FIRST AMENDMENT TO THE CUSTODY AGREEMENT
FIRST
AMENDMENT TO THE
THIS FIRST AMENDMENT dated as
of July 28, 2009, to the Custody Agreement, dated as of June 26, 2007 (the
"Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a
Delaware business trust, (the "Trust") on behalf of its series, the PMC Large Cap Growth Fund, the PMC
Large Cap Value Fund, the PMC Small Cap Core Fund, the PMC International Equity
Fund, the PMC Core Fixed Income Fund and U.S. BANK, N.A., a national
banking association organized and existing under the laws of the United States
of America (the “Custodian”).
RECITALS
WHEREAS, the parties have
entered into an Agreement; and
WHEREAS, the Trust and the
Custodian desire to add the PMC
Diversified Equity Fund; and
WHEREAS, Article 14.02 of the
Agreement allows for its amendment by a written instrument executed by both
parties.
NOW, THEREFORE, the parties
agree as follows:
Exhibit C
of the Agreement is hereby superseded and replaced with Exhibit C attached
hereto.
Except to
the extent amended hereby, the Agreement shall remain in full force and
effect.
IN WITNESS WHEREOF, the
parties hereto have caused this First Amendment to be executed by a duly
authorized officer on one or more counterparts as of the date and year first
written above.
| TRUST FOR PROFESSIONAL MANAGERS | U.S. BANK, N.A. |
|
By:
/s/ ▇▇▇▇ ▇.
▇▇▇▇▇▇
|
By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇ |
| Printed Name: ▇▇▇▇ ▇. ▇▇▇▇▇▇ | Printed Name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇ |
|
Title: Vice
President
|
Title: Vice President |
| 7/09 |
1
|
Exhibit
C
to
the
Separate
Series of Trust for Professional Managers
| Name of Series | Date Added |
|
PMC Large Cap Growth
Fund
|
July 24, 2007 |
| PMC Large Cap Value Fund | July 24, 2007 |
| PMC Small Cap Core Fund | July 24, 2007 |
| PMC International Equity Fund | July 24, 2007 |
| PMC Core Fixed Income Fund | July 24, 2007 |
| PMC Diversified Equity Fund | on or after July 28, 2009 |
| 7/09 |
2
|