Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 2121 contracts
Sources: Pre Funded Common Stock Purchase Warrant (Bolt Projects Holdings, Inc.), Warrant Agreement (Lm Funding America, Inc.), Warrant Agreement (Lm Funding America, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1 of the Purchase Agreement.
Appears in 110 contracts
Sources: Common Stock Purchase Warrant (Dror Ortho-Design, Inc.), Securities Purchase Agreement (Dror Ortho-Design, Inc.), Common Stock Purchase Warrant (Bitmine Immersion Technologies, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 74 contracts
Sources: Security Agreement (Snap Interactive, Inc), Securities Agreement (Stationdigital Corp), Securities Purchase Agreement (Blink Logic Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144laws, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 60 contracts
Sources: Security Agreement (Neuralstem, Inc.), Warrant Agreement (Patient Safety Technologies, Inc), Security Agreement (Patient Safety Technologies, Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 58 contracts
Sources: Security Agreement (Tenon Medical, Inc.), Security Agreement (Tenon Medical, Inc.), Common Stock Purchase Warrant (Allurion Technologies, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with make usual and customary representations as to investment intent to the provisions of Section 5.7 of the Purchase AgreementCompany.
Appears in 48 contracts
Sources: Common Stock Purchase Warrant (OSR Holdings, Inc.), Securities Purchase Agreement (Windtree Therapeutics Inc /De/), Common Stock Purchase Warrant (Windtree Therapeutics Inc /De/)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 43 contracts
Sources: Common Stock Purchase Warrant (Digital Ally, Inc.), Security Agreement (Lipella Pharmaceuticals Inc.), Common Stock Purchase Warrant (Soluna Holdings, Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to under Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 36 contracts
Sources: Common Stock Purchase Warrant (Lingerie Fighting Championships, Inc.), Common Stock Purchase Warrant (Lingerie Fighting Championships, Inc.), Common Stock Purchase Warrant (XSport Global, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with make usual and customary representations as to investment intent to the provisions of Section 5.7 of the Purchase Agreement.Company
Appears in 30 contracts
Sources: Security Agreement (HealthLynked Corp), Common Stock Purchase Warrant (HealthLynked Corp), Common Stock Purchase Warrant (HealthLynked Corp)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement5(k).
Appears in 26 contracts
Sources: Common Stock Purchase Warrant (Digital Ally Inc), Common Stock Purchase Warrant (Exactus, Inc.), Common Stock Purchase Warrant (Digital Ally Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1(a) of the Purchase Agreement.
Appears in 23 contracts
Sources: Common Stock Purchase Warrant (Alimera Sciences Inc), Common Stock Purchase Warrant (Alimera Sciences Inc), Common Share Agreement (Neovasc Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase AgreementAgreement and applicable securities laws.
Appears in 21 contracts
Sources: Common Stock Purchase Warrant (Agrify Corp), Common Stock Purchase Warrant (MetaStat, Inc.), Common Stock Purchase Warrant (MetaStat, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 6.7 of the Purchase Agreement.
Appears in 18 contracts
Sources: Security Agreement (ASLAN Pharmaceuticals LTD), Securities Agreement (ASLAN Pharmaceuticals LTD), Security Agreement (ASLAN Pharmaceuticals LTD)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement., including Section 4.13
Appears in 18 contracts
Sources: Securities Agreement (Akari Therapeutics PLC), Placement Agent Warrant (Can-Fite BioPharma Ltd.), Warrant Agreement (Can-Fite BioPharma Ltd.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section [5.7 of the Purchase Agreement.
Appears in 16 contracts
Sources: Convertible Security Agreement (Sigyn Therapeutics, Inc.), Common Stock Purchase Warrant (Sigyn Therapeutics, Inc.), Convertible Security Agreement (Sigyn Therapeutics, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4(d) of the Purchase Agreement.
Appears in 15 contracts
Sources: Security Agreement (Data443 Risk Mitigation, Inc.), Security Agreement (Data443 Risk Mitigation, Inc.), Security Agreement (Data443 Risk Mitigation, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section Sections 4.1 and 5.7 of the Purchase Agreement.
Appears in 12 contracts
Sources: Security Agreement (Notis Global, Inc.), Security Agreement (Notis Global, Inc.), Security Agreement (Helios & Matheson Analytics Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 12 contracts
Sources: Common Stock Agreement (22nd Century Group, Inc.), Securities Agreement (22nd Century Group, Inc.), Security Agreement (22nd Century Group, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 transfer restrictions of the Purchase Agreement.
Appears in 11 contracts
Sources: Security Agreement (NeuroMetrix, Inc.), Security Agreement (NeuroMetrix, Inc.), Security Agreement (NeuroMetrix, Inc.)
Transfer Restrictions. IfIf , at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 11 contracts
Sources: Security Agreement (Peraso Inc.), Securities Agreement (Accurexa Inc.), Securities Agreement (Anpath Group, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Subscription Agreement.
Appears in 9 contracts
Sources: Security Agreement (Adaptin Bio, Inc.), Security Agreement (Adaptin Bio, Inc.), Security Agreement (Originclear, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1 of the Purchase Agreement.
Appears in 9 contracts
Sources: Security Agreement (Genspera Inc), Security Agreement (Genspera Inc), Security Agreement (Genspera Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of transfer restrictions in the Purchase Agreement.
Appears in 9 contracts
Sources: Warrant Amendment Agreement, Warrant Amendment Agreement (STRATA Skin Sciences, Inc.), Placement Agent Warrant (Oxigene Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of transfer restrictions provided by the Purchase Agreement, including those set forth in Section 5.7 thereof.
Appears in 9 contracts
Sources: Class a Common Stock Agreement (Hemispherx Biopharma Inc), Class B Common Stock Agreement (Hemispherx Biopharma Inc), Common Stock Purchase Warrant (Hemispherx Biopharma Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 2(f) of the Purchase Agreement.
Appears in 8 contracts
Sources: Common Stock Purchase Warrant (Arch Therapeutics, Inc.), Security Agreement (Arch Therapeutics, Inc.), Common Stock Purchase Warrant (Givbux, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 5.5 of the Purchase Agreement.
Appears in 8 contracts
Sources: Security Agreement (Integral Technologies Inc), Security Agreement (Integral Technologies Inc), Security Agreement (Intellicell Biosciences, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and qualified or registered (or exempt from qualification or registration) under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply agree in writing to be bound, with respect to the Warrant, with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 8 contracts
Sources: Security Agreement (US Dry Cleaning Services Corp), Security Agreement (US Dry Cleaning Services Corp), Security Agreement (US Dry Cleaning Services Corp)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.5.7
Appears in 8 contracts
Sources: Security Agreement (MEI Pharma, Inc.), Security Agreement (Antelope Enterprise Holdings LTD), Common Stock Purchase Warrant (NightFood Holdings, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section [5.7 of the Purchase Agreement.
Appears in 8 contracts
Sources: Security Agreement (Red Metal Resources, Ltd.), Securities Agreement (Innovative Card Technologies Inc), Security Agreement (Omnireliant Holdings, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Subscription Agreement.
Appears in 7 contracts
Sources: Common Stock Purchase Warrant (STW Resources Holding Corp.), Common Stock Purchase Warrant (STW Resources Holding Corp.), Common Stock Purchase Warrant (STW Resources Holding Corp.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.01 of the Purchase Agreement.
Appears in 7 contracts
Sources: Warrant Agreement (Neuraxis, INC), Warrant Agreement (Vitro Biopharma, Inc.), Securities Purchase Agreement (Trio Petroleum Corp.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement registrationstatement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 7 contracts
Sources: Common Stock Purchase Warrant (Creative Medical Technology Holdings, Inc.), Common Stock Purchase Warrant (Lexaria Bioscience Corp.), Security Agreement (SharpLink Gaming Ltd.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement5(k).
Appears in 7 contracts
Sources: Securities Agreement (Summit Wireless Technologies, Inc.), Securities Agreement (Summit Wireless Technologies, Inc.), Securities Agreement (Summit Wireless Technologies, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 7g of the Purchase Agreement.
Appears in 7 contracts
Sources: Warrant Agreement (Arch Therapeutics, Inc.), Common Stock Purchase Warrant (Arch Therapeutics, Inc.), Note Conversion Agreement (Arch Therapeutics, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1 of the Purchase Agreement.
Appears in 6 contracts
Sources: Security Agreement (Pluri Inc.), Security Agreement (Pluri Inc.), Security Agreement (Pluri Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of set forth in Section 5.7 4.1 and Section 5.6 of the Purchase Agreement.
Appears in 6 contracts
Sources: Common Stock Purchase Agreement (Biostage, Inc.), Common Stock Purchase Warrant (Biostage, Inc.), Common Stock Purchase Agreement (Biostage, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Warrant Inducement Agreement.
Appears in 6 contracts
Sources: Ordinary Share Purchase Agreement (PolyPid Ltd.), Pre Funded Ordinary Security Agreement (PolyPid Ltd.), Security Agreement (Tenon Medical, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with provide the provisions of representations set forth in Section 5.7 3.2 of the Purchase Agreement.
Appears in 6 contracts
Sources: Security Agreement (AMERICAN POWER GROUP Corp), Security Agreement (AMERICAN POWER GROUP Corp), Security Agreement (AMERICAN POWER GROUP Corp)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and or under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-manner of sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Securities Purchase Agreement.
Appears in 6 contracts
Sources: Security Agreement (Greenwave Technology Solutions, Inc.), Common Stock Purchase Warrant (Greenwave Technology Solutions, Inc.), Security Agreement (Greenwave Technology Solutions, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-of- sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 6.7 of the Purchase Agreement.
Appears in 6 contracts
Sources: Warrant Agreement (Prestige Wealth Inc.), Warrant Agreement (Prestige Wealth Inc.), Warrant Agreement (Prestige Wealth Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall is not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 6 contracts
Sources: Pre Funded Common Stock Agreement (Incannex Healthcare Inc.), Amended and Restated Purchase Agreement (Nvni Group LTD), Placement Agent Ordinary Share Purchase Warrant (Nvni Group LTD)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase AgreementSubscription Agreement and applicable securities laws.
Appears in 5 contracts
Sources: Security Agreement (Revelstone Capital Acquisition Corp.), Security Agreement (Revelstone Capital Acquisition Corp.), Common Stock Purchase Warrant (MetaStat, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 7.1 of the Purchase Agreement.
Appears in 5 contracts
Sources: Security Agreement (Stationdigital Corp), Security Agreement (Stationdigital Corp), Security Agreement (Stationdigital Corp)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 5 contracts
Sources: Security Agreement (ZyVersa Therapeutics, Inc.), Security Agreement (ZyVersa Therapeutics, Inc.), Security Agreement (ZyVersa Therapeutics, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144laws, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1 of the Purchase Agreement.
Appears in 5 contracts
Sources: Security Agreement (Visual Management Systems Inc), Security Agreement (Visual Management Systems Inc), Security Agreement (Ener1 Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 3.8 of the Purchase Agreement.
Appears in 5 contracts
Sources: Note and Warrant Purchase Agreement (Liqtech International Inc), Common Stock Purchase Warrant (Liqtech International Inc), Common Stock Purchase Warrant (Liqtech International Inc)
Transfer Restrictions. IfIf , at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144laws, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement. Section 5.
Appears in 5 contracts
Sources: Security Agreement (Octillion Corp), Securities Agreement (Wizzard Software Corp /Co), Securities Agreement (Wizzard Software Corp /Co)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1(c) of the Purchase Agreement.
Appears in 5 contracts
Sources: Amended and Restated Series B Common Stock Agreement (Plus Therapeutics, Inc.), Form of Series B Common Stock (Safe & Green Holdings Corp.), Form of Series a Common Stock (Safe & Green Holdings Corp.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Subscription Agreement and Purchase Agreement.
Appears in 5 contracts
Sources: Security Agreement (Boston Therapeutics, Inc.), Securities Agreement (Actinium Pharmaceuticals, Inc.), Security Agreement (Boston Therapeutics, Inc.)
Transfer Restrictions. IfIf , at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144laws, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 5 contracts
Sources: Securities Purchase Agreement (NewCardio, Inc.), Security Agreement (Datajungle Software Inc), Security Agreement (Reflect Scientific Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section Sections 4.1 and 5.7 of the Purchase Agreement.
Appears in 4 contracts
Sources: Securities Agreement (Innovative Card Technologies Inc), Security Agreement (Innovative Card Technologies Inc), Warrant Agreement (Lightpath Technologies Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144Rule144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of 4.01of the Purchase Agreement.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Caring Brands, Inc.), Securities Purchase Agreement (Caring Brands, Inc.), Securities Purchase Agreement (Trio Petroleum Corp.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase AgreementAgreement (which are hereby extended to effect this Warrant).
Appears in 4 contracts
Sources: Common Stock Purchase Warrant (Verb Technology Company, Inc.), Common Stock Purchase Warrant (Verb Technology Company, Inc.), Common Stock Purchase Warrant (Verb Technology Company, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144laws, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section [5.7 of the Purchase Agreement.
Appears in 4 contracts
Sources: Security Agreement (Oculus Innovative Sciences, Inc.), Warrant Agreement (Ecotality, Inc.), Security Agreement (Impart Media Group Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 9(h) of the Purchase Agreement.
Appears in 4 contracts
Sources: Security Agreement (Interleukin Genetics Inc), Security Agreement (Interleukin Genetics Inc), Security Agreement (Interleukin Genetics Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 9.1 of the Purchase Agreement.
Appears in 4 contracts
Sources: Security Agreement (Ocular Therapeutix, Inc), Security Agreement (Establishment Labs Holdings Inc.), Security Agreement (Solid Biosciences Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase AgreementAgreement Act.
Appears in 4 contracts
Sources: Ordinary Share Purchase Warrant (CYREN Ltd.), Placement Agent Purchase Warrant (CYREN Ltd.), Ordinary Share Purchase Warrant (CYREN Ltd.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to under Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply agree in writing to be bound, with respect to the transferred Securities, by the provisions of Section 5.7 of the Purchase AgreementTransaction Documents that apply to the βPurchasers.β
Appears in 4 contracts
Sources: Security Agreement (Hpev, Inc.), Security Agreement (Hpev, Inc.), Security Agreement (Hpev, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 5.6 of the Purchase Agreement.
Appears in 4 contracts
Sources: Security Agreement (InspireMD, Inc.), Common Stock Purchase Warrant (Code Chain New Continent LTD), Common Stock Purchase Warrant (Biostage, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either either
(i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 4 contracts
Sources: Common Stock Purchase Warrant (SeaStar Medical Holding Corp), Security Agreement (InMed Pharmaceuticals Inc.), Warrant Agreement (Intuitive Machines, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee permitted assignee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 4 contracts
Sources: Security Agreement (NeuroBo Pharmaceuticals, Inc.), Security Agreement (NeuroBo Pharmaceuticals, Inc.), Securities Agreement (NeuroBo Pharmaceuticals, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 4 contracts
Sources: Security Agreement (Boxlight Corp), Common Stock Purchase Agreement (Boxlight Corp), Common Stock Purchase Warrant (Safe & Green Holdings Corp.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase AgreementAgreements.
Appears in 3 contracts
Sources: Security Agreement (Aspira Women's Health Inc.), Common Stock Purchase Agreement (Summit Wireless Technologies, Inc.), Common Stock Purchase Agreement (Summit Wireless Technologies, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with with, and make the provisions of same representations as, the Purchasers in the Subscription Agreement, including, but not limited to Section 5.7 2 of the Purchase Subscription Agreement.
Appears in 3 contracts
Sources: Subscription Agreement (Epien Medical, Inc.), Warrant Agreement (Epien Medical, Inc.), Warrant Agreement (Epien Medical, Inc.)
Transfer Restrictions. If, . at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 [5,7 of the Purchase Agreement.
Appears in 3 contracts
Sources: Convertible Security Agreement (Sigyn Therapeutics, Inc.), Convertible Security Agreement (Sigyn Therapeutics, Inc.), Convertible Security Agreement (Sigyn Therapeutics, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement6(k).
Appears in 3 contracts
Sources: Common Stock Purchase Warrant (American Noble Gas, Inc.), Common Stock Purchase Warrant (Infinity Energy Resources, Inc), Common Stock Purchase Warrant (Digital Ally Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Loan Agreement and Registration Rights Agreement.
Appears in 3 contracts
Sources: Common Stock Purchase Warrant (Momentus Inc.), Security Agreement (Hub Cyber Security Ltd.), Common Stock Purchase Warrant (Momentus Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale pursuant to Rule 144 without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144requirements, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1 of the Purchase Agreement.
Appears in 3 contracts
Sources: Placement Agent Warrant (Roka BioScience, Inc.), Placement Agent Warrant (Roka BioScience, Inc.), Common Stock Purchase Warrant (Roka BioScience, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 5.07 of the Purchase Agreement.
Appears in 3 contracts
Sources: Common Stock Purchase Agreement (Rocketfuel Blockchain, Inc.), Common Stock Purchase Warrant (Basanite, Inc.), Common Stock Purchase Warrant (Basanite, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Securities Purchase AgreementAgreement dated as of May 11, 2018, between the Company and each purchaser thereto.
Appears in 3 contracts
Sources: Security Agreement (Stellar Biotechnologies, Inc.), Securities Agreement (Stellar Biotechnologies, Inc.), Securities Agreement (Stellar Biotechnologies, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 and Section 4.16(a) of the Purchase Agreement.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Rock Creek Pharmaceuticals, Inc.), Common Stock Purchase Warrant (Rock Creek Pharmaceuticals, Inc.), Placement Agent Agreement (Rock Creek Pharmaceuticals, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement, including Section 4.13 thereof.
Appears in 3 contracts
Sources: Warrant Agreement (Cellect Biotechnology Ltd.), Security Agreement (Can-Fite BioPharma Ltd.), Warrant Agreement (Can-Fite BioPharma Ltd.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144144 promulgated under the Securities Act, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 3 contracts
Sources: Warrant Exercise Agreement (Achieve Life Sciences, Inc.), Common Stock Purchase Warrant (Achieve Life Sciences, Inc.), Common Stock Purchase Warrant (Achieve Life Sciences, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 7.3 of the Purchase Agreement.
Appears in 3 contracts
Sources: Security Agreement (NXT-Id, Inc.), Agent Warrant (NXT-Id, Inc.), Security Agreement (NXT-Id, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement registrationstatement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1 of the Purchase Agreement.
Appears in 3 contracts
Sources: Common Stock Purchase Warrant (Innovation1 Biotech Inc.), Common Stock Purchase Agreement (Innovation1 Biotech Inc.), Security Agreement (Recruiter.com Group, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of transfer restrictions set forth in the Purchase Agreement.
Appears in 3 contracts
Sources: Security Agreement (MYOS Corp), Security Agreement (MYOS Corp), Security Agreement (MYOS Corp)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 12 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1 of the Purchase Agreement.
Appears in 3 contracts
Sources: Common Stock Agreement (Comera Life Sciences Holdings, Inc.), Common Stock Agreement (Comera Life Sciences Holdings, Inc.), Common Stock Purchase Agreement (Comera Life Sciences Holdings, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.4 of the Purchase Agreement.
Appears in 3 contracts
Sources: Stock Purchase Agreement (Presbia PLC), Warrant Agreement (Presbia PLC), Warrant Agreement (Presbia PLC)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale permitted under Rule 144 without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144requirements, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1 of the Purchase Agreement.
Appears in 3 contracts
Sources: Pre Funded Warrant Agreement (Eterna Therapeutics Inc.), Pre Funded Warrant Agreement (Eterna Therapeutics Inc.), Pre Funded Securities Agreement (Eterna Therapeutics Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement and applicable provisions of the Exchange Agreement.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Rennova Health, Inc.), Security Agreement (Rennova Health, Inc.), Security Agreement (Rennova Health, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-manner- of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section Sections 4.1 and 5.7 of the Purchase Agreement.
Appears in 3 contracts
Sources: Security Agreement (Uppercut Brands, Inc.), Security Agreement (Creative Medical Technology Holdings, Inc.), Security Agreement (Creative Medical Technology Holdings, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state or foreign securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 3 contracts
Sources: Warrant Agreement (Safe-T Group Ltd.), Securities Agreement (Benitec Biopharma LTD/ADR), Warrant Agreement (IMMUTEP LTD)
Transfer Restrictions. IfIf , at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 2 contracts
Sources: Security Agreement (Worldwide Energy & Manufacturing Usa Inc), Security Agreement (Worldwide Energy & Manufacturing Usa Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the all applicable provisions of Section 5.7 of the Purchase Agreement.
Appears in 2 contracts
Sources: Common Stock Purchase Warrant (Eyegate Pharmaceuticals Inc), Common Stock Purchase Warrant (Eyegate Pharmaceuticals Inc)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase AgreementAgreements, including Section 4.13 thereof.
Appears in 2 contracts
Sources: Security Agreement (Akari Therapeutics PLC), Security Agreement (Akari Therapeutics PLC)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.10 of the Purchase Agreement.
Appears in 2 contracts
Sources: Common Stock Purchase Warrant (NRX Pharmaceuticals, Inc.), Common Stock Purchase Agreement (NRX Pharmaceuticals, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.. β
Appears in 2 contracts
Sources: Common Stock Purchase Warrant (Brainstorm Cell Therapeutics Inc.), Security Agreement (iBio, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply any Warrant issued upon such transfer bear a legend in accordance with the provisions of Section 5.7 of the Purchase Agreement.
Appears in 2 contracts
Sources: Warrant Agreement (SAB Biotherapeutics, Inc.), Warrant Agreement (SAB Biotherapeutics, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Loan Agreement.
Appears in 2 contracts
Sources: Common Stock Purchase Warrant (ONE Group Hospitality, Inc.), Common Stock Purchase Warrant (ONE Group Hospitality, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.]
Appears in 2 contracts
Sources: Security Agreement (SRM Entertainment, Inc.), Security Agreement (AzurRx BioPharma, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 7.4 of the Purchase Subscription Agreement.
Appears in 2 contracts
Sources: Common Stock Agreement (Long Island Iced Tea Corp.), Common Stock Purchase Warrant (Long Island Iced Tea Corp.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 9 of the Purchase Subscription Agreement.
Appears in 2 contracts
Sources: Common Stock Purchase Warrant (5E Advanced Materials, Inc.), Common Stock Purchase Warrant (5E Advanced Materials, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 2.f of the Purchase Agreement.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Guerrilla RF, Inc.), Securities Purchase Agreement (LENSAR, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1(b) of the Purchase Agreement.
Appears in 2 contracts
Sources: Securities Agreement (Pingtan Marine Enterprise Ltd.), Placement Agent Agreement (Pingtan Marine Enterprise Ltd.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144laws, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement, including Sections 5.7 and 4.1(a) thereto.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Ireland Inc.), Securities Agreement (Ireland Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4(h) of the Purchase Agreement.
Appears in 2 contracts
Sources: Common Stock Purchase Warrant (NRX Pharmaceuticals, Inc.), Common Stock Purchase Warrant (NRX Pharmaceuticals, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 6.2 of the Purchase Agreement.
Appears in 2 contracts
Sources: Security Agreement (RiceBran Technologies), Security Agreement (RiceBran Technologies)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 2 of the Purchase Subscription Agreement.
Appears in 2 contracts
Sources: Warrant Agreement (SANUWAVE Health, Inc.), Warrant Agreement (SANUWAVE Health, Inc.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 8(f) of the Purchase Agreement.
Appears in 2 contracts
Sources: Warrant Agreement (ZK International Group Co., Ltd.), Warrant Agreement (ZK International Group Co., Ltd.)
Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of transfer restrictions set forth in the Purchase Agreement.
Appears in 2 contracts
Sources: Warrant Agreement (Efactor Group Corp.), Warrant Agreement (Efactor Group Corp.)