EIGHTH AMENDMENT TO SHAREHOLDER SERVICES AGREEMENT
EIGHTH AMENDMENT
TO
SHAREHOLDER SERVICES AGREEMENT
This Eighth Amendment (the “Amendment”) to the Shareholder Services Agreement is made as of the 29th day of May, 2014 by and between AQR Funds, on behalf of each series listed on Schedule A, and AQR Capital Management, LLC.
WHEREAS, the parties hereto have entered into a Shareholder Services Agreement dated as of December 4, 2008, as amended and in effect prior to giving effect to this Amendment (the “Agreement”); and
WHEREAS, the parties hereto wish to amend Schedule A of the Agreement in order to add the Class R6 of the AQR U.S. Defensive Equity Fund, AQR International Defensive Equity Fund and AQR Emerging Defensive Equity Fund.
NOW, THEREFORE, for good and adequate consideration, the receipt of which is hereby acknowledged, the parties hereto agree as follows:
1. AMENDMENT OF SCHEDULE A. Schedule A of the Agreement is hereby amended by deleting it in its entirety and replacing it with the Schedule A attached hereto.
2. Except as modified hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the date first written above.
| AQR CAPITAL MANAGEMENT, LLC | ||
| By: | /s/ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ | |
| Name: ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ | ||
| Title: Senior Counsel—Head of Registered Products | ||
| AQR FUNDS | ||
| By: | /s/ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ | |
| Name: ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ | ||
| Title: Chief Legal Officer & Vice President | ||
SCHEDULE A
TO
SHAREHOLDER SERVICES AGREEMENT
| Fund |
Class |
Maximum Fees For the Services | ||
| AQR Global Equity Fund |
Class Y | None | ||
| Class I | 0.30% | |||
| Class N | 0.30% | |||
| Class R6 | 0.20% | |||
| AQR International Equity Fund |
Class Y | None | ||
| Class I | 0.30% | |||
| Class N | 0.30% | |||
| Class R6 | 0.20% | |||
| AQR U.S. Defensive Equity Fund |
Class I | 0.15% | ||
| Class N | 0.15% | |||
| Class R6 | 0.15% | |||
| AQR International Defensive Equity Fund |
Class I | 0.15% | ||
| Class N | 0.15% | |||
| Class R6 | 0.15% | |||
| AQR Emerging Defensive Equity Fund |
Class I | 0.15% | ||
| Class N | 0.15% | |||
| Class R6 | 0.15% | |||
| Dormant Funds | ||||
| AQR International Small Cap Fund |
Class Y | None | ||
| Class I | 0.25% | |||
| Class N | 0.25% | |||
| AQR Emerging Markets Fund |
Class Y | None | ||
| Class I | 0.25% | |||
| Class N | 0.25% | |||
| AQR Equity Plus Fund |
Class I | 0.30% | ||
| Class N | 0.35% | |||
| AQR Small Cap Core Fund |
Class I | 0.30% | ||
| Class N | 0.35% | |||
| AQR Small Cap Growth Fund |
Class I | 0.30% | ||
| Class N | 0.35% | |||
| AQR Risk-Balanced Commodities Strategy LV Fund |
Class I | 0.25% | ||
| Class N | 0.25% |
Effective: May 29, 2014