Trailing Dividends. Transfer processing after the record date but prior to payable date will include all accrued dividends. The Fund Company is responsible for monitoring all completed full transfers for “trailing” dividends. Should a “trailing” dividend appear in an account, the Fund Company shall send such dividend to Broker-Dealer within five (5) Business Days and shall make available to Broker-Dealer the Investor’s Social Security number or taxpayer identification number, and/or the account number for the account to which the transfer was made.
Appears in 3 contracts
Sources: Operating Agreement (Tributary Funds, Inc.), Operating Agreement (Tributary Funds, Inc.), Operating Agreement (First Focus Funds Inc)