Underwriting Liability Sample Clauses

The Underwriting Liability clause defines the responsibilities and financial obligations of the underwriter in relation to the securities being issued. It typically specifies the extent to which the underwriter is liable for unsold securities, losses, or damages arising from the offering process. For example, in a firm commitment underwriting, the underwriter may be required to purchase all unsold shares, whereas in a best efforts arrangement, their liability is limited to their efforts to sell the securities. This clause is essential for allocating risk between the issuer and the underwriter, ensuring both parties understand their respective exposures and obligations during the securities offering.
Underwriting Liability. Underwriting Liability Class A-1 Class A-2 Class A-3 Class A-4 Class B Total Amount $ $ $ $ $
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Underwriting Liability. Underwriting Liability Class A-1 Class A-2 Class A-3-A Class A-3-B Class A-4 5. Purchase Price, Discounts and Concessions
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Underwriting Liability. Underwriting Liability Class A Class B Class C Total Amount $ $ $
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Underwriting Liability. Class A-1 Class A-2 Class A-3 Class A-4 Class A-1 Class A-2 Class A-▇ ▇▇▇▇▇ ▇-▇
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Underwriting Liability. Underwriting Liability Class [ ] Class [ ] Class [ ] Class [ ] Class [ ]
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Underwriting Liability. Underwriting Liability Class Class Class Class Total Amount $ [ ] $ [ ] $ [ ] $ [ ]
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Underwriting Liability. Class A-1 Class A-2-A Class A-2-B Class A-3-A Class A-3-B Class A-4-A Class A-4-B --------- ----------- ----------- ----------- ----------- ----------- ----------- Wachovia Securities, Inc. 122,400,000 112,200,000 72,000,000 114,000,000 63,000,000 79,500,000 96,900,000 Banc of America Securities LLC 20,400,000 18,700,000 12,000,000 19,000,000 10,500,000 13,250,000 16,150,000 Barclays Capital, Inc. 20,400,000 18,700,000 12,000,000 19,000,000 10,500,000 13,250,000 16,150,000 Credit Suisse First Boston 20,400,000 18,700,000 12,000,000 19,000,000 10,500,000 13,250,000 16,150,000 Corporation Deutsche Bank Securities Inc. 20,400,000 18,700,000 12,000,000 19,000,000 10,500,000 13,250,000 16,150,000
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Underwriting Liability. CLASS A CLASS B CLASS C ---------------------------------- -------------- --------------- -------------- THE ROYAL BANK OF SCOTLAND PLC [o] [o] [o] ---------------------------------- -------------- --------------- -------------- GREENWICH CAPITAL MARKETS, INC. [o] [o] [o] ---------------------------------- -------------- --------------- -------------- [o] [o] [o] [o] ---------------------------------- -------------- --------------- -------------- [o] [o] [o] [o] ---------------------------------- -------------- --------------- -------------- [o] [o] [o] [o] ---------------------------------- -------------- --------------- -------------- TOTAL [o] [o] [o] ---------------------------------- -------------- --------------- -------------- [APPENDIX III ADDITIONAL SELLING RESTRICTIONS] [If relevant] AS WITNESS the hands of the duly authorised representatives of the parties hereto the day and year first before written. The Issuer [ISSUER] By: The Dealers [ ] [ ] [ ] By: SCHEDULE 4 NOTICE AND CONTACT DETAILS THE ISSUER ARRAN FUNDING LIMITED Address: ▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇. ▇▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇ ▇▇▇ Tel: ▇▇ ▇▇ ▇▇▇▇ ▇▇▇ ▇▇▇ Fax: ▇▇ ▇▇ ▇▇▇▇ ▇▇▇ ▇▇▇ Attention: MIFA J Corporate 6 THE TRANSFEROR THE ROYAL BANK OF SCOTLAND PLC Address: ▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇ Tel: +▇▇ ▇▇▇ ▇▇▇▇▇▇▇ Fax: +▇▇ ▇▇▇ ▇▇▇▇▇▇▇ Attention: ▇▇▇▇ ▇▇▇▇▇▇▇ THE TRANSFEROR NATIONAL WESTMINSTER BANK PLC Address: ▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇ Tel: +▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇ Fax: +▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇ Attention: ▇▇▇▇ ▇▇▇▇▇▇▇ THE LOAN NOTE ISSUER RBS CARDS SECURITISATION FUNDING LIMITED Address: Royal Bank House ▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇. ▇▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇ ▇▇▇ Tel: +▇▇ ▇▇▇▇ ▇▇▇ ▇▇▇ Fax: +▇▇ ▇▇▇▇ ▇▇▇ ▇▇▇ Attention: Company Secretariat Department (▇▇▇▇ ▇▇▇▇) THE RECEIVABLES TRUSTEE SOUTH GYLE RECEIVABLES TRUSTEE LIMITED Address: ▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇. ▇▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇ ▇▇▇ Tel: ▇▇ ▇▇ ▇▇▇▇ ▇▇▇ ▇▇▇ Fax: ▇▇ ▇▇ ▇▇▇▇ ▇▇▇ ▇▇▇ Attention: MIFA J Corporate 6 THE US DISTRIBUTOR & Co-Lead Dealer GREENWICH CAPITAL MARKETS, INC. Address: ▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇ with a copy to: ▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Tel: ▇▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇ ▇▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇ Fax: ▇▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇ 001 203 422 4072 Attention: ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ THE CO-LEAD DEALER THE ROYAL BANK OF SCOTLAND PLC Address: ▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇ Tel: ▇▇▇▇ ▇▇▇ ▇▇▇▇ Fax: ▇▇▇▇ ▇▇▇ ▇▇▇▇ Attention: Head of ABS Syndicate SCHEDULE 5 FORM OF DEALER ACCESSION LETTER [New Dealer] [Address] Dear Sirs ARRAN FUNDING LIMITED [UK ADDRESS] [CURRENCY][AMOU...
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Underwriting Liability. Class A-1 Class A-2 Class A-3 Class A-4 --------- --------- --------- --------- Credit Suisse First Boston 108,000,000 138,000,000 348,000,000 126,000,000 Corporation Banc of America Securities LLC 24,000,000 30,666,667 77,333,333 28,000,000 Deutsche Banc Alex. ▇▇▇▇▇ Inc. 24,000,000 30,666,667 77,333,333 28,000,000 First Union Securities, Inc. 24,000,000 30,666,667 77,333,333 28,000,000 ---------- ---------- ---------- ----------
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Related to Underwriting Liability

  • Underwriting Agreements If requested by the Underwriters for any Underwritten Offering requested by holders pursuant to Sections 2.1 or 2.3, the Company and the holders of Registrable Securities to be included therein shall enter into an underwriting agreement with such Underwriters, such agreement to be reasonably satisfactory in substance and form to the Company, the holders of a majority-in-interest of each class of the Registrable Securities to be included in such Underwritten Offering and the Underwriters, and to contain such terms and conditions as are generally prevailing in agreements of that type, including, without limitation, indemnities no less favorable to the recipient thereof than those provided in Section 2.4. The holders of any Registrable Securities to be included in any Underwritten Offering pursuant to Section 2.2 shall enter into such an underwriting agreement at the request of the Company. All of the representations and warranties and the other agreements by and on the part of the Company to and for the benefit of the Underwriters included in any such underwriting agreement shall also be made to and for the benefit of such holders, and any or all of the conditions precedent to the obligations of the Underwriters under such underwriting agreement shall be conditions precedent to the obligations of such holders. No holder shall be required in any such underwriting agreement to make any representations or warranties to or agreements with the Company or the Underwriters other than representations, warranties or agreements regarding such holder, such holder’s Registrable Securities, such holder’s intended method of distribution and any other representations required by law.

  • Underwriting Agreement This Agreement has been duly authorized, executed and delivered by the Company.

  • The Underwriting Agreement This Agreement has been duly authorized, executed and delivered by the Company.

  • Underwriting Fee The Underwriting Fee payable by BIP to the Underwriters pursuant to the Offering shall be calculated based on all of the Units purchased hereunder. The Underwriting Fee payable by BIP to the Underwriters pursuant to the Over-Allotment Option shall be calculated based on all of the Additional Units purchased hereunder.

  • Other Underwriting Agreements The Company is not a party to any agreement with an agent or underwriter for any other “at the market” or continuous equity transaction.