FORM OF] AMENDMENT NO. 9 TO THE MUTUAL FUNDS SERVICE AGREEMENT
Exhibit (h)(1)(x)
[FORM OF] AMENDMENT NO. 9
TO THE
MUTUAL FUNDS SERVICE AGREEMENT
AMENDMENT NO. 9 to the Mutual Funds Service Agreement dated as of [ , 2014] between EQ Advisors Trust, a Delaware statutory trust (“Trust”) and AXA Equitable Funds Management Group, LLC a Delaware limited liability company (“FMG LLC” or “Administrator”) (“Amendment No. 9”).
The Trust and FMG LLC agree to modify the Mutual Funds Service Agreement dated as of May 1, 2011, as amended, (“Agreement”) as follows:
| 1. | New Portfolios. Multimanager Aggressive Equity Portfolio, Multimanager Core Bond Portfolio, Multimanager Mid Cap Growth Portfolio, Multimanager Mid Cap Value Portfolio and Multimanager Technology Portfolio are hereby added to the Agreement on the terms and conditions contained in the Agreement. |
| 2. | Name Changes: Effective May 1, 2014, the following Portfolio’s names shall be changed as follows: |
| Current Name |
New Name | |
| EQ/Large Cap Value PLUS | AXA Large Cap Value Managed Volatility | |
| EQ/Large Cap Core PLUS | AXA Large Cap Core Managed Volatility | |
| EQ/Large Cap Growth PLUS | AXA Large Cap Growth Managed Volatility | |
| EQ/International Core PLUS | AXA International Core Managed Volatility | |
| EQ/Global Multi-Sector Equity | AXA Global Equity Managed Volatility | |
| EQ/Mid Cap Value PLUS | AXA Mid Cap Value Managed Volatility | |
| EQ/International Value PLUS | AXA International Value Managed Volatility | |
| EQ/Mutual Large Cap Equity | AXA/Mutual Large Cap Equity Managed Volatility | |
| EQ/Templeton Global Equity | AXA/▇▇▇▇▇▇▇▇▇ Global Equity Managed Volatility | |
| EQ/AXA Franklin Small Cap Value Core | AXA/Franklin Small Cap Value Managed Volatility | |
| EQ/Franklin ▇▇▇▇▇▇▇▇▇ Allocation | AXA/Franklin ▇▇▇▇▇▇▇▇▇ Allocation Managed Volatility | |
| EQ/Franklin Core Balanced | AXA/Franklin Balanced Managed Volatility | |
| AXA Tactical Manager 500 | AXA 500 Managed Volatility | |
| AXA Tactical Manager 400 | AXA 400 Managed Volatility | |
| AXA Tactical Manager 2000 | AXA 2000 Managed Volatility | |
| AXA Tactical Manager International | AXA International Managed Volatility | |
| ATM Large Cap | ATM Large Cap Managed Volatility | |
| ATM Mid Cap | ATM Mid Cap Managed Volatility | |
| ATM Small Cap | ATM Small Cap Managed Volatility | |
| ATM International | ATM International Managed Volatility |
| 3. | Schedule A: Schedule A to the Agreement is hereby replaced in its entirety by Schedule A attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 9 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC | |||||||
| By: |
|
By: |
| |||||
| ▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||||
| Chief Financial Officer and Treasurer |
Chairman, Chief Executive Officer and President | |||||||
SCHEDULE A
[FORM OF] AMENDMENT NO. 9
MUTUAL FUNDS SERVICE AGREEMENT
Fees and Expenses
Trust Administration, Accounting and Compliance Fees
| Single-Advised Portfolios
0.12% of the first $3 billion; 0.11% of the next $3 billion; 0.105% of the next $4 billion; 0.10% of the next $20 billion; and 0.0975% thereafter (based on aggregate average daily net assets of the Portfolios) plus $30,000 for each Portfolio with average net assets of less than $5 billion
| ||
| EQ/AllianceBernstein Short-Term Bond EQ/AllianceBernstein Short Duration Government Bond AXA SmartBeta™ Equity EQ/BlackRock Basic Value Equity EQ/Boston Advisors Equity Income EQ/▇▇▇▇▇▇▇ Socially Responsible EQ/Capital Guardian Research EQ/Common Stock Index EQ/Core Bond Index EQ/▇▇▇▇▇ New York Venture EQ/Energy ETF EQ/Equity 500 Index EQ/GAMCO Mergers and Acquisitions EQ/GAMCO Small Company Value EQ/International Equity Index EQ/International ETF EQ/Intermediate Government Bond EQ/Invesco ▇▇▇▇▇▇▇▇ |
EQ/JPMorgan Value Opportunities EQ/Large Cap Growth Index EQ/Large Cap Value Index EQ/Lord ▇▇▇▇▇▇ Large Cap Core EQ/Low Volatility Global ETF EQ/MFS International Growth EQ/Mid Cap Index EQ/Money Market EQ/Montag & ▇▇▇▇▇▇▇▇ Growth EQ/▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Mid Cap Growth EQ/▇▇▇▇▇▇▇▇▇▇▇ Global EQ/PIMCO Global Real Return Portfolio EQ/PIMCO Ultra Short Bond EQ/Small Company Index EQ/▇. ▇▇▇▇ Price Growth Stock EQ/UBS Growth and Income EQ/▇▇▇▇▇ Fargo Omega Growth | |
| Hybrid Portfolios*
0.15% of the average daily net assets of the Portfolios for the first $20 billion; 0.110% of the next $5 billion, and 0.100% thereafter (based on aggregate average daily net assets of the Portfolios), plus $32,500 for each Portfolio with average net assets of less than $5 billion | ||
| EQ/AllianceBernstein Small Cap Growth AXA/Franklin Balanced Managed Volatility (formerly, EQ/Franklin Core Balanced) AXA/Mutual Large Cap Equity Managed Volatility (formerly, EQ/Mutual Large Cap Equity) AXA/Franklin Small Cap Value Managed Volatility (formerly, EQ/AXA Franklin Small Cap Value Core) AXA/▇▇▇▇▇▇▇▇▇ Global Equity Managed Volatility (formerly, EQ/▇▇▇▇▇▇▇▇▇ Global Equity) EQ/Emerging Markets Equity PLUS EQ/Equity Growth PLUS EQ/Global Bond PLUS** AXA Global Equity Managed Volatility (formerly, EQ/Global Multi-Sector Equity) EQ/High Yield Bond |
AXA International Core Managed Volatility (formerly, EQ/International Core PLUS) AXA International Value Managed Volatility (formerly, EQ/International Value PLUS) AXA Large Cap Core Managed Volatility (formerly, EQ/Large Cap Core PLUS) AXA Large Cap Growth Managed Volatility (formerly, EQ/Large Cap Growth PLUS) AXA Large Cap Value Managed Volatility (formerly, EQ/Large Cap Value PLUS) AXA Mid Cap Value Managed Volatility (formerly, EQ/Mid Cap Value PLUS) EQ/Natural Resources PLUS EQ/Quality Bond PLUS** EQ/Real Estate PLUS EQ/Convertible Securities
Multimanager Aggressive Equity Multimanager Core Bond Multimanager Mid Cap Growth Multimanager Mid Cap Value Multimanager Technology | |
| ATM Portfolios*
0.15% of the average daily net assets of the Portfolios for the first $20 billion; 0.110% of the next $5 billion, and 0.100% thereafter (based on aggregate average daily net assets of the Portfolios), plus $32,500 for each Portfolio with average net assets of less than $5 billion
| ||
| ATM International Managed Volatility (formerly, ATM International) ATM Large Cap Managed Volatility (formerly, ATM Large Cap) ATM Mid Cap Managed Volatility (formerly, ATM Mid Cap) ATM Small Cap Managed Volatility (formerly, ATM Small Cap) |
AXA 2000 Managed Volatility Portfolio (formerly, AXA Tactical Manager 2000 Portfolio) AXA 400 Managed Volatility Portfolio (formerly, AXA Tactical Manager 400 Portfolio) AXA 500 Managed Volatility Portfolio (formerly, AXA Tactical Manager 500 Portfolio) AXA International Managed Volatility Portfolio (formerly, AXA Tactical Manager International Portfolio) EQ/AllianceBernstein Dynamic Wealth Strategies | |
| Allocation Portfolios (Funds-of-Funds)*
0.15% of the average daily net assets of each Portfolio for the first $15 billion; 0.125% of the next $5 billion, and 0.100% thereafter (per Portfolio basis), plus $32,500 per Portfolio for each Portfolio with average net assets of less than $5 billion | ||
| All Asset Moderate Growth-Alt 15 All Asset Growth-Alt 20 All Asset Aggressive-Alt 25 All Asset Aggressive-Alt 50 All Asset Aggressive-Alt 75 AXA Aggressive Strategy AXA Balanced Strategy AXA Ultra Conservative Strategy AXA Conservative Strategy AXA Conservative Growth Strategy AXA Growth Strategy AXA Moderate Growth Strategy AXA/Franklin ▇▇▇▇▇▇▇▇▇ Allocation Managed Volatility (formerly, EQ/Franklin ▇▇▇▇▇▇▇▇▇ Allocation) | ||
| * | Assets of these Portfolios are not included in the calculation of the single-advised Portfolio asset based fee. |
| ** | Exchange-traded fund (ETF) allocated portion approved but not operational. |