TRANSACTIONS WITH OTHER INVESTMENT ADVISERS Clause Samples
The "Transactions with Other Investment Advisers" clause governs how an investment adviser may interact or conduct transactions with other advisers or their clients. Typically, this clause outlines the conditions under which such transactions are permitted, such as requiring disclosure of potential conflicts of interest or adherence to best execution standards. For example, it may address situations where an adviser buys or sells securities from accounts managed by another adviser within the same firm. The core function of this clause is to ensure transparency and fairness in inter-adviser transactions, thereby protecting clients from conflicts of interest and promoting ethical conduct.
TRANSACTIONS WITH OTHER INVESTMENT ADVISERS. The Advisor is not an affiliated person of any investment adviser responsible for providing advice with respect to any other series of the Trust, or of any promoter, underwriter, officer, director, member of an advisory board or employee of any other series of the Trust. The Advisor shall not consult with the investment adviser of any other series of the Trust concerning transactions for the Fund or any other series of the Trust.
TRANSACTIONS WITH OTHER INVESTMENT ADVISERS. The Adviser shall not consult with any non-affiliated investment adviser of any other series of the Trust concerning transactions for the Fund or any other series of the Trust.
TRANSACTIONS WITH OTHER INVESTMENT ADVISERS. The Advisor is not an affiliated person of any investment adviser other than Osterweis Capital Management Inc. (“OCM Inc.”), responsible for providing advice with respect to any other series of the Trust, or of any promoter, underwriter, officer, director, member of an advisory board or employee of any other series of the Trust. The Advisor shall not consult with the investment adviser of any other series of the Trust, other than OCM Inc., concerning transactions for the Fund or any other series of the Trust.
TRANSACTIONS WITH OTHER INVESTMENT ADVISERS. [The Adviser will be under common control with (and therefore affiliated with) Z▇▇▇▇▇▇ Capital Management, LLC, which advises another series of the Trust.] The Adviser shall not consult with the investment adviser of any other series of the Trust concerning transactions for each Fund or any other series of the Trust.
TRANSACTIONS WITH OTHER INVESTMENT ADVISERS. The Funds’ administrator will provide the Adviser with the names of all investment advisers to the other series of the Trust and the names of any promoter, underwriter, officer, director, member of an advisory board or employee of any other series of the Trust. The Adviser will promptly notify the Funds’ administrator in the event it is or becomes an affiliated person of any investment adviser responsible for providing advice with respect to any other series of the Trust, or of any promoter, underwriter, officer, director, member of an advisory board or employee of any other series of the Trust. The Adviser shall not consult with the investment adviser of any other series of the Trust concerning transactions for the Funds or any other series of the Trust.
TRANSACTIONS WITH OTHER INVESTMENT ADVISERS. The Adviser is an affiliate of M.D. Sass, LLC, an investment adviser responsible for providing advice with respect to one or more other series of the Trust. The Adviser is not otherwise an affiliated person of any investment adviser responsible for providing advice with respect to any other series of the Trust, or of any promoter, underwriter, officer, director, member of an advisory board or employee of any other series of the Trust. The Adviser shall not consult with the investment adviser of any other series of the Trust concerning transactions for the Fund or any other series of the Trust.