuer’s i▇▇▇▇▇▇ ▇▇▇▇▇▇▇ policy with respect to any possible Registration Statement.

Trading Windows. The Company shall (i) use its reasonable best efforts to notify the Sponsor Investors and the Solon Group of each “closing” and “opening” date under the trading windows established by the Company’s ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ policy, in each case, at least two Business Days prior to each such date and (ii), at the request of the Sponsor Investors or the Solon Group, confirm to the Sponsor Investors and the Solon Group whether a trading window is open at such time.

Trading Windows. On any day during a Trading Window, Transfers of up to the Trading Window Amount applicable to such day will not constitute Restricted Transactions and shall be permitted pursuant to this Section 2.

Trading Windows. For so long as any Warrants or Warrant Shares are held by any Warrantholder, the Company agrees to provide each such Warrantholder advance written notice of, promptly and in any event prior to, the commencement of any period of time under the Company’s then existing trading policy applicable to its directors and officers during which such directors and officers are permitted to sell, purchase or otherwise trade securities of the Company without being subject to any applicable “blackout periods” or other similar trading restrictions, except for periods of time during which trading is permitted as a result of being carried out pursuant to a pre-existing contract, instruction or plan under Rule 10b5-1 under the Exchange Act.

Trading Windows. Covered Persons not in possession of material, non-public information about the Company may purchase, sell, or otherwise acquire or transfer equity securities of the Company without preclearance pursuant to Section 4 during the two-week period beginning at the end of the third full trading day following the Company’s filing with the Securities and Exchange Commission of an annual report on Form 10-K and each quarterly report on Form 10-Q, (each such period, a “Trading Window”), in each case unless informed by the Company that trading during a Trading Window has been suspended. A Covered Person in possession of material, non-public information about the Company during a Trading Window may not purchase, sell, or otherwise acquire or transfer equity securities of the Company until after the third full trading day after the Company has made a widespread public release of such information, provided that such trading day is within the Trading Window. ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Policy Private and confidential. Internal use only. Not for external distribution.

Trading Windows. Notwithstanding Section 1.1, Acquirer shall --------------- not be obligated to keep the registration statement for the Shelf Registration current during any period other than during a Trading Window.

Trading Windows. Client understands that Axos Invest will aggregate Client trades for execution. That is, Axos Invest will aggregate all buy orders in each security into one larger buy order or series of buy orders, and Axos Invest will aggregate all sell orders in each security into one larger sell order or series of sell orders. Axos Invest generally submits these orders to the Broker each business day between 1:30 PM and 2:00 PM Eastern Time (10:30 AM and 11:00 AM Eastern Time on days which the market closes early), and any Client orders or portfolio adjustments made prior to 1:15 PM Eastern (10:15 AM Eastern Time on days which the market closes early) are included within this trading window. However, Axos Invest may, in its sole discretion, on any given business day, not submit orders to the Broker or submit orders to the Broker at a different time than as stated above. Client acknowledges that the existence of trading windows and aggregation of orders as well as Axos Invest’s decision to submit orders at different times or not at all on any given business day may result in execution prices different than what the Client would have received had an order been submitted as soon as Client had indicated that you would like to change an asset allocation, buy securities, or sell securities.

Trading Windows. Subject to the ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ provisions of the Corporations Act and the policy requirements set out below, the recommended times (in terms of avoiding suggestions of ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇) for any Director or Key Management Personnel to deal in Traffic Technologies securities or risk limiting products are: (a) during the 6-week period from (and including) the second business day (not including the day of the trigger event concerned) after the following trigger events: (i) date of Traffic Technologies’ annual general meeting; (ii) release of the half yearly results announcement to ASX; and (iii) release of the full year results announcement to ASX; (b) during any period determined by the Board and notified to Directors and Key Management Personnel following the release to ASX of price sensitive information which, in the Board's opinion, ensures the market is fully informed; and (c) the offer period specified under a disclosure document (eg a prospectus) released by Traffic Technologies.

Trading Windows. The Company agrees that, following the Effective Date and prior to the Confidentiality Termination Date (as defined below), the Company shall promptly (and in any event, no later than the time that the Company’s directors are notified) notify 22NW in writing (including, without limitation, via email) as to the (i) opening of a trading window during which time all directors of the Company are permitted to trade in the Company’s securities and (ii) institution of a blackout period during which time all directors of the Company are prohibited from trading in the Company’s securities.