FORM OF AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT
Exhibit 99.(h).6
FORM OF AMENDMENT TO THE
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT
AMENDMENT made as of the ____ day of ___________, 2019 is made to the Amended and Restated Transfer Agency and Service Agreement dated July 1, 2013, as amended (the “Agreement”), by and between each investment company identified on Exhibit A of the Agreement (individually the “Fund” and collectively the “Funds”) and ▇▇▇▇ ▇▇▇▇▇▇▇ Signature Services, Inc. (“JHSS”).
WHEREAS, the parties to the Agreement desire to amend Exhibit A contained in the Agreement.
NOW, THEREFORE, in consideration of the mutual covenants hereinafter set forth, and intending to be legally bound, the parties agree the Agreement shall be amended as follows:
1. CHANGE IN Exhibit A:
Exhibit A of the Agreement is hereby amended and restated to add ▇▇▇▇ ▇▇▇▇▇▇▇ Alternative Risk Premia Fund, a series of ▇▇▇▇ ▇▇▇▇▇▇▇ Investment Trust, and ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇ Duration Bond Fund, a series of ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ Trust.
2. EFFECTIVE DATE
This Amendment shall become effective as of date first mentioned above.
3. DEFINED TERMS
Unless otherwise defined herein, capitalized terms used herein have the meanings specified in or pursuant to the Agreement.
4. OTHER TERMS OF THE AGREEMENT
Except as specifically amended hereby, all of the terms and conditions of the Agreement shall continue to be in full force and effect and shall be binding upon the parties in accordance with their respective terms.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf under their seals by and through their duly authorized officers, as of the day and year first above written.
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| On Behalf of each Fund and Portfolio | ▇▇▇▇ ▇▇▇▇▇▇▇ Signature Services, Inc. | |||
| Listed on Exhibit A of the Agreement | ||||
| By: | By: | |||
| ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇ ▇. ▇▇▇▇ | |||
| President | Vice President and Chief Financial Officer | |||
Exhibit A
List of Funds and Portfolios
▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ Trust
▇▇▇▇ ▇▇▇▇▇▇▇ ESG Core Bond Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Global Conservative Absolute Return Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Global Short Duration Credit Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Government Income Fund
▇▇▇▇ ▇▇▇▇▇▇▇ High Yield Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Investment Grade Bond Fund
▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇ Duration Bond Fund
▇▇▇▇ ▇▇▇▇▇▇▇ California Tax-Free Income Fund
▇▇▇▇ ▇▇▇▇▇▇▇ California Tax-Free Income Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Capital Series
▇▇▇▇ ▇▇▇▇▇▇▇ Classic Value Fund
▇▇▇▇ ▇▇▇▇▇▇▇ U.S. Global Leaders Growth Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Current Interest
▇▇▇▇ ▇▇▇▇▇▇▇ Money Market Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Investment Trust
▇▇▇▇ ▇▇▇▇▇▇▇ Alternative Risk Premia Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Balanced Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Diversified Macro Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Disciplined Value International Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Emerging Markets Equity Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Enduring Assets Fund
▇▇▇▇ ▇▇▇▇▇▇▇ ESG All Cap Core Fund
▇▇▇▇ ▇▇▇▇▇▇▇ ESG International Equity Fund
▇▇▇▇ ▇▇▇▇▇▇▇ ESG Large Cap Core Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Fundamental Large Cap Core Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Global Focused Strategies Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Global Thematic Opportunities Fund
▇▇▇▇ ▇▇▇▇▇▇▇ International Dynamic Growth Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Seaport Long/Short Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Small Cap Core Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Value Equity Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Investment Trust II
▇▇▇▇ ▇▇▇▇▇▇▇ Financial Industries Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Regional Bank Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Investment Trust III
▇▇▇▇ ▇▇▇▇▇▇▇ Greater China Opportunities Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Municipal Securities Trust
▇▇▇▇ ▇▇▇▇▇▇▇ High Yield Municipal Bond Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Tax-Free Bond Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Sovereign Bond
▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Strategic Series
▇▇▇▇ ▇▇▇▇▇▇▇ Income Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Funds II
Absolute Return Currency Fund
Alternative Asset Allocation Fund
Asia Pacific Total Return Bond Fund
Blue Chip Growth Fund
Diversified Strategies Fund
Emerging Markets Fund
Emerging Markets Debt Fund
Equity Income Fund
Floating Rate Income Fund
Fundamental Global Franchise Fund
Fundamental All Cap Core Fund
Fundamental Large Cap Value Fund
Global Absolute Return Strategies Fund
Global Equity Fund
Income Allocation Fund
International Small Company Fund
Multi-Index Lifestyle Aggressive Portfolio
Multi-Index Lifestyle Balanced Portfolio
Multi-Index Lifestyle Conservative Portfolio
Multi-Index Lifestyle Growth Portfolio
Multi-Index Lifestyle Moderate Portfolio
Multimanager Lifestyle Aggressive Portfolio
Multimanager Lifestyle Balanced Portfolio
Multimanager Lifestyle Conservative Portfolio
Multimanager Lifestyle Growth Portfolio
Multimanager Lifestyle Moderate Portfolio
Multi-Index 2060 Lifetime Portfolio
Multi-Index 2055 Lifetime Portfolio
Multi-Index 2050 Lifetime Portfolio
Multi-Index 2045 Lifetime Portfolio
Multi-Index 2040 Lifetime Portfolio
Multi-Index 2035 Lifetime Portfolio
Multi-Index 2030 Lifetime Portfolio
Multi-Index 2025 Lifetime Portfolio
Multi-Index 2020 Lifetime Portfolio
Multi-Index 2015 Lifetime Portfolio
Multi-Index 2010 Lifetime Portfolio
Multi-Index 2060 Preservation Portfolio
Multi-Index 2055 Preservation Portfolio
Multi-Index 2050 Preservation Portfolio
Multi-Index 2045 Preservation Portfolio
Multi-Index 2040 Preservation Portfolio
Multi-Index 2035 Preservation Portfolio
Multi-Index 2030 Preservation Portfolio
Multi-Index 2025 Preservation Portfolio
Multi-Index 2020 Preservation Portfolio
Multi-Index Income Preservation Portfolio
Multimanager 2060 Lifetime Portfolio
Multimanager 2055 Lifetime Portfolio
Multimanager 2050 Lifetime Portfolio
Multimanager 2045 Lifetime Portfolio
Multimanager 2040 Lifetime Portfolio
Multimanager 2035 Lifetime Portfolio
Multimanager 2030 Lifetime Portfolio
Multimanager 2025 Lifetime Portfolio
Multimanager 2020 Lifetime Portfolio
Multimanager 2015 Lifetime Portfolio
Multimanager 2010 Lifetime Portfolio
New Opportunities Fund
Redwood Fund
Retirement Income 2040 Fund
Short Duration Credit Opportunities Fund
Small Cap Growth Fund
Small Cap Value Fund
Spectrum Income Fund
Strategic Income Opportunities Fund
Technical Opportunities Fund
U.S. Growth Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Funds III
▇▇▇▇ ▇▇▇▇▇▇▇ Disciplined Value Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Disciplined Value Mid Cap Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Global Shareholder Yield Fund
▇▇▇▇ ▇▇▇▇▇▇▇ International Growth Fund
▇▇▇▇ ▇▇▇▇▇▇▇ International Value Equity Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Strategic Growth Fund