FIRST AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT BETWEEN IXIS ADVISOR FUNDS TRUST I, IXIS ADVISOR FUNDS TRUST II, IXIS ADVISOR FUNDS TRUST III, IXIS ADVISOR FUNDS TRUST IV, IXIS ADVISOR FUNDS CASH MANAGEMENT TRUST, LOOMIS SAYLES FUNDS I,...
Exhibit (h)(3)(ii)
FIRST AMENDMENT TO
SECURITIES LENDING AUTHORIZATION AGREEMENT
BETWEEN IXIS ADVISOR FUNDS TRUST I, IXIS ADVISOR FUNDS TRUST II,
IXIS ADVISOR FUNDS TRUST III, IXIS ADVISOR FUNDS TRUST IV,
IXIS ADVISOR FUNDS CASH MANAGEMENT TRUST,
▇▇▇▇▇▇ ▇▇▇▇▇▇ FUNDS I, LOOM1S ▇▇▇▇▇▇ FUNDS II,
each on behalf of its respective series listed on Schedule B, severally and not jointly
AND STATE STREET BANK AND TRUST COMPANY
This First Amendment (this “Amendment”) dated as of December 20, 2005 is between IXIS ADVISOR FUNDS TRUST I, IXIS ADVISOR FUNDS TRUST II, IXIS ADVISOR FUNDS TRUST III, IXIS ADVISOR FUNDS TRUST IV, IXIS ADVISOR FUNDS CASH MANAGEMENT TRUST, ▇▇▇▇▇▇ ▇▇▇▇▇▇ FUNDS I, and ▇▇▇▇▇▇ ▇▇▇▇▇▇ FUNDS II, each on behalf of its respective series listed on Schedule B severally and not jointly, each a registered management investment company organized and existing under the laws of Massachusetts (collectively, the “Trusts,” and each a “Trust”), and STATE STREET BANK AND TRUST COMPANY, its affiliates or subsidiaries (“State Street”).
Reference is made to a Securities Lending Authorization Agreement dated the 1st day of September, 2005 between the Trusts and State Street as in effect on the date hereof prior to giving effect to this Amendment (the “Agreement”).
For value received, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties mutually agree to amend the Agreement to add the IXIS Income Diversified Portfolio as a “Fund” under the terms of the Agreement.
1. Definitions. All capitalized terms used herein and not otherwise defined shall have the meanings set forth in the Agreement.
2. Amendments.
Schedule A-1, Schedule B and Schedule ▇-▇ to the Agreement arc hereby deleted in their entirety and the new Schedule A-1, Schedule B and Schedule B-1 attached to this Amendment are substituted therefor.
3. Representations and Warranties. Each party hereto represents and warrants that (a) it has the power to execute and deliver this Amendment, to enter into) the transactions contemplated hereby, and to perform its obligations hereunder; (b) it has taken all necessary action to authorize such execution, delivery, and performance; (c) this Amendment constitutes a legal, valid and binding obligation enforceable against it; and (d) the execution, delivery, and performance by it of this Amendment will at all times comply with all applicable laws and regulations.
4. Miscellaneous. Except to the extent specifically amended by this Amendment, the provisions of the Agreement shall remain unmodified, and the Agreement is ratified and affirmed as being in full force and effect. This Amendment, the Agreement and the other documents and certificates referred to in the Agreement constitute the entire understanding of the parties with respect to the subject matter thereof and supersede all prior and current understandings and agreements, whether written or oral.
5. Effective Date. This Amendment shall be effective as of the date first written above.
IN WITNESS WHEREOF, the parties hereto execute this Amendment as an instrument under seal by their duly authorized officers by affixing their signatures below.
IXIS ADVISOR FUNDS TRUST I, IXIS ADVISOR FUNDS TRUST II, IXIS ADVISOR FUNDS TRUST III, IXIS ADVISOR FUNDS TRUST IV, IXIS ADVISOR FUNDS CASH MANAGEMENT TRUST,
▇▇▇▇▇▇ ▇▇▇▇▇▇ FUNDS I, ▇▇▇▇▇▇ ▇▇▇▇▇▇ FUNDS II, each on behalf of its respective series listed on Schedule B, severally and not jointly
| By: | /s/ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ |
|||
| Name: | ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | |||
| Title: | Treasurer | |||
| STATE STREET BANK AND TRUST COMPANY, on behalf of itself and its affiliates and subsidiaries | ||||
| By: | /s/ ▇▇ ▇▇▇▇▇ |
|||
| Name: | ▇▇ ▇▇▇▇▇ | |||
| Title: | Senior Vice President | |||
Schedule A-l
This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 1st day of September 2005, as amended from time to time, between IXIS ADVISOR FUNDS TRUST I, IXIS ADVISOR FUNDS TRUST II, IXIS ADVISOR FUNDS TRUST III, IXIS ADVISOR FUNDS TRUST IV, IXIS ADVISOR FUNDS CASH MANAGEMENT TRUST, ▇▇▇▇▇▇ ▇▇▇▇▇▇ FUNDS I, and ▇▇▇▇▇▇ ▇▇▇▇▇▇ FUNDS II, EACH ON BEHALF OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, SEVERALLY AND NOT JOINTLY (the “Funds”) and STATE STREET BANK AND TRUST COMPANY (“State Street”).
| FUNDS |
SECURITIES LOAN LIMITATION | ||
| IXIS Advisor Funds Trust I |
|||
| CGM Advisor Targeted Equity Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇▇▇▇▇ International Fund |
33 1/3 | % | |
| IXIS Income Diversified Portfolio |
33 1/3 | % | |
| IXIS U.S. Diversified Portfolio |
33 1/3 | % | |
| IXIS Value Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Core Plus Bond Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Small Cap Value Fund |
33 1/3 | % | |
| Westpeak Capital Growth Fund |
33 1/3 | % | |
| IXIS Advisor Funds Trust II |
|||
| ▇▇▇▇▇▇ Associates Large Cap Value Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Massachusetts Tax Free Income Fund |
33 1/3 | % | |
| IXIS Advisor Funds Trust III |
|||
| ▇▇▇▇▇▇ Associates Focused Value Fund |
33 1/3 | % | |
| IXIS Equity Diversified Portfolio |
33 1/3 | % | |
| IXIS Moderate Diversified Portfolio |
33 1/3 | % | |
| IXIS Advisor Funds Trust IV |
|||
| AEW Real Estate Fund |
33 1/3 | % | |
| IXIS Advisor Cash Management Trust |
|||
| IXIS Cash Management Trust - Money Market Series |
|||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Funds I |
|||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Bond Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Fixed Income Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Global Bond Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ High Income Opportunities Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Institutional High Income Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Intermediate Duration Fixed Income Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Investment Grade Fixed Income Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Inflation Protected Securities Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Securitized Asset Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Small Cap Value Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Funds II |
|||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ High Income Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Limited Term Government and Agency Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Municipal Income Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Strategic Income Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Investment Grade Bond Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Growth Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Research Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Aggressive Growth Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Small Cap Growth Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Value Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Worldwide Fund |
33 1/3 | % | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Tax-Managed Equity Fund |
33 1/3 | % | |
Schedule B
This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 1st day of September 2005 between IXIS ADVISOR FUNDS TRUST I, IXIS ADVISOR FUNDS TRUST II, IXIS ADVISOR FUNDS TRUST III, IXIS ADVISOR FUNDS TRUST IV, IXIS ADVISOR FUNDS CASH MANAGEMENT TRUST, ▇▇▇▇▇▇ ▇▇▇▇▇▇ FUNDS I, and ▇▇▇▇▇▇ ▇▇▇▇▇▇ FUNDS II, EACH ON BEHALF OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, SEVERALLY AND NOT JOINTLY (the “Funds”) and STATE STREET BANK AND TRUST COMPANY (“State Street”).
| Fund Name |
Taxpayer Id Number |
Tax Year-End | ||
| IXIS Advisor Funds Trust I | ||||
| CGM Advisor Targeted Equity Fund |
▇▇-▇▇▇▇▇▇▇ | December 31st | ||
| ▇▇▇▇▇▇▇▇▇▇ International Fund |
▇▇-▇▇▇▇▇▇▇ | December 31st | ||
| IXIS Income Diversified Portfolio |
▇▇-▇▇▇▇▇▇▇ | December 31st | ||
| IXIS U.S. Diversified Portfolio |
▇▇-▇▇▇▇▇▇▇ | December 31st | ||
| IXIS Value Fund |
▇▇-▇▇▇▇▇▇▇ | December 31st | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Core Plus Bond Fund |
▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Small Cap Value Fund |
▇▇-▇▇▇▇▇▇▇ | December 31st | ||
| Westpeak Capital Growth Fund |
▇▇-▇▇▇▇▇▇▇ | December 31st | ||
| IXIS Advisor Funds Trust II | ||||
| ▇▇▇▇▇▇ Associates Large Cap Value Fund |
▇▇-▇▇▇▇▇▇▇ | December 31st | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Massachusetts Tax Free Income Fund |
▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| IXIS Advisor Funds Trust III | ||||
| ▇▇▇▇▇▇ Associates Focused Value Fund |
▇▇-▇▇▇▇▇▇▇ | December 31st | ||
| IXIS Equity Diversified Portfolio |
▇▇-▇▇▇▇▇▇▇ | December 31st | ||
| IXIS Moderate Diversified Portfolio |
▇▇-▇▇▇▇▇▇▇ | December 31st | ||
| IXIS Advisor Funds Trust IV | ||||
| AEW Real Estate Fund |
▇▇-▇▇▇▇▇▇▇ | January 31st | ||
| IXIS Advisor Cash Management Trust | ||||
| IXIS Cash Management Trust-Money Market Series |
▇▇-▇▇▇▇▇▇▇ | June 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Funds I | ||||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Bond Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Fixed Income Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Global Bond Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ High Income Opportunities Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Institutional High Income Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Intermediate Duration Fixed Income Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Investment Grade Fixed Income Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Inflation Protected Securities Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Securitized Asset Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Small Cap Value Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Funds II | ||||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ High Income Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Limited Term Government and Agency Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Municipal Income Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Strategic Income Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Investment Grade Bond Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Growth Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Research Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Aggressive Growth Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Small Cap Growth Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Value Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Worldwide Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Tax-Managed Equity Fund | ▇▇-▇▇▇▇▇▇▇ | September 30th | ||
Schedule ▇-▇
This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 1st day of September 2005 between IXIS ADVISOR FUNDS TRUST I, IXIS ADVISOR FUNDS TRUST II, IXIS ADVISOR FUNDS TRUST II. IXIS ADVISOR FUNDS TRUST IV, IXIS ADVISOR FUNDS CASH MANAGEMENT TRUST, ▇▇▇▇▇▇ ▇▇▇▇▇▇ FUNDS I, and ▇▇▇▇▇▇ ▇▇▇▇▇▇ FUNDS II. EACH ON BEHALF OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, SEVERALLY AND NOT JOINTLY (the “Funds”) and STATE STREET BANK AND TRUST COMPANY (“State Street”).
| FUNDS |
EFFECTIVE DATE OF AGREEMENT | |
| IXIS Advisor Funds Trust I |
||
| CGM Advisor Targeted Equity Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇▇▇▇▇ International Fund |
September 1, 2005 | |
| IXIS Income Diversified Portfolio |
December 20, 2005 | |
| IXIS U.S Diversified Portfolio |
September 1, 2005 | |
| IXIS Value Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Core Plus Bond Fund |
October 1, 2005 | |
| ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Small Cap Value Fund |
September 1, 2005 | |
| Westpeak Capital Growth Fund |
September 1, 2005 | |
| IXIS Advisor Funds Trust II |
||
| ▇▇▇▇▇▇ Associates Large Cap Value Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Massachusetts Tax Free Income Fund |
October 1, 2005 | |
| IXIS Advisor Funds Trust III |
||
| ▇▇▇▇▇▇ Associates Focused Value Fund |
September 1, 2005 | |
| IXIS Equity Diversified Portfolio |
September 1, 2005 | |
| IXIS Moderate Diversified Portfolio |
September 1, 2005 | |
| IXIS Advisor Funds Trust IV |
||
| AEW Real Estate Fund |
September 1, 2005 | |
| IXIS Advisor Cash Management Trust |
||
| IXIS Cash Management Trust - Money Market Series |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Funds I |
||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Bond Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Fixed Income Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Global Bond Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ High Income Opportunities Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Institutional High Income Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Intermediate Duration Fixed Income Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Investment Grade Fixed Income Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Inflation Protected Securities Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Securitized Asset Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Small Cap Value Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Funds II |
||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ High Income Fund |
October 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Limited Term Government and Agency Fund |
October 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Municipal Income Fund |
October 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Strategic Income Fund |
October 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Investment Grade Bond Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Growth Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Research Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Aggressive Growth Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Small Cap Growth Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Value Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Worldwide Fund |
September 1, 2005 | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Tax-Managed Equity Fund |
September 1, 2005 | |