Transactions with the Company. If you, any of your associates(2), or any member of your immediate family(3) had or will have any direct or indirect material interest in any transactions(4) or series of transactions to which the Company or any of its subsidiaries was a party at any time since January 1, 2015, or in any currently proposed transactions or series of transactions in which the Company or any of its subsidiaries will be a party, in which the amount involved exceeds $120,000, please specify (a) the names of the parties to the transaction(s) and their relationship to you, (b) the nature of the interest in the transaction, (c) the amount involved in the transaction, and (d) the amount of the interest in the transaction. If the answer is “none”, please so state. Answer:
Appears in 3 contracts
Sources: Registration Rights Agreement (Clearsign Combustion Corp), Stock Purchase Agreement (Clearsign Combustion Corp), Stock Purchase Agreement (T2 Biosystems, Inc.)
Transactions with the Company. If you, any of your associates(2)associates2, or any member of your immediate family(3) family3 had or will have any direct or indirect material interest in any transactions(4) transactions4 or series of transactions to which the Company or any of its subsidiaries was a party at any time since January 1, 20152000, or in any currently proposed transactions or series of transactions in which the Company or any of its subsidiaries will be a party, in which the amount involved exceeds $120,00060,000, please specify (a) the names of the parties to the transaction(s) and their relationship to you, (b) the nature of the interest in the transaction, (c) the amount involved in the transaction, and (d) the amount of the interest in the transaction. If the answer is “none”, please so state. Answer:
Appears in 2 contracts
Sources: Stock and Warrant Purchase Agreement (Insmed Inc), Stock and Warrant Purchase Agreement (Rita Medical Systems Inc)
Transactions with the Company. If you, any of your associates(2)associates2, or any member of your immediate family(3) family3 had or will have any direct or indirect material interest in any transactions(4) transactions4 or series of transactions to which the Company or any of its subsidiaries was a party at any time since January 1, 20152023, or in any currently proposed transactions or series of transactions in which the Company or any of its subsidiaries will be a party, in which the amount involved exceeds $120,000, please specify (a) the names of the parties to the transaction(s) and their relationship to you, (b) the nature of the interest in the transaction, (c) the amount involved in the transaction, and (d) the amount of the interest in the transaction. If the answer is “none”, please so state. Answer:
Appears in 2 contracts
Sources: Securities Purchase Agreement (Pelthos Therapeutics Inc.), Registration Rights Agreement (Pelthos Therapeutics Inc.)
Transactions with the Company. If you, any of your associates(2)associates2, or any member of your immediate family(3) family3 had or will have any direct or indirect material interest in any transactions(4) transactions4 or series of transactions to which the Company or any of its subsidiaries was a party at any time since January 1, 2015, 2020 or in any currently proposed transactions or series of transactions in which the Company or any of its subsidiaries will be a party, in which the amount involved exceeds $120,000, please specify (a) the names of the parties to the transaction(s) and their relationship to you, (b) the nature of the interest in the transaction, (c) the amount involved in the transaction, and (d) the amount of the interest in the transaction. If the answer is “none”, please so state. Answer:
Appears in 2 contracts
Sources: Securities Purchase Agreement (In8bio, Inc.), Investment Agreement (Rhythm Pharmaceuticals, Inc.)
Transactions with the Company. If you, any of your associates(2)associates2, or any member of your immediate family(3) family3 had or will have any direct or indirect material interest in any transactions(4) transactions4 or series of transactions to which the Company or any of its subsidiaries was a party at any time since January 1May 16, 20152008, or in any currently proposed transactions or series of transactions in which the Company or any of its subsidiaries will be a party, in which the amount involved exceeds $120,00060,000, please specify (a) the names of the parties to the transaction(s) and their relationship to you, (b) the nature of the interest in the transaction, (c) the amount involved in the transaction, and (d) the amount of the interest in the transaction. If the answer is “none”, please so state. Answer:
Appears in 1 contract
Sources: Securities Purchase Agreement (World Surveillance Group Inc.)
Transactions with the Company. If you, any of your associates(2)associates2, or any member of your immediate family(3) family3 had or will have any direct or indirect material interest in any transactions(4) transactions4 or series of transactions to which the Company or any of its subsidiaries was a party at any time since January 1, 2015, or in any currently proposed transactions or series of transactions in which the Company or any of its subsidiaries will be a party, in which the amount involved exceeds $120,000, please specify (a) the names of the parties to the transaction(s) and their relationship to you, (b) the nature of the interest in the transaction, (c) the amount involved in the transaction, and (d) the amount of the interest in the transaction. If the answer is “none”, ,” please so state. Answer:
Appears in 1 contract
Sources: Common Stock Purchase Agreement (Amtrust Financial Services, Inc.)
Transactions with the Company. If you, any of your associates(2)associates2, or any member of your immediate family(3) family3 had or will have any direct or indirect material interest in any transactions(4) transactions4 or series of transactions to which the Company or any of its subsidiaries was a party at any time since January 1, 20152016, or in any currently proposed transactions or series of transactions in which the Company or any of its subsidiaries will be a party, in which the amount involved exceeds $120,000, please specify (a) the names of the parties to the transaction(s) and their relationship to you, (b) the nature of the interest in the transaction, (c) the amount involved in the transaction, and (d) the amount of the interest in the transaction. If the answer is “none”, please so state. Answer:
Appears in 1 contract
Sources: Securities Purchase Agreement (MeiraGTx Holdings PLC)
Transactions with the Company. If you, any of your associates(2)associates, or any member of your immediate family(3) family had or will have any direct or indirect material interest in any transactions(4) transactions or series of transactions to which the Company or any of its subsidiaries was a party at any time since January [April 1, 2015, 2022] or in any currently proposed transactions or series of transactions in which the Company or any of its subsidiaries will be a party, in which the amount involved exceeds $120,000, please specify (a) the names of the parties to the transaction(s) and their relationship to you, (b) the nature of the interest in the transaction, (c) the amount involved in the transaction, and (d) the amount of the interest in the transaction. If the answer is “none”, please so state. Answer:
Appears in 1 contract
Sources: Securities Purchase Agreement (Modular Medical, Inc.)
Transactions with the Company. If you, any of your associates(2)associates2, or any member of your immediate family(3) family3 had or will have any direct or indirect material interest in any transactions(4) transactions4 or series of transactions to which the Company or any of its subsidiaries was a party at any time since January 1, 2015, or in any currently proposed transactions or series of transactions in which the Company or any of its subsidiaries will be a party, in which the amount involved exceeds $120,000, please specify (a) the names of the parties to the transaction(s) and their relationship to you, (b) the nature of the interest in the transaction, (c) the amount involved in the transaction, and (d) the amount of the interest in the transaction. If the answer is “none”, please so state. Answer:
Appears in 1 contract
Transactions with the Company. If you, any of your associates(2)associates2, or any member of your immediate family(3) family3 had or will have any direct or indirect material interest in any transactions(4) transactions4 or series of transactions to which the Company or any of its subsidiaries was a party at any time since January June 1, 20152013, or in any currently proposed transactions or series of transactions in which the Company or any of its subsidiaries will be a party, in which the amount involved exceeds $120,000, please specify (a) the names of the parties to the transaction(s) and their relationship to you, (b) the nature of the interest in the transaction, (c) the amount involved in the transaction, and (d) the amount of the interest in the transaction. If the answer is “none”, please so state. Answer:
Appears in 1 contract
Transactions with the Company. If you, any of your associates(2)associates2, or any member of your immediate family(3) family3 had or will have any direct or indirect material interest in any transactions(4) transactions4 or series of transactions to which the Company or any of its subsidiaries was a party at any time since January 1, 20152014, or in any currently proposed transactions or series of transactions in which the Company or any of its subsidiaries will be a party, in which the amount involved exceeds $120,000, please specify (a) the names of the parties to the transaction(s) and their relationship to you, (b) the nature of the interest in the transaction, (c) the amount involved in the transaction, and (d) the amount of the interest in the transaction. If the answer is “none”, please so state. Answer:
Appears in 1 contract
Sources: Registration Rights Agreement (Raptor Pharmaceutical Corp)
Transactions with the Company. If you, any of your associates(2)associates2, or any member of your immediate family(3) family3 had or will have any direct or indirect material interest in any transactions(4) transactions4 or series of transactions to which the Company or any of its subsidiaries was a party at any time since January 1, 2015[ ], or in any currently proposed transactions or series of transactions in which the Company or any of its subsidiaries will be a party, in which the amount involved exceeds $120,00060,000, please specify (a) the names of the parties to the transaction(s) and their relationship to you, (b) the nature of the interest in the transaction, (c) the amount involved in the transaction, and (d) the amount of the interest in the transaction. If the answer is “none”, please so state. Answer:
Appears in 1 contract
Sources: Securities Purchase Agreement (Corcept Therapeutics Inc)
Transactions with the Company. If you, any of your associates(2)associates2, or any member of your immediate family(3) family3 had or will have any direct or indirect material interest in any transactions(4) transactions4 or series of transactions to which the Company or any of its subsidiaries was a party at any time since January 1May 2, 20152008, or in any currently proposed transactions or series of transactions in which the Company or any of its subsidiaries will be a party, in which the amount involved exceeds $120,00060,000, please specify (a) the names of the parties to the transaction(s) and their relationship to you, (b) the nature of the interest in the transaction, (c) the amount involved in the transaction, and (d) the amount of the interest in the transaction. If the answer is “none”, please so state. Answer:
Appears in 1 contract
Sources: Securities Purchase Agreement (World Surveillance Group Inc.)