Common use of Voting and Dividend Equivalent Rights Attributable Clause in Contracts

Voting and Dividend Equivalent Rights Attributable. to Deferred Stock and Restricted Stock Units 17 Article 11. Dividend Equivalents 17 Article 12. Bonus Shares 18 Article 13. Other Stock-Based Awards 18 Article 14. Non-Employee Director Awards 18 Article 15. Amendment, Modification, and Termination 18 15.1 Amendment, Modification, and Termination 18 15.2 Awards Previously Granted 18 Article 16. Compliance with Code Section 409A 19 16.1 Awards Subject to Code Section 409A 19 16.2 Deferral and/or Distribution Elections 19 16.3 Subsequent Elections 19 16.4 Distributions Pursuant to Deferral Elections 19 16.5 Six Month Delay 20 16.6 Death or Disability 20 16.7 No Acceleration of Distributions 20 Article 17. Withholding 20 17.1 Required Withholding 20 17.2 Notification under Code Section 83(b) 21 Article 18. Additional Provisions 21 18.1 Successors 21 18.2 Severability 21 18.3 Requirements of Law 21 18.4 Securities Law Compliance 21 18.5 Awards Subject to Claw-Back Policies 22 18.6 Forfeiture Events 22 18.7 No Rights as a Stockholder 23 18.8 Nature of Payments 23 18.9 Non-Exclusivity of Plan 23 18.10 Governing Law 23 18.11 Unfunded Status of Awards; Creation of Trusts 23 18.12 Affiliation 23 18.13 Participation 23 18.14 Military Service 23 18.15 Construction 24 18.16 Headings 24 18.17 Obligations 24 18.18 No Right to Continue as Director 24 18.19 Stockholder Approval 24

Appears in 2 contracts

Sources: Equity Incentive Plan (Icad Inc), Equity Incentive Plan (Icad Inc)

Voting and Dividend Equivalent Rights Attributable. to Deferred Stock and Restricted Stock Units 17 20 Article 11. Dividend Equivalents 17 20 Article 12. Bonus Shares 18 20 Article 13. Other Stock-Based Awards 18 20 Article 14. Non-Employee Director Awards 18 21 Article 15. Amendment, Modification, and Termination 18 21 15.1 Amendment, Modification, and Termination 18 21 15.2 Awards Previously Granted 18 21 Article 16. Compliance with Code Section 409A 19 21 16.1 Awards Subject to Code Section 409A 19 21 16.2 Deferral and/or Distribution Elections 19 21 16.3 Subsequent Elections 19 22 16.4 Distributions Pursuant to Deferral Elections 19 22 16.5 Six Month Delay 20 23 16.6 Death or Disability 20 23 16.7 No Acceleration of Distributions 20 23 Article 17. Withholding 20 23 17.1 Required Withholding 20 23 17.2 Notification under Code Section 83(b) 21 24 Article 18. Additional Provisions 21 24 18.1 Successors 21 24 18.2 Severability 21 24 18.3 Requirements of Law 21 24 18.4 Securities Law Compliance 21 25 18.5 Awards Subject to Claw-Back Policies 22 18.6 Forfeiture Events 22 18.7 25 18.6 No Rights as a Stockholder 23 18.8 26 18.7 Nature of Payments 23 18.9 26 18.8 Non-Exclusivity of Plan 23 18.10 26 18.9 Governing Law 23 18.11 26 18.10 Unfunded Status of Awards; Creation of Trusts 23 26 18.11 Affiliation 27 18.12 Affiliation 23 Participation 27 18.13 Participation 23 18.14 Military Service 23 27 18.14 Construction 27 18.15 Construction 24 Headings 27 18.16 Headings 24 Obligations 27 18.17 Obligations 24 18.18 No Right to Continue as Director 24 18.19 27 18.18 Stockholder Approval 2427

Appears in 1 contract

Sources: 2019 Omnibus Equity Incentive Plan (Arcturus Therapeutics Holdings Inc.)

Voting and Dividend Equivalent Rights Attributable. to Deferred Stock and Restricted Stock Units 17 Article 11. Dividend Equivalents 17 18 Article 12. Bonus Shares 18 Article 13. Other Stock-Based Awards 18 Article 14. Non-Employee Director Awards 18 Article 15. Amendment, Modification, and Termination 18 15.1 Amendment, Modification, and Termination 18 15.2 Awards Previously Granted 18 19 Article 16. Compliance with Code Section 409A of the Code 19 16.1 Awards Subject to Code Section 409A of the Code 19 16.2 Deferral and/or Distribution Elections 19 16.3 Subsequent Elections 19 16.4 Distributions Pursuant to Deferral Elections 19 20 16.5 Six Month Delay 20 16.6 Death or Disability 20 16.7 No Acceleration of Distributions 20 Article 17. Withholding 20 17.1 Required Withholding 20 17.2 Notification under Code Section 83(b) 21 Article 18. Additional Provisions 21 18.1 Successors 21 18.2 Severability 21 18.3 Requirements of Law 21 22 18.4 Securities Law Compliance 21 22 18.5 Awards Subject to Claw-Back Policies 22 18.6 Forfeiture Events 22 18.7 18.6 No Rights as a Stockholder 23 18.8 18.7 Nature of Payments 23 18.9 18.8 Non-Exclusivity of Plan 23 18.10 18.9 Governing Law 23 18.11 18.10 Unfunded Status of Awards; Creation of Trusts 23 18.12 18.11 Affiliation 23 18.12 Participation 24 18.13 Participation 23 18.14 Military Service 23 18.15 24 18.14 Construction 24 18.16 18.15 Headings 24 18.17 18.16 Obligations 24 18.18 18.17 No Right to Continue as Director 24 18.19 18.18 Stockholder Approval 24

Appears in 1 contract

Sources: 2019 Omnibus Equity Incentive Plan (Immunic, Inc.)

Voting and Dividend Equivalent Rights Attributable. to Deferred Stock and Restricted Stock Units 17 16 Article 11. Dividend Equivalents 17 16 Article 12. Bonus Shares 18 16 Article 13. Other Stock-Based Awards 18 17 Article 14. Non-Employee Director Awards 18 17 Article 15. Amendment, Modification, and Termination 18 17 15.1 Amendment, Modification, and Termination 18 17 15.2 Awards Previously Granted 18 17 Article 16. Compliance with Code Section 409A 19 17 16.1 Awards Subject to Code Section 409A 19 17 16.2 Deferral and/or Distribution Elections 19 17 16.3 Subsequent Elections 19 18 16.4 Distributions Pursuant to Deferral Elections 19 18 16.5 Six Month Delay 20 18 16.6 Death or Disability 20 18 16.7 No Acceleration of Distributions 20 19 Article 17. Withholding 20 19 17.1 Required Withholding 20 19 17.2 Notification under Code Section 83(b) 21 19 Article 18. Additional Provisions 21 20 18.1 Successors 21 20 18.2 Severability 21 20 18.3 Requirements of Law 21 20 18.4 Securities Law Compliance 21 20 18.5 Awards Subject to Claw-Back Policies 22 Recoupment 20 18.6 Forfeiture Events 22 18.7 No Rights as a Stockholder 23 18.8 21 18.7 Nature of Payments 23 18.9 21 18.8 Non-Exclusivity of Plan 23 18.10 21 18.9 Governing Law 23 18.11 21 18.10 Unfunded Status of Awards; Creation of Trusts 23 22 18.11 Affiliation 22 18.12 Affiliation 23 Participation 22 18.13 Participation 23 18.14 Military Service 23 22 18.14 Construction 22 18.15 Construction 24 Headings 22 18.16 Headings 24 Obligations 22 18.17 Obligations 24 18.18 No Right to Continue as Director 24 18.19 22 18.18 Stockholder Approval 2422

Appears in 1 contract

Sources: Merger Agreement (CSLM Acquisition Corp.)

Voting and Dividend Equivalent Rights Attributable. to Deferred Stock and Restricted Stock Units 17 Article 11. Dividend Equivalents 17 Article 12. Bonus Shares 18 17 Article 13. Other Stock-Based Awards 18 Article 14. Non-Employee Director Awards 18 Article 15. Amendment, Modification, and Termination 18 15.1 Amendment, Modification, and Termination 18 15.2 Awards Previously Granted 18 Article 16. Compliance with Code Section 409A 19 18 16.1 Awards Subject to Code Section 409A 19 18 16.2 Deferral and/or Distribution Elections 19 18 16.3 Subsequent Elections 19 16.4 Distributions Pursuant to Deferral Elections 19 16.5 Six Month Delay 20 19 16.6 Death or Disability 20 16.7 No Acceleration of Distributions 20 Article 17. Withholding 20 17.1 Required Withholding 20 17.2 Notification under Code Section 83(b) 21 Article 18. Additional Provisions 21 18.1 Successors 21 18.2 Severability 21 18.3 Requirements of Law 21 18.4 Securities Law Compliance 21 18.5 Awards Subject to Claw-Back Policies 22 18.6 Forfeiture Events 22 18.7 18.6 No Rights as a Stockholder 23 18.8 22 18.7 Nature of Payments 23 18.9 22 18.8 Non-Exclusivity of Plan 23 18.10 22 18.9 Governing Law 23 18.11 22 18.10 Unfunded Status of Awards; Creation of Trusts 23 18.12 18.11 Affiliation 23 18.13 18.12 Participation 23 18.14 18.13 Military Service 23 18.14 Construction 23 18.15 Construction 24 Headings 23 18.16 Headings 24 Obligations 23 18.17 Obligations 24 18.18 No Right to Continue as Director 24 18.19 23 18.18 Stockholder Approval 2423 Article 1. Effective Date, Objectives and Duration

Appears in 1 contract

Sources: 2018 Omnibus Equity Incentive Plan (electroCore, Inc.)