AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT
Ex. 99.(h).3
AMENDMENT TO THE
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT
AMENDMENT made as of the 26th day of June, 2013 is made to the Amended and Restated Transfer Agency and Services Agreement dated July 1, 2011, as amended (the “Agreement”), by and between each investment company identified on Exhibit A of the Agreement (individually the “Fund” and collectively the “Funds”) and ▇▇▇▇ ▇▇▇▇▇▇▇ Signature Services, Inc. (“JHSS”).
WHEREAS, the parties to the Agreement desire to amend Exhibit A contained in the Agreement.
NOW, THEREFORE, in consideration of the mutual covenants hereinafter set forth, and intending to be legally bound, the parties agree the Agreement shall be amended as follows:
| 1. | CHANGE IN Exhibit A: |
Exhibit A of the Agreement is hereby amended and restated to add ▇▇▇▇ ▇▇▇▇▇▇▇ Global Conservative Absolute Return Fund and ▇▇▇▇ ▇▇▇▇▇▇▇ Global Short Duration Credit Fund, each a series of ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ Trust, as shown in Exhibit 1 hereto.
| 2. | EFFECTIVE DATE |
This Amendment shall become effective as of date first mentioned above.
| 3. | DEFINED TERMS |
Unless otherwise defined herein, capitalized terms used herein have the meanings specified in or pursuant to the Agreement.
| 4. | OTHER TERMS OF THE AGREEMENT |
Except as specifically amended hereby, all of the terms and conditions of the Agreement shall continue to be in full force and effect and shall be binding upon the parties in accordance with their respective terms.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf under their seals by and through their duly authorized officers, as of the day and year first above written.
| On Behalf of each Fund and Portfolio | ▇▇▇▇ ▇▇▇▇▇▇▇ Signature Services, Inc. |
| Listed on Exhibit A of the Agreement |
| By: | /s/ ▇▇▇▇ ▇▇▇▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇ |
| ▇▇▇▇ ▇▇▇▇▇▇▇▇ | Name: | ▇▇▇▇▇▇▇ ▇. ▇▇▇▇ | |
| President | Title: | Vice President and Chief Financial Officer |
Exhibit 1
Exhibit A
List of Funds and Portfolios
▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ Trust
▇▇▇▇ ▇▇▇▇▇▇▇ Global Conservative Absolute Return Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Global Short Duration Credit Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Government Income Fund
▇▇▇▇ ▇▇▇▇▇▇▇ High Yield Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Investment Grade Bond Fund
▇▇▇▇ ▇▇▇▇▇▇▇ California Tax-Free Income Fund
▇▇▇▇ ▇▇▇▇▇▇▇ California Tax-Free Income Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Capital Series
▇▇▇▇ ▇▇▇▇▇▇▇ Classic Value Fund
▇▇▇▇ ▇▇▇▇▇▇▇ U.S. Global Leaders Growth Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Current Interest
▇▇▇▇ ▇▇▇▇▇▇▇ Money Market Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Investment Trust
▇▇▇▇ ▇▇▇▇▇▇▇ Balanced Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Global Opportunities Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Large Cap Equity Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Small Cap Intrinsic Value Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Sovereign Investors Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Investment Trust II
▇▇▇▇ ▇▇▇▇▇▇▇ Financial Industries Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Regional Bank Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Small Cap Equity Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Investment Trust III
▇▇▇▇ ▇▇▇▇▇▇▇ Greater China Opportunities Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Municipal Securities Trust
▇▇▇▇ ▇▇▇▇▇▇▇ High Yield Municipal Bond Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Tax-Free Bond Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Series Trust
▇▇▇▇ ▇▇▇▇▇▇▇ Mid Cap Equity Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Sovereign Bond
▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Strategic Series
▇▇▇▇ ▇▇▇▇▇▇▇ Income Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Tax-Exempt Series Fund
▇▇▇▇ ▇▇▇▇▇▇▇ Massachusetts Tax-Free Income Fund
▇▇▇▇ ▇▇▇▇▇▇▇ New York Tax-Free Income Fund
Exhibit 1
▇▇▇▇ ▇▇▇▇▇▇▇ Funds III
Core High Yield Fund
Disciplined Value Fund
Disciplined Value Mid Cap Fund
Global Shareholder Yield Fund
International Allocation Portfolio
International Core Fund
International Growth Fund
International Value Equity Fund
Leveraged Companies Fund
Rainier Growth Fund
Small Company Fund
Small Cap Opportunities Fund
Strategic Growth Fund