FIRST AMENDMENT TO REGISTRATION RIGHTS AGREEMENT This First Amendment to Registration Rights Agreement (this "Amendment") is entered into as of August 9, 2001, by and among Red Robin Gourmet Burgers, Inc., a Delaware corporation ("RRGB"), Red Robin...
Exhibit 10.9
FIRST AMENDMENT
TO
REGISTRATION RIGHTS AGREEMENT
This First Amendment to Registration Rights Agreement (this
"Amendment") is entered into as of August 9, 2001, by and among Red ▇▇▇▇▇
Gourmet Burgers, Inc., a Delaware corporation ("RRGB"), Red ▇▇▇▇▇ International,
Inc., a Nevada corporation ("RRI"), the Persons, including Skylark Company,
Ltd., a Japan corporation ("Skylark"), listed in Schedule A hereto, RR
Investors, LLC, a Virginia limited liability company ("Investors I"), RR
Investors II, LLC, a Virginia limited liability company ("Investors II"), each
of the Persons listed in Schedule B hereto (the "Other Shareholders"), and each
of the Persons listed in Schedule C hereto (the "▇▇▇▇▇▇ Group Shareholders").
The parties hereto, other than RRGB, are collectively referred to herein as the
"Shareholders" and individually as a "Shareholder."
R E C I T A L S
- - - - - - - -
A. Pursuant to that certain Registration Rights Agreement, dated as of May
11, 2000, by and among RRI and the Shareholders, RRI granted certain
registration and other rights with respect to the common stock, $0.001 par value
per share, of RRI (the "Common Stock") owned by the Shareholders;
B. On January 23, 2001, RRI, RRGB and Red ▇▇▇▇▇ Merger Sub, Inc., a
Delaware corporation and a wholly owned subsidiary of RRGB ("RRMS"), entered
into a Merger Agreement (the "Merger Agreement") to provide for a corporate
reorganization of RRI whereby RRMS would be merged with and into RRI (the
"Merger"), with (a) RRI continuing as the surviving corporation of such merger,
and (b) each outstanding share (or any fraction thereof) of the Common Stock
being converted in such merger into a like number of shares of the common stock
of RRGB, par value $0.001 per share;
C. Concurrently with the consummation of the Merger in accordance with the
terms of the Merger Agreement, the parties hereto desire to enter into this
Amendment in order to provide that RRGB will replace RRI as a party to the
Registration Rights Agreement and will accept and assume all of the rights and
obligations of RRI set forth in the Registration Rights Agreement;
NOW, THEREFORE, taking into account the foregoing recitals, and in
consideration of the mutual covenants and agreements contained herein, and for
other good and valuable consideration, the receipt and sufficiency of which are
hereby acknowledged, the parties hereby agree as follows:
1. Joinder. RRGB hereby agrees (i) to replace RRI as a party to the
Registration Rights Agreement with the same force and effect as if it had been
an original signatory thereto, and (ii) to accept and assume all of the rights
and obligations of RRI set forth in the Registration Rights Agreement.
2. Amendment to Registration Rights Agreement. The Registration Rights
Agreement is amended by deleting each reference to "Red ▇▇▇▇▇ International,
Inc." and inserting "Red ▇▇▇▇▇ Gourmet Burgers, Inc." in its place, and by
deleting each reference to "the Company" and inserting "the Holding Company" in
its place.
3. Ratification of Registration Rights Agreement.
(a) Except as specifically amended by this Amendment, the Registration
Rights Agreement shall remain in full force and effect and the Shareholders
hereby reaffirm all of the provisions of the Registration Rights Agreement as
amended by this Amendment.
(b) On and after the date hereof, each reference in the Registration
Rights Agreement to "this Agreement", "hereunder", "hereof", "herein", or words
of similar import referring to the Registration Rights Agreement, and each
reference in any other document to the Registration Rights Agreement,
"thereunder", "thereof", or words of similar import referring to the
Registration Rights Agreement, will mean and be a reference to the Registration
Rights Agreement, as amended by this Amendment.
4. Governing Law. The validity, meaning and effect of this Amendment shall
be determined in accordance with the laws of the State of Colorado applicable to
contracts made and to be performed in that state.
5. Further Assurances. The parties hereto agree to execute such other
documents and perform such other acts as may be necessary or desirable to carry
out the purposes of this Amendment.
6. Counterparts. This Amendment may be executed in counterparts, each of
which when so executed and delivered shall be deemed to be an original for all
purposes, but all such counterparts shall constitute but one in the same
instrument.
[Remainder of Page Intentionally Left Blank]
2
IN WITNESS WHEREOF, the undersigned parties have caused this Amendment to
be duly executed and delivered as of the date set forth above.
RRGB:
RED ▇▇▇▇▇ GOURMET BURGERS, INC.,
a Delaware corporation
By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
-----------------------------------
Name:
Title
RRI:
RED ▇▇▇▇▇ INTERNATIONAL, INC.,
a Nevada corporation
By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
-----------------------------------
Name:
Title:
SHAREHOLDERS:
SKYLARK COMPANY, LTD.
By:___________________________________
Name:
Title:
GAISHOKU SYSTEM KENKYUJO
COMPANY, LTD.
By:___________________________________
Name:
Title:
3
IN WITNESS WHEREOF, the undersigned parties have caused this
Amendment to be duly executed and delivered as of the date set forth above.
RRGB:
RED ▇▇▇▇▇ GOURMET BURGERS, INC.,
a Delaware corporation
By:_______________________________
Name:
Title
RRI:
RED ▇▇▇▇▇ INTERNATIONAL, INC.,
a Nevada corporation
By:_______________________________
Name:
Title:
SHAREHOLDERS:
SKYLARK COMPANY, LTD.
By: /s/ Yasutaka Ito
-------------------------------
Name: Yasutaka Ito
Title: President
GAISHOKU SYSTEM KENKYUJO
COMPANY, LTD.
By: /s/ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇
-------------------------------
Name: ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇
Title: President
3
HIBARI GUAM CORPORATION
By: /s/ ▇. ▇▇▇▇▇▇▇▇▇
----------------------------------
Name: ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇
Title: President
RR INVESTORS, LLC
By:__________________________________
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, ▇▇.
President
RR INVESTORS II, LLC
By:__________________________________
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, ▇▇.
President
KIWAMU YOKOKAWA
/s/ Kiwamu Yokokawa
-------------------------------------
Kiwamu Yokokawa
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
_____________________________________
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
THE ▇▇▇▇▇▇▇ ▇▇▇▇▇▇
INTERVIVOS TRUST
_____________________________________
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, as trustee of the
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ Intervivos Trust
4
HIBARI GUAM CORPORATION
By:___________________________________
Name:
Title:
RR INVESTORS, LLC
By:___________________________________
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, ▇▇.
President
RR INVESTORS II, LLC
By:___________________________________
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, ▇▇.
President
KIWAMU YOKOKAWA
_______________________________________
Kiwamu Yokokawa
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
/s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
--------------------------------------
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
THE ▇▇▇▇▇▇▇ ▇▇▇▇▇▇
INTERVIVOS TRUST
______________________________________
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, as trustee of the
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ Intervivos Trust
4
HIBARI GUAM CORPORATION
By:___________________________________________
Name:
Title:
RR INVESTORS, LLC
By:/s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
-------------------------------------------
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, ▇▇.
President
RR INVESTORS II, LLC
By:/s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
-------------------------------------------
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, ▇▇.
President
KIWAMU YOKOKAWA
______________________________________________
Kiwamu Yokokawa
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
______________________________________________
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
THE ▇▇▇▇▇▇▇ ▇▇▇▇▇▇
INTERVIVOS TRUST
______________________________________________
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, as trustee of the
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ Intervivos Trust
4
HIBARI GUAM CORPORATION
By:____________________________________
Name:
Title:
RR INVESTORS, LLC
By:____________________________________
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, ▇▇.
President
RR INVESTORS II, LLC
By:____________________________________
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, ▇▇.
President
KIWAMU YOKOKAWA
_______________________________________
Kiwamu Yokokawa
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
_______________________________________
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
THE ▇▇▇▇▇▇▇ ▇▇▇▇▇▇
INTERVIVOS TRUST
/s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
---------------------------------------
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, as trustee of the
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ Intervivos Trust
4
THE ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
INTERVIVOS TRUST
/s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
---------------------------------------------
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, as trustee of The ▇▇▇▇▇▇ ▇.
▇▇▇▇▇▇ Intervivos Trust
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇
_____________________________________________
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇
▇▇▇▇▇▇ ▇▇▇▇▇▇▇
_____________________________________________
▇▇▇▇▇▇ ▇▇▇▇▇▇▇
SHAMROCK INVESTMENT COMPANY
_____________________________________________
Name:
Title:
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
_____________________________________________
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
▇▇▇▇▇▇▇ ▇▇▇▇▇▇
_____________________________________________
▇▇▇▇▇▇▇ ▇▇▇▇▇▇
5
THE ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
INTERVIVOS TRUST
_____________________________________________
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, as trustee of The ▇▇▇▇▇▇ ▇.
▇▇▇▇▇▇ Intervivos Trust
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇
/s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇
---------------------------------------------
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇
▇▇▇▇▇▇ ▇▇▇▇▇▇▇
/s/ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇
---------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇▇
SHAMROCK INVESTMENT COMPANY
_____________________________________________
Name:
Title:
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
_____________________________________________
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
▇▇▇▇▇▇▇ ▇▇▇▇▇▇
_____________________________________________
▇▇▇▇▇▇▇ ▇▇▇▇▇▇
5
THE ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
INTERVIVOS TRUST
_____________________________________________
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, as trustee of The ▇▇▇▇▇▇ ▇.
▇▇▇▇▇▇ Intervivos Trust
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇
_____________________________________________
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇
▇▇▇▇▇▇ ▇▇▇▇▇▇▇
_____________________________________________
▇▇▇▇▇▇ ▇▇▇▇▇▇▇
SHAMROCK INVESTMENT COMPANY
/s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
---------------------------------------------
Name:
Title:
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
/s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
---------------------------------------------
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
▇▇▇▇▇▇▇ ▇▇▇▇▇▇
/s/ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇
---------------------------------------------
▇▇▇▇▇▇▇ ▇▇▇▇▇▇
5
THE ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
INTERVIVOS TRUST
_____________________________________________
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, as trustee of The ▇▇▇▇▇▇ ▇.
▇▇▇▇▇▇ Intervivos Trust
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇
_____________________________________________
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇
▇▇▇▇▇▇ ▇▇▇▇▇▇▇
_____________________________________________
▇▇▇▇▇▇ ▇▇▇▇▇▇▇
SHAMROCK INVESTMENT COMPANY
/s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
---------------------------------------------
Name:
Title:
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
/s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
---------------------------------------------
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
▇▇▇▇▇▇▇ ▇▇▇▇▇▇
/s/ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇
---------------------------------------------
▇▇▇▇▇▇▇ ▇▇▇▇▇▇
5
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇
/s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇
---------------------------------------------
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇
▇.▇. ▇▇▇▇▇, ▇▇.
/s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ for ▇.▇. ▇▇▇▇▇, ▇▇.
---------------------------------------------
LV. ▇▇▇▇▇, ▇▇.
▇▇▇▇▇▇ ▇▇▇▇▇▇
_____________________________________________
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
6
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇
_____________________________________________
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇
▇.▇. ▇▇▇▇▇, ▇▇.
_____________________________________________
LV. ▇▇▇▇▇, ▇▇.
▇▇▇▇▇▇ ▇▇▇▇▇▇
/s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
---------------------------------------------
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
6
Schedule A
Skylark Holders
Skylark Co., Ltd.
Kiwamu Yokokawa
Gaishoku System Kenkyujo Company, Ltd.
Hibari Guam Corporation
7
Schedule B
Other Shareholders
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
8
Schedule C
▇▇▇▇▇▇ Group Shareholders
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ Intervivos Trust
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ Intervivos Trust
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇
▇▇▇▇▇▇ ▇▇▇▇▇▇▇
Shamrock Investment Company, a Washington general partnership
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
▇▇▇▇▇▇▇ ▇▇▇▇▇▇
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇
▇.▇. ▇▇▇▇▇, ▇▇.
9