Undertakings of the Client. The Client represents that it: (a) has advised CD Capital of its investment objectives pursuant to Schedule 1 subject to such limitations and restrictions set forth in Paragraph 4 herein, which may be amended by agreement of the parties; (b) shall deliver to CD Capital or the Client's brokers, dealers and trading counterparties, evidence of CD Capital's authority to trade on behalf of the Account; and (c) shall instruct any counterparties for the Account (including the Broker) to send duplicate confirmations to CD Capital.
Appears in 2 contracts
Sources: Account Management Agreement (Cd Capital Management LLC), Account Management Agreement (Cd Capital Management LLC)
Undertakings of the Client. The Client represents that it:
(a) has advised CD Capital of its investment objectives Investment Objectives pursuant to Schedule 1 subject to such limitations and restrictions set forth in Paragraph 4 herein, which Paragraph 4 may be amended by agreement of the parties;
(b) shall deliver to CD Capital or the Client's brokers, dealers and trading counterparties, evidence of CD Capital's authority to trade on behalf of the Account; and
(c) shall instruct any counterparties for the Account (including the Broker) to send duplicate confirmations to CD Capital.
Appears in 1 contract
Sources: Account Management Agreement (Cd Capital Management LLC)
Undertakings of the Client. The Client represents that it:
(a) has advised CD Capital of its investment objectives Investment Objectives pursuant to Schedule 1 1, subject to such limitations and restrictions set forth in Paragraph 4 herein, which Paragraph 4 may be amended by agreement of the parties;
(b) shall deliver to CD Capital or the Client's brokers, dealers and trading counterparties, evidence of CD Capital's authority to trade on behalf of the Account; and
(c) shall instruct any counterparties for the Account (including the Broker) to send duplicate confirmations to CD Capital.
Appears in 1 contract
Sources: Account Management Agreement (Cd Capital Management LLC)