AMENDMENT TO ADVISORS DISCIPLINED TRUST RULE 12d1-4 UNIT INVESTMENT TRUST OF CLOSED-END FUNDS INVESTMENT AGREEMENT
Exhibit A(9)(a)
AMENDMENT TO
ADVISORS DISCIPLINED TRUST
RULE 12d1-4 UNIT INVESTMENT TRUST OF CLOSED-END
FUNDS INVESTMENT AGREEMENT
THIS AMENDMENT, dated as of August 19, 2024, is to the Advisers Disciplined Trust Rule 12d1-4 Unit Investment Trust of Closed-End Funds Investment Agreement dated January 19, 2022 (the “Agreement”), between the Trust (as defined in the Agreement) and the Acquired Funds (as defined in the Agreement).
WHEREAS, the Acquired Funds listed on Schedule A of the Agreement may be amended pursuant to Section 7(b) of the Agreement;
WHEREAS, the Trust and the Acquired Funds wish to amend Schedule A of the Agreement to add an additional Acquired Fund to which the terms of the Agreement would apply;
NOW THEREFORE, in consideration of the foregoing premises, the list of Acquired Funds on Schedule A of the Agreement is hereby amended to add the closed-end management investment company, “ClearBridge Energy Midstream Opportunity Fund Inc.”
IN WITNESS WHEREOF, the parties have executed this Amendment as of the date first written above.
ACQUIRING FUNDS
ADVISORS DISCIPLINED TRUST ON BEHALF OF EACH OF ITS EXISTING AND FUTURE SERIES
By: Advisors Asset Management, Inc., on behalf of the Acquiring Funds
| By: | /s/ ▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ |
Name: ▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇
Title: Senior Vice President
ACQUIRED FUNDS
LMP CAPITAL AND INCOME FUND INC.
CLEARBRIDGE MLP & MIDSTREAM TOTAL RETURN FUND INC.
BRANDYWINEGLOBAL GLOBAL INCOME OPPORTUNITIES FUND INC.
WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC.
CLEARBRIDGE MLP & MIDSTREAM FUND INC.
CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC.
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| By: | /s/ ▇▇▇▇ ▇. TRUST |
Name: ▇▇▇▇ ▇▇▇▇▇
Title: President
▇▇▇▇▇▇▇▇▇ EMERGING MARKETS FUND
FRANKLIN UNIVERSAL TRUST
| By: | /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇▇ |
Name: ▇▇▇▇▇ ▇. ▇▇▇▇▇▇
Title: Vice President
| 2 |