Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 67 contracts
Sources: Warrant Agreement (ESS Tech, Inc.), Warrant Agreement (TLG Acquisition One Corp.), Warrant Agreement (NANOMIX Corp)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in provisions of Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 11 contracts
Sources: Warrant Agreement (Cloudastructure, Inc.), Warrant Agreement (Cloudastructure, Inc.), Warrant Agreement (Cloudastructure, Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including including, without limitation limitation, compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached hereto as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 11 contracts
Sources: Warrant Agreement (Miso Robotics, Inc.), Warrant Agreement (Miso Robotics, Inc.), Warrant Agreement (Miso Robotics, Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer as set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 9 contracts
Sources: Term Loan Agreement (T2 Biosystems, Inc.), Term Loan Agreement (T2 Biosystems, Inc.), Warrant Agreement (T2 Biosystems, Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including including, without limitation limitation, compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form form, attached hereto as Exhibit B (the “Assignment Form”)) ), and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 6 contracts
Sources: Note and Warrant Purchase Agreement (Opti-Harvest, Inc.), Note and Warrant Purchase Agreement (Opti-Harvest, Inc.), Note and Warrant Purchase Agreement (Opti-Harvest, Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 6 contracts
Sources: Warrant Agreement (Triller Corp.), Warrant Agreement (Triller Corp.), Warrant Agreement (Triller Corp.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) ), applicable state securities laws and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 55 hereof, title to this Warrant may be transferred without charge (except as provided herein) by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 5 contracts
Sources: Warrant Agreement (TrueCar, Inc.), Warrant Agreement (TrueCar, Inc.), Warrant Agreement (TrueCar, Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers), including without limitation compliance with the restrictions on transfer as set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 5 contracts
Sources: Term Loan Agreement (Strongbridge Biopharma PLC), Warrant Agreement (Strongbridge Biopharma PLC), Term Loan Agreement (Strongbridge Biopharma PLC)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in provisions of Section 5, title to this Warrant may be transferred by endorsement (completion and execution, by the transferor and the transferee executing transferee, of an assignment in the assignment form attached as Exhibit B (the “Assignment FormAssignment”)) and delivery in of the same manner as a negotiable instrument transferable assignment, with this Warrant, by endorsement and deliverythe transferor to the transferee.
Appears in 5 contracts
Sources: Subscription Agreement, Warrant Agreement (Robot Cache US Inc.), Warrant Agreement (Robot Cache US Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 5 contracts
Sources: Warrant Agreement (Micron Solutions Inc /De/), Warrant Agreement (Tintri, Inc.), Warrant Agreement (CONTRAFECT Corp)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 5(f), title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 4 contracts
Sources: Warrant Agreement (NanoString Technologies Inc), Warrant Agreement (NanoString Technologies Inc), Warrant Agreement (NanoString Technologies Inc)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “"Securities Act”") and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 55 below, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “"Assignment Form”")) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 4 contracts
Sources: Warrant Agreement (Quantenna Communications Inc), Warrant Agreement (Quantenna Communications Inc), Warrant Agreement (Quantenna Communications Inc)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) ), and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 4 contracts
Sources: Investment Agreement (Inspirato Inc), Warrant Agreement (Inspirato Inc), Warrant Agreement (Nuburu, Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 56, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B C (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 3 contracts
Sources: Warrant Agreement (Xg Sciences Inc), Warrant Agreement (Xg Sciences Inc), Warrant Agreement (Xg Sciences Inc)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 56 below, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 2 contracts
Sources: Warrant Agreement (Quantenna Communications Inc), Warrant Agreement (Quantenna Communications Inc)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “"Securities Act”") and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 55 below, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “"Assignment Form”)") and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 2 contracts
Sources: Warrant Agreement (Quantenna Communications Inc), Warrant Agreement (Quantenna Communications Inc)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including including, without limitation limitation, compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 2 contracts
Sources: Warrant Agreement (Capnia, Inc.), Warrant Agreement (TrueCar, Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) ), and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 54, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 2 contracts
Sources: Merger Agreement (Panbela Therapeutics, Inc.), Merger Agreement (Panbela Therapeutics, Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer provisions set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 2 contracts
Sources: Warrant Agreement (Legion Works, Inc.), Warrant Agreement (Legion Works, Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B C (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 2 contracts
Sources: Warrant Agreement (Inspirato Inc), Warrant Agreement (NanoString Technologies Inc)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (endorsement, by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) , and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 2 contracts
Sources: Warrant Agreement (Powin Corp), Warrant Agreement (Powin Corp)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the United States Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 2 contracts
Sources: Warrant Agreement (Sagent Holding Co.), Warrant Agreement (Sagent Holding Co.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the ( “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) ), applicable state securities laws and limitations on assignments and transfers, including including, without limitation limitation, compliance with the restrictions on transfer set forth in Section 55 hereof, title to this Warrant may be transferred without charge (except as provided herein) by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Sources: Warrant Agreement (TrueCar, Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 55 hereof, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Sources: Warrant Agreement (Wageworks, Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “"Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form fo1m attached as Exhibit B (the “"Assignment Form”")) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) ), and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Sources: Warrant Agreement (Heritage Distilling Holding Company, Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 56, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Sources: Warrant Agreement (Constellation Alpha Capital Corp.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) ), and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing an assignment agreement substantially in the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Sources: Warrant Agreement (Sunrun Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the B(the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “"Securities Act”') and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “"Assignment Form”")) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”’) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be he transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Sources: Warrant Agreement (TrueCar, Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on .on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Sources: Warrant Agreement (Solarcity Corp)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “"Securities Act”") and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “"Assignment Form”")) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Sources: Warrant Agreement (Zap)
Transferability of the Warrant. Subject to the provisions of hereof, this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including without limitation compliance with the restrictions on transfer set forth in Section 57, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Sources: Warrant Agreement (Winc, Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933Act, as amended (the “Securities Act”) and limitations on assignments and transfers, including including, without limitation limitation, compliance with the restrictions on transfer set forth in Section 57, title to this Warrant (or any portion thereof) may be transferred by endorsement (by the transferor and the transferee executing an assignment agreement substantially in the assignment form attached as Exhibit B (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Sources: Warrant Agreement (Sunrun Inc.)
Transferability of the Warrant. Subject to the provisions of this Warrant with respect to compliance with the Securities Act of 1933, as amended (the “Securities Act”) and limitations on assignments and transfers, including including, without limitation limitation, compliance with the restrictions on transfer set forth in Section 5, title to this Warrant may be transferred by endorsement (by the transferor and the transferee executing the assignment form attached as Exhibit B C (the “Assignment Form”)) and delivery in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Sources: Warrant Agreement (TrueCar, Inc.)