Common use of Wire Transfer Operating Guidelines Clause in Contracts

Wire Transfer Operating Guidelines. Articles 4A of the Uniform Commercial Code 5.1 ALPS and the Fund agree upon the security procedures for fund's transfer and account maintenance that are listed in Appendices D and E hereto (the "Security Procedures"). Upon the receipt of a payment order in compliance with such Security Procedures, ALPS is authorized to promptly debit the appropriate account(s) chosen for funds transfer and in the amount of money that ALPS has been instructed to transfer. ALPS shall execute payment orders in compliance with the Security Procedures and with the Fund's instructions on the date received, provided that such payment order is received by the customary deadline for processing such a request, which is 4:00 p.m. Eastern time subject to the terms of the current prospectus, unless the payment order specifies a later time. All payment orders and communications received after the customary deadline will be deemed to have been received the next business day. 5.2 ALPS shall process all payment orders to the account number indicated in the payment order. In the event of a discrepancy between any name indicated on the payment order and the account number, the account number shall take precedence and govern. 5.3 ALPS reserves the right to decline to process or delay the processing of a payment order (a) which is in excess of the collected balance in the account to be charged at the time of ALPS' receipt of such payment order; or (b) if ALPS, in good faith, is unable to determine that the transaction has been properly authorized. 5.4 ALPS shall use reasonable efforts to act on all authorized requests to cancel or amend payment orders after the customary deadline received in compliance with the Security Procedures, provided that such requests are received in a timely manner affording ALPS reasonable opportunity to act. However, ALPS assumes no liability if the request for amendment or cancellation cannot be satisfied, as long as ALPS has acted reasonably. 5.5 ALPS shall not be liable for failure to detect any erroneous payment order, provided that ALPS complies with the Security Procedures and with the payment order instructions as received. 5.6 When the Fund initiates or receives Automated Clearing House ("ACH") credit and debit entries pursuant to the guidelines and the rules of the National Automated Clearing House Association and the New England Clearing House Association, ALPS or its bank will act as an Originating Depository Financial Institution and/or receiving depository Financial Institution, as the case may be, with respect to such entries. Credits given by ALPS with respect to an ACH credit entry are provisional until ALPS receives final settlement for such entry from the Federal Reserve Bank. If ALPS does not receive such final settlement, the Fund agrees that ALPS shall receive a refund of the amount credited to the Fund in connection with such entry, and the party making payment to the Fund via such entry shall not be deemed to have paid the amount of the entry. 5.7 Confirmation of ALPS' execution of payment orders shall ordinarily be provided within twenty-four (24) hours, but no later than forty-eight (48) hours, notice of which may be delivered electronically, or by facsimile or call-back. Call-back confirmations will be followed with a written confirmation. Confirmation will be delivered to the Shareholders in accordance with applicable regulations and the prospectus.

Wire Transfer Operating Guidelines. Articles 4A of the Uniform Commercial Code 5.1 6.1 ALPS and is authorized to promptly debit the Fund agree appropriate account(s) upon the security procedures for fund's transfer and account maintenance that are listed in Appendices D and E hereto (the "Security Procedures"). Upon the receipt of a payment order in compliance with such the agreed upon security procedures (the "Security Procedures, ALPS is authorized to promptly debit the appropriate account(s") chosen for funds transfer and in the amount of money that ALPS has been instructed to transfer. ALPS shall execute payment orders in compliance with the Security Procedures and with the Fund's Transfer Agent instructions on the execution date received, provided that such payment order is received by the customary deadline for processing such a request, which is 4:00 p.m. Eastern time subject to the terms of the current prospectus, unless the payment order specifies a later time. All payment orders and communications received after this the customary deadline will be deemed to have been received the next business day. 5.2 6.2 The Transfer Agent shall restrict access to confidential information relating to the Security Procedures to authorized persons as communicated to ALPS in writing. The Transfer Agent must notify ALPS immediately if it has reason to believe unauthorized persons may have obtained access to such information or of any change in the Transfer Agent's authorized personnel. ALPS shall verify the authenticity of all Transfer Agent instructions according to the Security Procedure. 6.3 ALPS shall process all payment orders to on the basis of the account number indicated contained in the payment order. In the event of a discrepancy between any name indicated on the payment order and the account number, the account number shall take precedence and govern. 5.3 6.4 ALPS reserves the right to decline to process or delay the processing of a payment order which (a) which is in excess of the collected balance in the account to be charged at the time of ALPS' 's receipt of such payment order; or (b) if ALPS, in good faith, is unable to determine satisfy itself that the transaction has been properly authorized. 5.4 6.5 ALPS shall use reasonable efforts to act on all authorized requests to cancel or amend payment orders after the customary deadline received in compliance with the Security Procedures, Procedures provided that such requests are received in a timely manner affording ALPS reasonable opportunity to act. However, ALPS assumes no liability if the request for amendment or cancellation cannot be satisfied, as long as ALPS has acted reasonably. 5.5 6.6 ALPS shall not be liable assume no responsibility for failure to detect any erroneous payment order, order provided that ALPS complies with the Security Procedures and with the payment order instructions as receivedreceived and ALPS complies with the Security Procedures. The Security Procedures are established for the purpose of authenticating payment orders only and not for the detection of errors in payment orders. 5.6 6.7 When the Fund Transfer Agent initiates or receives Automated Clearing House ("ACH") credit and debit entries pursuant to the these guidelines and the rules of the National Automated Clearing House Association and the New England Clearing House Association, ALPS or its bank will act as an Originating Depository Financial Institution and/or receiving depository Financial Institution, as the case may be, with respect to such entries. Credits given by ALPS with respect to an ACH credit entry are provisional until ALPS receives final settlement for such entry from the Federal Reserve Bank. If ALPS does not receive such final settlement, the Fund Transfer Agent agrees that ALPS shall receive a refund of the amount credited to the Fund Transfer Agent in connection with such entry, and the party making payment to the Fund Transfer Agent via such entry shall not be deemed to have paid the amount of the entry. 5.7 6.8 Confirmation of ALPS' 's execution of payment orders shall ordinarily be provided within twenty-twenty four (24) hours, but no later than forty-eight (48) hours, hours notice of which may be delivered electronicallythrough ALPS's proprietary information systems, or by facsimile or call-back. Call-back confirmations will be followed with a written confirmation. Confirmation will be delivered Transfer Agent must report any objections to the Shareholders in accordance with applicable regulations and the prospectusexecution of an order within thirty (30) days.

Wire Transfer Operating Guidelines. Articles ARTICLES 4A of the Uniform Commercial CodeOF THE UNIFORM COMMERCIAL CODE 5.1 ALPS and the Fund agree upon the security procedures for fund's funds transfer and account maintenance that are listed in Appendices D A and E B hereto (the "Security Procedures"). Upon the receipt of a payment order in compliance with such Security Procedures, ALPS is authorized to promptly debit the appropriate account(s) chosen for funds transfer and in the amount of money that ALPS has been instructed to transfer. ALPS shall execute payment orders in compliance with the Security Procedures and with the Fund's instructions on the date received, provided that such payment order is received by the customary deadline for processing such a request, which is 4:00 p.m. Eastern time subject to the terms of the current prospectus, unless the payment order specifies a later time. All payment orders and communications received after the customary deadline will be deemed to have been received the next business day. 5.2 ALPS shall process all payment orders to the account number indicated in the payment order. In the event of a discrepancy between any name indicated on the payment order and the account number, the account number shall take precedence and govern. 5.3 ALPS reserves the right to decline to process or delay the processing of a payment order (a) which is in excess of the collected balance in the account to be charged at the time of ALPS' 's receipt of such payment order; or (b) if ALPS, in good faith, is unable to determine that the transaction has been properly authorized. 5.4 ALPS shall use reasonable efforts to act on all authorized requests to cancel or amend payment orders after the customary deadline received in compliance with the Security Procedures, provided that such requests are received in a timely manner affording ALPS reasonable opportunity to act. However, ALPS assumes no liability if the request for amendment or cancellation cannot be satisfied, as long as ALPS has acted reasonably. 5.5 ALPS shall not be liable for failure to detect any erroneous payment order, provided that ALPS complies with the Security Procedures and with the payment order instructions as received. 5.6 When the Fund initiates or receives Automated Clearing House ("ACH") credit and debit entries pursuant to the guidelines and the rules of the National Automated Clearing House Association and the New England Clearing House Association, ALPS or its bank will act as an Originating Depository Financial Institution and/or receiving depository Financial Institution, as the case may be, with respect to such entries. Credits given by ALPS with respect to an ACH credit entry are provisional until ALPS receives final settlement for such entry from the Federal Reserve Bank. If ALPS does not receive such final settlement, the Fund agrees that ALPS shall receive a refund of the amount credited to the Fund in connection with such entry, and the party making payment to the Fund via such entry shall not be deemed to have paid the amount of the entry. 5.7 Confirmation of ALPS' 's execution of payment orders shall ordinarily be provided within twenty-four (24) hours, but no later than forty-eight (48) hours, notice of which may be delivered electronicallythrough ALPS's proprietary information systems, or by facsimile or call-back. Call-back confirmations will be followed with a written confirmation. Confirmation will be delivered to the Shareholders in accordance with applicable regulations and the prospectus.

Wire Transfer Operating Guidelines. Articles 4A of the Uniform Commercial Code 5.1 ALPS and the Fund Trust agree upon the security procedures for fund's transfer and account maintenance that are listed in Appendices D A and E B hereto (the "Security Procedures"). Upon the receipt of a payment order in compliance with such Security Procedures, ALPS is authorized to promptly debit the appropriate account(s) chosen for funds transfer and in the amount of money that ALPS has been instructed to transfer. ALPS shall execute payment orders in compliance with the Security Procedures and with the FundTrust's instructions on the date received, provided that such payment order is received by the customary deadline for processing such a request, which is 4:00 p.m. Eastern time subject to the terms of the current prospectus, unless the payment order specifies a later time. All payment orders and communications received after the customary deadline will be deemed to have been received the next business day. 5.2 ALPS shall process all payment orders to the account number indicated in the payment order. In the event of a discrepancy between any name indicated on the payment order and the account number, the account number shall take precedence and govern. 5.3 ALPS reserves the right to decline to process or delay the processing of a payment order (a) which is in excess of the collected balance in the account to be charged at the time of ALPS' receipt of such payment order; or (b) if ALPS, in good faith, is unable to determine that the transaction has been properly authorized. 5.4 ALPS shall use reasonable efforts to act on all authorized requests to cancel or amend payment orders after the customary deadline received in compliance with the Security Procedures, provided that such requests are received in a timely manner affording ALPS reasonable opportunity to act. However, ALPS assumes no liability if the request for amendment or cancellation cannot be satisfied, as long as ALPS has acted reasonably. 5.5 ALPS shall not be liable for failure to detect any erroneous payment order, provided that ALPS complies with the Security Procedures and with the payment order instructions as received. 5.6 When the Fund Trust initiates or receives Automated Clearing House ("ACH") credit and debit entries pursuant to the guidelines and the rules of the National Automated Clearing House Association and the New England Clearing House Association, ALPS or its bank will act as an Originating Depository Financial Institution and/or receiving depository Financial Institution, as the case may be, with respect to such entries. Credits given by ALPS with respect to an ACH credit entry are provisional until ALPS receives final settlement for such entry from the Federal Reserve Bank. If ALPS does not receive such final settlement, the Fund Trust agrees that ALPS shall receive a refund of the amount credited to the Fund Trust in connection with such entry, and the party making payment to the Fund Trust via such entry shall not be deemed to have paid the amount of the entry. 5.7 Confirmation of ALPS' 's execution of payment orders shall ordinarily be provided within twenty-four (24) hours, but no later than forty-eight (48) hours, notice of which may be delivered electronicallythrough ALPS's proprietary information systems, or by facsimile or call-back. Call-back confirmations will be followed with a written confirmation. Confirmation will be delivered to the Shareholders in accordance with applicable regulations and the prospectus.

Wire Transfer Operating Guidelines. Articles ARTICLES 4A of the Uniform Commercial CodeOF THE UNIFORM COMMERCIAL CODE 5.1 ALPS and the Fund agree upon the security procedures for fund's transfer and account maintenance that are listed in Appendices C and D attached hereto and E hereto incorporated herein by this reference (the "Security Procedures"). Upon the receipt of a payment order in compliance with such Security Procedures, ALPS is authorized to promptly debit the appropriate account(s) chosen for funds transfer and in the amount of money that ALPS has been instructed to transfer. ALPS shall execute payment orders in compliance with the Security Procedures and with the Fund's instructions on the date received, provided that such payment order is received by the customary deadline for processing such a request, which is 4:00 p.m. Eastern time subject to the terms of the Fund's current prospectus, unless the payment order specifies a later time. All payment orders and communications received after the customary deadline will be deemed to have been received the next business day. 5.2 ALPS shall process all payment orders to the account number indicated in the payment order. In the event of a discrepancy between any name indicated on the payment order and the account number, the account number shall take precedence and govern. 5.3 ALPS reserves the right to decline to process or delay the processing of a payment order (a) which is in excess of the collected balance in the account to be charged at the time of ALPS' receipt of such payment order; or (b) if ALPS, in good faith, is unable to determine that the transaction has been properly authorized. 5.4 ALPS shall use reasonable efforts to act on all authorized requests requests, received after the customary deadline, to cancel or amend payment orders after the customary deadline received in compliance with the Security Procedures, provided that such requests are received in a timely manner affording ALPS reasonable opportunity to act. However, ALPS assumes no liability if the request for amendment or cancellation cannot be satisfied, as long as ALPS has acted reasonably. 5.5 ALPS shall not be liable for failure to detect any erroneous payment order, provided that ALPS complies with the Security Procedures and with the payment order instructions as received. 5.6 When the Fund initiates or receives Automated Clearing House ("ACH") credit and debit entries pursuant to the guidelines and the rules of the National Automated Clearing House Association and the New England Clearing House Association, ALPS or its bank will act as an Originating Depository Financial Institution and/or receiving depository Financial Institution, as the case may be, with respect to such entries. Credits given by ALPS with respect to an ACH credit entry are provisional until ALPS receives final settlement for such entry from the Federal Reserve Bank. If ALPS does not receive such final settlement, the Fund agrees that ALPS shall receive a refund of the amount credited to the Fund in connection with such entry, and the party making payment to the Fund via such entry shall not be deemed to have paid the amount of the entry. 5.7 Confirmation of ALPS' execution of payment orders shall ordinarily be provided within twenty-four (24) hours, but no later than forty-eight (48) hours, notice of which may be delivered electronically, or by facsimile or call-back. Call-back confirmations will be followed with a written confirmation. Confirmation will be delivered to the Shareholders in accordance with applicable regulations and the prospectus.