FIRST AMENDMENT TO UNDERWRITINGAGREEMENT
Exhibit 99.B(e)(iii)
FIRST AMENDMENT
TO UNDERWRITINGAGREEMENT
This first amendment (the “Amendment”) to the Underwriting Agreement dated as of May 31, 2017 (the “Agreement”), by and between Foreside Funds Distributors LLC (“Foreside”), and FundVantage Trust (the “Trust”), is entered into as of August 1, 2017 (the “Effective Date”).
WHEREAS, Foreside and the Trust (the “Parties”) desire to amend the Agreement to reflect an updated list of funds; and
WHEREAS, Section 14 of the Agreement requires that amendments to the Agreement be made in writing and executed by all parties.
NOW THEREFORE, the Parties hereby agree as follows:
1. Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement.
2. Exhibit A to the Agreement is hereby deleted in its entirety and replaced by Exhibit A attached hereto to reflect an updated list of funds.
3. Except as expressly amended hereby, all of the provisions of the Agreement are restated and in full force and effect to the same extent as if fully set forth herein.
4. This Amendment shall be governed by and the provisions of this Amendment shall be construed and interpreted under and in accordance with the laws of the State of Delaware.
IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.
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Foreside Funds Distributors LLC | ||||
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By: |
/s/ ▇▇▇▇ ▇▇▇▇▇ |
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By: |
/s/ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇ |
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Name/Title: ▇▇▇▇ ▇▇▇▇▇, President |
▇▇▇▇ ▇▇▇▇▇▇▇▇▇, Vice President | |||
Exhibit A
Insight Investment Grade Bond Fund
DuPont Capital Emerging Markets Debt Fund
DuPont Capital Emerging Markets Fund
EIC Value Fund
▇▇▇▇▇▇▇▇▇ Investment Grade Fixed Income Fund
▇▇▇▇▇▇▇▇▇ Value Fund
Gotham Absolute 500 Fund
Gotham Absolute 500 Core Fund
Gotham Absolute Return Fund
Gotham Defensive Fund
Gotham Defensive Long 500 Fund
Gotham Enhanced 500 Fund
Gotham Enhanced 500 Core Fund
Gotham Enhanced Return Fund
Gotham Enhanced S&P 500 Index Fund
Gotham Hedged Core Fund
Gotham Hedged Plus Fund
Gotham Index Core Fund
Gotham Index Plus Fund
Gotham Institutional Value Fund
Gotham Neutral Fund
Gotham Neutral 500 Fund
Gotham Total Return Fund
Lateef Fund
Mount ▇▇▇▇▇ U.S. Focused Equity Fund
Pacific Capital Tax-Free Securities Fund
Pacific Capital Tax-Free Short Intermediate Securities Fund
Pacific Capital U.S. Government Money Market Fund
▇▇▇▇▇ Growth Fund
▇▇▇▇▇ Global Growth Fund
▇▇▇▇▇ International Growth Fund
Private Capital Management Value Fund
Quality Dividend Fund
SkyBridge Dividend Value Fund
TOBAM Emerging Markets Fund
Gotham Master Long Fund
Gotham Master Neutral Fund
Gotham Short Strategies Fund
Arabesque Systematic USA Fund
Arabesque Systematic International Fund
Gotham Short Strategies Fund