Type of Security. The securities to be purchased are: (i) Part of an issue registered under the Securities Act of 1933 [15 U.S.C. 77a–aa] that is being offered to the pub- lic; (ii) Eligible Municipal Securities; (iii) Securities sold in an Eligible Foreign Offering; or (iv) Securities sold in an Eligible Rule 144A Offering.
Appears in 1 contract
Sources: Exercise of Warrants or Rights
Type of Security. The securities to be purchased are:
(i) Part of an issue registered under the Securities Act of 1933 [(15 U.S.C. 77a–—aa] ) that is being offered to the pub- licpublic;
(ii) Part of an issue of government se- curities, as defined in section 2(a)(16) of the Act (15 U.S.C. 80a–2(a)(16));
(iii) Eligible Municipal Securities;
(iiiiv) Securities sold in an Eligible Foreign Offering; or
(ivv) Securities sold in an Eligible Rule 144A Offering.
Appears in 1 contract
Sources: Underwriting Agreement