Exhibit 4.9(b)
FIRST SUPPLEMENTAL INDENTURE, dated as of October 2, 1998, between BANK
ONE CORPORATION, a corporation duly organized and existing under the laws of the
State of Delaware ("ONE"), having its principal offices at ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇
▇▇▇▇▇, ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇ ▇▇▇▇▇ and THE CHASE MANHATTAN BANK, a banking
corporation duly organized and existing under the laws of the State of New York,
as trustee (the "Trustee").
WHEREAS, BANC ONE CORPORATION ("BANC ONE") has heretofore executed and
delivered to the Trustee an Indenture, dated as of March 3, 1997 (the
"Indenture"), providing for the issuance from time to time of Senior Debt
Securities (herein and therein called the "Securities"); and
WHEREAS, effective as of October 2, 1998, BANC ONE merged with and into
ONE, a wholly owned subsidiary of BANC ONE; and
WHEREAS, Section 10.1 of the Indenture provides for the execution of an
indenture supplemental to the Indenture, in form satisfactory to the Trustee, to
evidence the succession of any successor corporation to BANC ONE under the
Indenture and the assumption of such successor corporation of the covenants of
BANC ONE in the Indenture and in the Securities pursuant to such Indenture; and
WHEREAS, all things necessary to make this First Supplemental Indenture a
valid agreement of ONE, as the successor corporation to BANC ONE, under the
Indenture, in accordance with its terms, have been done.
NOW, THEREFORE, ONE and the Trustee hereby agree as follows:
1. From and after the date of this First Supplemental Indenture, ONE shall
for all purposes be deemed to be the "Company", as such term is defined in the
Indenture and the Securities, as if ONE was originally so named in the Indenture
and the Securities, and, as such, ONE hereby expressly assumes, from and after
the date of this First Supplemental Indenture, the due and punctual payment of
the principal
of, premium, if any, and interest on all of the Securities and the performance
of every covenant of the Indenture, as supplemented by this First Supplemental
Indenture, on the part of the ONE to be performed or observed.
2. All provisions of this First Supplemental Indenture shall be deemed to
be incorporated in, and made a part of, the Indenture; and the Indenture, as
supplemented by this First Supplemental Indenture, shall be read, taken and
construed as one and the same instrument.
3. The Trustee accepts the trusts created by the Indenture, as
supplemented by this First Supplemental Indenture, and agrees to perform the
same upon the terms and conditions in the Indenture, as supplemented by this
First Supplemental Indenture.
4. The recitals contained in this First Supplemental Indenture shall be
taken as statements of ONE, and the Trustee assumes no responsibility for their
correctness. The Trustee makes no representations as to the validity or
sufficiency of this First Supplemental Indenture.
5. All capitalized terms used and not defined herein shall have the
respective meanings assigned to them in the Indenture.
6. This First Supplemental Indenture shall be governed by and construed in
accordance with the laws of the State of New York.
7. This First Supplemental Indenture may be executed in any number of
counterparts, each of which when so executed shall be deemed to be an original,
but all such counterparts shall together constitute but one and the same
instrument.
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IN WITNESS WHEREOF, the parties hereto have caused the First Supplemental
Indenture to be duly executed, and their respective seals to be hereunto affixed
and attested, all as of the date first above written.
BANK ONE CORPORATION
ATTEST:
____________________________
____________________________ By:
Title: _____________________ Title: Chief Financial
Officer
[Corporate Seal]
THE CHASE MANHATTAN
BANK,
as Trustee
ATTEST:
______________________________
______________________________ By:
Title: _______________________ Title:
[Corporate Seal]
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STATE OF ILLINOIS )
) ss:
COUNTY OF ▇▇▇▇ )
On the 2nd day of October, 1998, before me personally came ▇▇▇▇▇▇ ▇.
▇▇▇▇▇▇▇, to me known, who, being duly sworn, did depose and say that he is the
Chief Financial Officer of BANK ONE CORPORATION, one of the corporations
described in and which executed the foregoing instrument; that he knows the seal
of said corporation; that the seal affixed to said instrument is such corporate
seal; that it was so affixed by authority of the Board of Directors of said
corporation; and that he signed his name thereto by like authority.
______________________________
Notary Public
My Commission Expires:__________
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STATE OF )
) ss:
COUNTY OF )
On the ____ day of ___________ before me personally came ________________,
to me known, who, being duly sworn, did depose and say that he is a
___________________________of THE CHASE MANHATTAN BANK, one of the corporations
described in and which executed the foregoing instrument; that he knows the seal
of said corporation; that the seal affixed to said instrument is such corporate
seal; that it was so affixed by authority of the Board of Directors of said
corporation; and that he signed his name thereto by like authority.
______________________________
Notary Public
My Commission Expires:__________
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