Transfer Agent and Registrar Services. Monthly Administration Fee *Upon Implementation of Quarterly Dividend $2,100 Included Account Maintenance per Account Included Issuance and Registration of Stock Certificates Included Each Stock Certificate cancelled Included Restricted/Preferred Accounts Included General Written Correspondence Included Shareholder Address Changes Included Customer Service – Telephone Included Research and Responding to Shareholder Inquiries Included Issuance of Restricted Transfers Included Issuance of Stock Option Included 4DWAC Transfers (broker fees may apply) Included Non-Routine Transfers (including removal of legends and transfer of applicable Shares) Included Shareholder Internet Access Included Client Internet Access Included 5DRS Sale Program – Transaction Fee (to be paid by the Shareholder) Per transaction SHARE CONVERSION PORTAL N/A $6,500 Prepare Full Shareholder List as of Record Date Included Complete Reporting for Proxy Program Included Enclose and Mail Proxy Materials (mailing costs applied as out-of-pocket) Included Receive and Scan Returned Proxies Included Tabulate Proxies (Registered and Beneficial Holders – per vote fee applicable) Included Prepare and Verify Final Vote List Included Online access for Company to monitor voting Included Omnibus Download of Proxy from DTC Included Webcast-Integrated Virtual Meeting Hosting and Support Services Available6 Inspector of Election (travel fees will be applied as out-of-pocket expenses) Available Online & Telephonic Voting for Registered Shareholders Available Standard Reporting Suite Included
Appears in 2 contracts
Sources: Transfer Agency and Registrar Services Agreement (Senior Credit Investments, LLC), Transfer Agency and Registrar Services Agreement (Jefferies Credit Partners BDC Inc.)
Transfer Agent and Registrar Services. Monthly Administration Fee includes Quarterly allocation of shares $ 1,500 Unclaimed Property Reporting $ 750 *Upon Implementation Up to 750 registered shareholders (each additional class of Quarterly Dividend security $2,100 Included 250 per month) Account Maintenance per Account Included Issuance and Registration of Stock Share Certificates Included Each Stock Certificate cancelled Included Restricted/Preferred Accounts Included General Written Correspondence Included Shareholder Address Changes Included Customer Service – Telephone Included Research and Responding to Shareholder Inquiries Included Issuance of Restricted Transfers Included Issuance of Stock Option Included 4DWAC 3DWAC Transfers (broker fees may apply) Included Non-Routine Transfers (including removal of legends and transfer of applicable Shares) Included Shareholder Internet Access Included Client Internet Access Included 5DRS 4DRS Sale Program – Transaction Fee (to be paid by the Shareholder) Per transaction SHARE CONVERSION PORTAL N/A $6,500 Prepare Full Shareholder List as of Record Date Included Complete Reporting for Proxy Program Included Enclose and Mail Proxy Materials (mailing costs applied as out-of-pocket) Included Receive and Scan Returned Proxies Included Tabulate Proxies (Registered and Beneficial Holders – per vote fee applicable) Included Prepare and Verify Final Vote List Included Online access for Company to monitor voting Included Omnibus Download of Proxy from DTC Included Webcast-Integrated Virtual Meeting Hosting and Support Services Available6 Inspector of Election (travel fees will be applied as out-of-pocket expenses) Available Online & Telephonic Voting for Registered Shareholders Available Standard Reporting Suite IncludedAvailable
Appears in 1 contract
Sources: Transfer Agency and Registrar Services Agreement (AGTB Private BDC)
Transfer Agent and Registrar Services. Monthly Administration Fee *Upon Implementation of Quarterly Dividend $2,100 Included Account Maintenance per Account Included Issuance and Registration of Stock Certificates Included Each Stock Certificate cancelled Included Restricted/Preferred Accounts Included General Written Correspondence Included Shareholder Address Changes Included Customer Service – Telephone Included Research and Responding to Shareholder Inquiries Included Issuance of Restricted Transfers Included Issuance of Stock Option Included 4DWAC Transfers (broker fees may apply) Included Non-Routine Transfers (including removal of legends and transfer of applicable Shares) Included Shareholder Internet Access Included Client Internet Access Included 5DRS Sale Program – Transaction Fee (to be paid by the Shareholder) Per transaction SHARE CONVERSION PORTAL N/A $6,500 Prepare Full Shareholder List as of Record Date Included Complete Reporting for Proxy Program Included Enclose and Mail Proxy Materials (mailing costs applied as out-of-pocket) Included Receive and Scan Returned Proxies Included Tabulate Proxies (Registered and Beneficial Holders – per vote fee applicable) Included Prepare and Verify Final Vote List Included Online access for Company to monitor voting Included Omnibus Download of Proxy from DTC Included Webcast-Integrated Virtual Meeting Hosting and Support Services Available6 Available 6 Inspector of Election (travel fees will be applied as out-of-pocket expenses) Available Online & Telephonic Voting for Registered Shareholders Available Standard Reporting Suite Included5 A transaction fee of $15.00 plus $0.12 per Share sold will be charged to the Shareholder. 6 All services indicated as “Available” herein may be offered by AST subject to additional fees.
Appears in 1 contract
Sources: Transfer Agency and Registrar Services Agreement (Senior Credit Investments, LLC)
Transfer Agent and Registrar Services. Monthly Administration Fee ( This includes TA Fee with Dividend and Dividend Reinvestment) $ 2,000 SERIES A PFD $ 250 *Upon Implementation of Quarterly 1 time set up fee for Dividend $2,100 Included Reinvestment $ 3,500 4Unclaimed Property Reporting $ 525 Account Maintenance per Account Included Issuance and Registration of Stock Certificates Included Each Stock Certificate cancelled Included Restricted/Preferred Accounts Included General Written Correspondence Included Shareholder Address Changes Included Customer Service – Telephone Included Research and Responding to Shareholder Inquiries Included Issuance of Restricted Transfers Included Issuance of Stock Option Included 4DWAC 5DWAC Transfers (broker fees may apply) Included Non-Routine Transfers (including removal of legends and transfer of applicable Shares) Included Shareholder Internet Access Included Client Internet Access Included 5DRS 6DRS Sale Program – Transaction Fee (to be paid by the Shareholder) Per transaction SHARE CONVERSION PORTAL N/A ENHANCED OWNERSHIP INTELLIGENCE SERVICES (waived for the initial year) $6,500 5,000 per seat annually Prepare Full Shareholder List as of Record Date Included Complete Reporting for Proxy Program Included Enclose and Mail Proxy Materials (mailing costs applied as out-of-pocket) Included Receive and Scan Returned Proxies Included Tabulate Proxies (Registered and Beneficial Holders – per vote fee applicable) Included Prepare and Verify Final Vote List Included Online access for Company to monitor voting Included Omnibus Download of Proxy from DTC Included Webcast-Integrated Virtual Meeting Hosting and Support Services Available6 Available7 Inspector of Election (travel fees will be applied as out-of-pocket expenses) Available Online & Telephonic Voting for Registered Shareholders Available Standard Reporting Suite IncludedAvailable
Appears in 1 contract
Sources: Transfer Agency and Registrar Services Agreement (Ellington Credit Co)