SECOND AMENDMENT TO THE RESTRUCTURING AND LOCK UP AGREEMENT

Exhibit 10.3
 
SECOND AMENDMENT TO THE


WHEREAS, the Parties entered into that certain Restructuring and Lock Up Agreement, dated as of September 3, 2009 and amended on September 14, 2009 (the “Agreement”) for the purpose of mutually agreeing to the terms of a pre-packaged bankruptcy filing of the Nortek Parties;

WHEREAS, the Agreement provides that (a) no later than October 20, 2009, the Nortek Parties shall file voluntary petitions for relief under chapter 11 of the Bankruptcy Code, (b) the Agreement may be terminated by a specified vote of the Consenting Debtholders on October 20, 2009, unless the Nortek Parties have commenced chapter 11 cases and (c) the Forbearance Period shall terminate on the earlier of (i) the Commencement Date, (ii) the date of an occurrence of a Forbearance Default or (iii) October 20, 2009;

WHEREAS, in entering into the Agreement, it was the intention of the Parties thereto that the Nortek Parties would commence their chapter 11 cases no later than October 20, 2009;

WHEREAS, the Agreement provides that once effective, it may be amended in accordance with Section 8 of the Agreement; and
 
 
WHEREAS, the Nortek Parties and the Consenting Debtholders constituting the Requisite Debtholder Consent have agreed to enter into this amendment of the Agreement (this “Second Amendment”) to amend the Agreement, effective as of October 19, 2009, to extend the date by which the Nortek Parties shall be required to commence the chapter 11 cases.

NOW, THEREFORE, in consideration of the foregoing, the mutual agreements and covenants contained herein, and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:

1.           In Section 2.01 of the Agreement, “October 20, 2009” shall be deleted, and “11:59 PM, prevailing Eastern time, on October 27, 2009” shall be inserted in lieu thereof.

2.           In Section 3.03(a)(iii) of the Agreement, “October 20, 2009” shall be deleted, and “11:59 PM, prevailing Eastern time, on October 27, 2009” shall be inserted in lieu thereof.

3.           In Section 7.01(g) of the Agreement, “October 20, 2009” shall be deleted, and “11:59 PM, prevailing Eastern time, on October 27, 2009” shall be inserted in lieu thereof.

4.           The Parties also clarify and confirm their agreement that Section 11.6 of the Prepackaged Plan is intended to provide that each Person who is entitled to receive a distribution under the Prepackaged Plan shall release all “Released Parties” (as defined in the Prepackaged Plan) in respect of any and all applicable Claims, demands, causes of action and the like that such Person may have (including, without limitation, any NTK 10-3/4% Notes Claims or NTK Holdings Senior Secured Loan Claims (each as defined in the Prepackaged Plan) such Person may hold), without regard to whether or not the Prepackaged Plan is confirmed with respect to NTK Holdings and/or Nortek Holdings.

5.           This Second Amendment may be executed in one or more counterparts, each of which, when so executed, shall constitute an original and all of which shall constitute one instrument.  The counterparts may be delivered by facsimile transmission or by electronic mail in portable document format (.pdf).

6.           This Second Amendment shall be effective as of October 19, 2009, upon the execution of the Nortek Parties and the Consenting Debtholders constituting the Requisite Debtholder Consent, and shall only be amended in accordance with Section 8 of the Agreement.

7.           Except as specifically amended or consented to herein, there are no other amendments, modifications, or other alterations to the Agreement.

8.           Capitalized terms not defined herein shall have the meanings given to them in the Agreement, and in the event of any inconsistency between the two, the Agreement shall control.
IN WITNESS WHEREOF, the Parties have executed this Second Amendment on the day and year first above written.
 

 
NTK HOLDINGS, INC.
 
By:  /s/▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇
Name:  ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇
Title:    Vice President, General Counsel
 
NORTEK HOLDINGS, INC.
 
By:  /s/▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇
Name:  ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇
Title:    Vice President, General Counsel
 
NORTEK, INC.
 
By:  /s/▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇
Name:  ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇
Title:    Vice President, General Counsel

 

 
 
AIGIS MECHTRONICS, INC.
BROAN-MEXICO HOLDINGS, INC.
BROAN-NUTONE LLC
BROAN-NUTONE STORAGE SOLUTIONS LP
CES GROUP, INC.
CES INTERNATIONAL LTD.
CLEANPAK INTERNATIONAL, INC.
ELAN HOME SYSTEMS, L.L.C.
GEFEN, INC.
GOVERNAIR CORPORATION
GTO, INC.
HC INSTALLATIONS, INC.
HUNTAIR, INC.
INTERNATIONAL ELECTRONICS, INC.
LINEAR H.K. LLC
LINEAR LLC
LITE TOUCH, INC.
MAGENTA RESEARCH LTD.
MAMMOTH-WEBCO, INC.
NILES AUDIO CORPORATION
NORDYNE INC.
NORDYNE INTERNATIONAL, INC.
NORTEK INTERNATIONAL, INC.
NUTONE LLC
OMNIMOUNT SYSTEMS, INC.
OPERATOR SPECIALTY COMPANY, INC.
PACIFIC ZEPHYR RANGE HOOD, INC.
PANAMAX INC.
RANGAIRE GP, INC.
RANGAIRE LP, INC.
SECURE WIRELESS, INC.
SPEAKERCRAFT, INC.
TEMTROL, INC.
WDS LLC
XANTECH CORPORATION
ZEPHYR CORPORATION
 
 
By:        /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇
Name:  ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇
Title:     Vice President and Secretary
 
(of entity listed or as an officer of the managing member, sole member or general partner)
 
 

 
Capital Research and Management Company, for and on behalf of various funds it manages
 
By:  /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
Name:  ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
Title:   Senior Vice President
 
Address:   ▇▇▇ ▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇
     ▇▇▇ ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:            ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇
Tel:             (▇▇▇) ▇▇▇-▇▇▇▇
Fax:            (▇▇▇) ▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes  ____________________


 

 
[CONSENTING DEBTHOLDER]
 
By:  ACOF Operating Manager III, LLC, its manager
Name:  ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇
Title:     Vice President
 
Address:
Attn:
Tel:
Fax:
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________

IN WITNESS WHEREOF, the Parties have executed this Agreement on the day and year first written above.

 
▇▇▇▇▇▇▇ ▇▇▇▇▇ ASSET
MANAGEMENT, L.P.,  on behalf of its
Advised clients listed on the Schedule
attached hereto
 
By:  /s/ ▇▇▇▇▇▇▇ ▇▇▇▇
Name:  ▇▇▇▇▇▇▇ ▇▇▇▇
Title:     Managing Director
 
Address:   ▇▇ ▇▇▇ ▇▇▇▇
▇▇▇▇ ▇▇▇▇▇
▇▇▇ ▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:       ▇▇▇▇▇▇▇ ▇▇▇▇
Tel:        212-902-1000
E-mail:   ▇▇▇▇▇▇▇.▇▇▇▇@▇▇.▇▇▇
 
with a copy to:
 
▇▇▇ ▇▇▇▇▇
▇ ▇▇▇ ▇▇▇▇ ▇▇▇▇▇
▇▇▇ ▇▇▇▇, ▇▇ ▇▇▇▇▇
Tel:        ▇▇▇-▇▇▇-▇▇▇▇
Fax:       ▇▇▇-▇▇▇-▇▇▇▇
E-mail    ▇▇▇.▇▇▇▇▇@▇▇.▇▇▇
 
 

Schedule to ▇▇▇▇▇▇▇ Sachs Asset Management, L.P. signature page

Advised Client
Aggregate
Principal Amount
of 8-1/2% Notes
Aggregate
Principal Amount
of 102% Notes
Aggregate
Principal Amount
of 10-3/4% Notes
Alaska Permanent Fund Corporation
      
Universal-Investment-GmbH re/Bayvk R2
      
California State Teachers' Retirement Systems
      
▇▇▇▇▇▇▇ ▇▇▇▇▇ Collective Trust High Yield Implementation Vehicle
      
Daughters of Charity Fund P
      
Investeringsforeningen Laegernes
Pensioninvesterings
      
▇▇▇▇▇▇▇ Sachs High Yield Fund
      
▇▇▇▇▇▇▇ ▇▇▇▇▇ Global High Yield Portfolio II
      
Lyondell Master Trust
      
Helaba Invest Kapitalanlagegesellschaft re/OSD
      
Blackrock Investment Management (UK) Limited
      
Cominvest Asset Management S.A.
      
Factory Mutual Insurance Company
      
State Street Bank & Trust Company, as trustee for First Plaza Group Trust II
      
▇▇▇▇▇▇▇ Sachs Global High Yield Bond Sub-Trust
      
JPMorgan Chase 401(k) Savings Plan
      
▇▇▇▇ County Employees' Retirement Association (KCERA)
      
▇▇▇▇▇▇▇ Sachs Liquidity Partners 2007, ▇.▇.
      
▇▇▇▇▇▇▇ ▇▇▇▇▇ Liquidity Partners 2007 Offshore, L.P.
      
Mediolanum Asset Management Ltd.
      
MeadWestvaco Corporation Master Retirement Trust
      
▇▇▇▇▇▇▇ Sachs Global Opportunities Fund, LLC
      
▇▇▇▇▇▇▇ ▇▇▇▇▇ Global Opportunities Fund Offshore, Ltd.
      
The Regents of the University of California Pioneer Austria Re. ORF
      
GuideStone Funds: Medium Duration Bond Fund
      
▇▇▇▇▇▇▇ Sachs Collective Trust Core Plus Fixed Income Fund
      
Ford Motor Company Master Trust Fund
      
Universal Investment GmbH re/ Hewlett Packard Trust e.V.
      
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO
      
Internationale Kapitalanlagegesellschaft GmbH re/TGV PB24
      
Orizaha, LP
      

 
Fidelity Management &
Research Company
on behalf of
Fidelity Central Investment Portfolios LLC: Fidelity High Income Central Fund 2
 
By:  /s/ J. ▇▇▇▇▇▇▇ ▇▇▇▇
Name:  J. ▇▇▇▇▇▇▇ ▇▇▇▇
Title:    Assistant Treasurer
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
Fidelity Management &
Research Company
on behalf of
Variable Insurance Products Fund V: Strategic Income Portfolio
 
By:  /s/ J. ▇▇▇▇▇▇▇ ▇▇▇▇
Name:  J. ▇▇▇▇▇▇▇ ▇▇▇▇
Title:   Assistant Treasurer
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
Fidelity Management &
Research Company
on behalf of
Fidelity School Street Trust: Fidelity Strategic Income Fund
 
By:  /s/ J. ▇▇▇▇▇▇▇ ▇▇▇▇
Name:  J. ▇▇▇▇▇▇▇ ▇▇▇▇
Title:   Assistant Treasurer
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
Fidelity Management &
Research Company
on behalf of
Fidelity Advisor Series II:  Fidelity Advisor Strategic Income Fund
 
By:  /s/ J. ▇▇▇▇▇▇▇ ▇▇▇▇
Name:  J. ▇▇▇▇▇▇▇ ▇▇▇▇
Title:   Assistant Treasurer
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ 
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
Fidelity Management &
Research Company
on behalf of
Fidelity Summer Street Trust: Fidelity Capital & Income Fund
 
By:  /s/ J. ▇▇▇▇▇▇▇ ▇▇▇▇
Name:  J. ▇▇▇▇▇▇▇ ▇▇▇▇
Title:   Assistant Treasurer
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
Fidelity Management &
Research Company
on behalf of
Fidelity Summer Street Trust: Fidelity High Income Fund
 
By:  /s/ J. ▇▇▇▇▇▇▇ ▇▇▇▇
Name:  J. ▇▇▇▇▇▇▇ ▇▇▇▇
Title:   Assistant Treasurer
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
Fidelity Management &
Research Company
on behalf of
Fidelity Puritan Trust: Fidelity Puritan Fund
 
By:  /s/ J. ▇▇▇▇▇▇▇ ▇▇▇▇
Name:  J. ▇▇▇▇▇▇▇ ▇▇▇▇
Title:   Assistant Treasurer
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
Fidelity Management &
Research Company
on behalf of
Master Trust Bank of Japan Ltd. Re: Fidelity US High Yield
 
By:  /s/ J. ▇▇▇▇▇▇▇ ▇▇▇▇
Name:  J. ▇▇▇▇▇▇▇ ▇▇▇▇
Title:   Assistant Treasurer
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
Fidelity Management &
Research Company
on behalf of
Fidelity Funds – US High Income
 
By:  /s/ J. ▇▇▇▇▇▇▇ ▇▇▇▇
Name:  J. ▇▇▇▇▇▇▇ ▇▇▇▇
Title:   Assistant Treasurer
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
The Assets Management Committee of Coca-Cola Company Master Retirement Trust
 
By:  /s/ ▇▇▇▇ ▇▇▇▇▇▇▇▇
Name:  ▇▇▇▇ ▇▇▇▇▇▇▇▇
Title:   Vice President
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
Pyramis High Yield Fund, LLC
 
By:  /s/ ▇▇▇▇ ▇▇▇▇▇▇▇▇
Name:  ▇▇▇▇ ▇▇▇▇▇▇▇▇
Title:   Vice President
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
Illinois Municipal Retirement Fund
 
By:  /s/ ▇▇▇▇ ▇▇▇▇▇▇▇▇
Name:  ▇▇▇▇ ▇▇▇▇▇▇▇▇
Title:   Vice President
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
The Japan Trustee Service Bank LTD Re: MATB Fidelity High Yield Bond Open Mother
 
By:  /s/ ▇▇▇▇ ▇▇▇▇▇▇▇▇
Name:  ▇▇▇▇ ▇▇▇▇▇▇▇▇
Title:   Vice President
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
Fidelity Global Bond Series-US Dollar Monthly Income-US High Yield Pool
 
By:  /s/ ▇▇▇▇ ▇▇▇▇▇▇▇▇
Name:  ▇▇▇▇ ▇▇▇▇▇▇▇▇
Title:   Vice President
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
IG CAA High Yield Sec
 
By:  /s/ ▇▇▇▇ ▇▇▇▇▇▇▇▇
Name:  ▇▇▇▇ ▇▇▇▇▇▇▇▇
Title:   Vice President
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
The Japan Trustee Services Bank LTD Re: STB Fidelity Strategic Income Fund Mother
 
By:  /s/ ▇▇▇▇ ▇▇▇▇▇▇▇▇
Name:  ▇▇▇▇ ▇▇▇▇▇▇▇▇
Title:   Vice President
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
Fidelity Investments Canada ULC, As Trustee of The Fidelity Balanced High Income Fund
 
By:  /s/ ▇▇▇▇▇ ▇▇▇▇▇
Name:  ▇▇▇▇▇ ▇▇▇▇▇
Title:   VP & Fund Treasurer
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
Fidelity Investments Canada ULC, As Trustee of The Fidelity American High Yield Fund
 
By:  /s/ ▇▇▇▇▇ ▇▇▇▇▇
Name:  ▇▇▇▇▇ ▇▇▇▇▇
Title:   VP & Fund Treasurer
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
Fidelity Investments Canada ULC, As Trustee of The Fidelity Canadian Asset Allocation Fund
 
By:  /s/ ▇▇▇▇▇ ▇▇▇▇▇
Name:  ▇▇▇▇▇ ▇▇▇▇▇
Title:   VP & Fund Treasurer
 
Address:   Fidelity Investments
    ▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇
    ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Attn:           ▇▇▇▇ ▇▇▇ ▇▇▇▇▇
Tel:            ▇▇▇-▇▇▇-▇▇▇▇
Fax:           ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________


 
Franklin Advisers, Inc.
 
By:  /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇
Name:  ▇▇▇▇▇▇ ▇. ▇▇▇▇▇
Title:     Senior Vice President
 
Franklin ▇▇▇▇▇▇▇▇▇ Investments
▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇
▇▇▇ ▇▇▇▇▇, ▇▇ ▇▇▇▇▇
 
Attn:              ▇▇▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇
Tel:                ▇▇▇-▇▇▇-▇▇▇▇
Fax:               ▇▇▇-▇▇▇-▇▇▇▇
 
Aggregate principal amount of Notes beneficially owned or managed on behalf of accounts that hold or beneficially own such Notes:
 
8-1/2% Notes: _________________
10% Notes:  ____________________
10-3/4% Notes: ________________

Document Metadata

Filed: December 3rd, 2009