Transferability of this Warrant. This Warrant is issued upon the following terms, to which Holder consents and agrees: (a) Until this Warrant is transferred on the books of the Corporation, the Corporation will treat the Holder of this Warrant, registered as such on the books of the Corporation, as the absolute owner hereof for all purposes without effect given to any notice to the contrary. (b) This Warrant may not be exercised, and this Warrant and the Shares underlying this Warrant shall not be transferable, except in compliance with all applicable state and federal securities laws, regulations and orders, and with all other applicable laws, regulations and orders. (c) The Warrant may not be transferred, and the Shares issuable upon exercise of this Warrant, may not be transferred without the Holder obtaining an opinion of counsel, which opinion and counsel are satisfactory to the Corporation, stating that the proposed transaction will not result in a prohibited transaction under the Securities Act and applicable Blue Sky Laws. By accepting this Warrant, the Holder agrees to act in accordance with any conditions imposed on such transfer by any such opinion of counsel. (d) Neither the issuance of this Warrant nor the issuance of the Shares issuable upon exercise of this Warrant have been registered under the Securities Act.
Appears in 5 contracts
Sources: Subscription Agreement (Clean Energy Technologies, Inc.), Subscription Agreement (IASO BioMed, Inc.), Executive Employment and Non Compete Agreement (IASO BioMed, Inc.)
Transferability of this Warrant. This Warrant is issued upon the following terms, to which Holder H▇▇▇▇▇ consents and agrees:
(a) Until this Warrant is transferred on the books of the Corporation, the Corporation will treat the Holder of this Warrant, registered as such on the books of the Corporation, as the absolute owner hereof for all purposes without effect given to any notice to the contrary.
(b) This Warrant may not be exercised, and this Warrant and the Shares underlying this Warrant shall not be transferable, except in compliance with all applicable state and federal securities laws, regulations and orders, and with all other applicable laws, regulations and orders.
(c) The Warrant may not be transferred, and the Shares issuable upon exercise of this Warrant, may not be transferred without the Holder obtaining an opinion of counsel, which opinion and counsel are satisfactory to the Corporation, stating that the proposed transaction will not result in a prohibited transaction under the Securities Act and applicable Blue Sky Laws. By accepting this Warrant, the Holder agrees to act in accordance with any conditions imposed on such transfer by any such opinion of counsel.
(d) Neither the issuance of this Warrant nor the issuance of the Shares issuable upon exercise of this Warrant have been registered under the Securities Act.
Appears in 2 contracts
Sources: Subscription Agreement (Clean Energy Technologies, Inc.), Subscription Agreement (Clean Energy Technologies, Inc.)
Transferability of this Warrant. This Warrant is issued upon the following terms, to which Holder consents and agrees:
(a) Until this Warrant is transferred on the books of the CorporationCompany, the Corporation Company will treat the Holder of this Warrant, Warrant registered as such on the books of the Corporation, Company as the absolute owner hereof for all purposes without effect given to being affected by any notice to the contrary.
(b) This Warrant may not be exercised, and this Warrant and the Shares underlying this Warrant shall not be transferable, except in compliance with all applicable state and federal securities laws, regulations and orders, and with all other applicable laws, regulations and orders.
(c) Prior to making any disposition of this Warrant or of any of the Shares underlying this Warrant, the Holder will give written notice to the Company describing the manner of any such proposed disposition. The Warrant may not be transferred, and the Shares issuable upon exercise of this Warrant, may not be transferred transferred, without the Holder obtaining an opinion of counsel, which opinion counsel satisfactory in form and counsel are satisfactory substance to the Corporation, Company’s counsel stating that the proposed transaction will not result in a prohibited transaction under the Securities Act of 1933, as amended (“Securities Act”), and applicable Blue Sky Laws. By accepting this Warrant, the Holder agrees to act in accordance with any conditions reasonably imposed on such transfer by any such opinion of counsel.
(d) Neither the this issuance of this Warrant nor the issuance of the Shares issuable upon exercise of underlying this Warrant have has been registered under the Securities Act.
Appears in 2 contracts
Sources: Agreement of Exchange (El Capitan Precious Metals Inc), Note and Warrant Purchase Agreement (El Capitan Precious Metals Inc)
Transferability of this Warrant. This Warrant is issued upon the following terms, to which Holder consents and agrees:
(a) Until this Warrant is transferred on the books of the CorporationCompany, the Corporation Company will treat the Holder of this Warrant, Warrant registered as such on the books of the Corporation, Company as the absolute owner hereof for all purposes without effect given to being affected by any notice to the contrary.
(b) This Warrant may not be exercised, and this Warrant and the Shares underlying this Warrant shall not be transferable, except in compliance with all applicable state and federal securities laws, regulations and orders, and with all other applicable laws, regulations and orders.
(c) The Warrant may not be transferred, and the Shares issuable upon exercise of underlying this Warrant, Warrant may not be transferred transferred, without the Holder obtaining an opinion of counsel, which opinion counsel satisfactory in form and counsel are satisfactory substance to the Corporation, Company's counsel stating that the proposed transaction will not result in a prohibited transaction under the Securities Act of 1933, as amended ("Securities Act"), and applicable Blue Sky Lawslaws. By accepting this Warrant, the Holder agrees to act in accordance with any conditions reasonably imposed on such transfer by any such opinion of counsel.
(d) Neither the this issuance of this Warrant nor the issuance of the Shares issuable upon exercise of underlying this Warrant have been registered under the Securities Act.
Appears in 1 contract
Sources: Quota Purchase Agreement (Wits Basin Precious Minerals Inc)
Transferability of this Warrant. This Warrant is issued upon the following terms, to which each Holder consents and agrees:
(a) a. Until this Warrant is transferred on the books of the CorporationCompany, the Corporation Company will treat the Holder of this Warrant, Warrant registered as such on the books of the Corporation, Company as the absolute owner hereof for all purposes without effect given to being affected by any notice to the contrary.
(b) b. This Warrant may not be exercised, and this Warrant and the Shares underlying this Warrant shall not be transferable, except in compliance with all applicable state and federal securities laws, regulations and orders, and with all other applicable laws, regulations and orders.
(c) c. The Warrant may not be transferred, and the Shares issuable upon exercise of underlying this Warrant, Warrant may not be transferred transferred, without the Holder obtaining an opinion of counsel, which opinion counsel satisfactory in form and counsel are satisfactory substance to the Corporation, Company's counsel stating that the proposed transaction will not result in a prohibited transaction under the Securities Act of 1933, as amended ("Securities Act"), and applicable Blue Sky Lawslaws. By accepting this Warrant, the Holder agrees to act in accordance with any conditions reasonably imposed on such transfer by any such opinion of counsel.
(d) d. Neither the this issuance of this Warrant nor the issuance of the Shares issuable upon exercise of underlying this Warrant have been registered under the Securities Act.
Appears in 1 contract