EQ ADVISORS TRUST AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
Exhibit C
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
THIS AGREEMENT made and entered into this 9th day of December, 1997 by and between EQ Advisors Trust (“Trust”), an open-end management investment company, on behalf of each of its series specified in Appendix A (“Portfolios”) and EQ Financial Consultants, Inc., the investment manager for the Trust (“Manager”).
WHEREAS, the Manager acts as investment manager to each of the Portfolios and each Portfolio is advised by an investment adviser; and
WHEREAS, pursuant to the requirement of Rule 17g-1 of the Investment Company Act of 1940, as amended (the “1940 Act”), the Trust, on behalf of each Portfolio, and the Manager have obtained fidelity bond coverage as named parties (“Insureds”) under a joint insured fidelity bond, as amended from time to time to reflect any additions to Appendix A (“Bond”); and
WHEREAS, the Insureds, in order to be covered by a single fidelity bond, are required by Rule 17g-1 to be parties to an agreement that establishes the criteria by which premiums and recoveries under the Bond shall be allocated among the Portfolios.
NOW THEREFORE, it is agreed as follows:
1. Amount of Coverage Maintained. The amount of fidelity coverage under the Bond shall at all times be at least equal in the amount to the sum of (i) the total amount of coverage that the Trust, on behalf of each Portfolio, would have been required to provide and maintain individually pursuant to the schedule set forth in paragraph (d) of Rule 17g-1 under the 1940 Act had the Trust not been a named insured under the Bond, plus (ii) the amount of each bond that the Manager would have been required to provide and maintain pursuant to federal statutes or regulations had it not been a named insured under the Bond. The amount of fidelity coverage under the Bond shall be approved at least annually by the Board of Trustees of the Trust, including a majority of those Trustees who are not “interested persons” of the Trust as defined by Section 2(a)(19) of the 1940 Act.
2. Allocation of Recovery. In the event an actual pecuniary loss is suffered by any two or more of the Insureds under circumstances covered by the terms of the Bond, any recovery under the Bond shall be allocated among such Insureds as follows:
(a) If the total amount of coverage provided under the Bond exceeds or is equal to the amount of the combined total amount of loss suffered by the Insureds suffering loss, then each such Insured shall be entitled to recover the amount of its actual loss.
(b) If the amount of loss suffered by each Insured suffering loss exceeds its minimum coverage requirement as set forth in Section 1 hereof and the amount of such Insureds’ combined actual losses exceeds the total amount of coverage provided under the Bond, then each such Insured shall be entitled to recover (i) its minimum coverage requirement, and (ii) to the extent there exists any excess coverage, the proportion of such excess coverage that its minimum requirement bears to the amount of the combined minimum coverage requirements of the Insureds suffering actual loss; provided, however, that if the actual loss of any such Insureds is less than the sum of (i) and (ii) above, then such difference shall be recoverable by the other Insured or Insureds in proportion to their relative minimum coverage requirements.
(c) If (i) the amount of actual loss suffered by any Insured is less than or equal to its minimum coverage requirement, (ii) the amount of actual loss of another Insured or the other Insureds exceeds its or their minimum coverage requirement or requirements, and (iii) the amount of the combined actual losses of the Insureds exceeds the total amount of coverage provided under the Bond, then any Insured that has suffered an amount of actual loss less than or equal to its minimum coverage requirement shall be entitled to recover its actual loss. If only one other Insured has suffered actual loss, it shall be entitled to recover the remainder of the amount of the coverage under the bond. If more than one Insured has suffered actual loss in excess of the remaining coverage, then they shall allocate such remaining amount of coverage in accordance with paragraph (b) of this section 2.
3. Allocation of Premiums. No premium shall be paid under the Bond unless the Board of Trustees of the Trust, including a majority of those Trustees who are not “interested persons” of the Trust as defined by Section 2(a)(19) of the 1940 Act, shall approve the portion of the premium to be paid by the Trust, on behalf of each Portfolio. The premium payable on the Bond shall be allocated between the Trust and the Manager as determined by the Board of Trustees of the Trust.
4. Amendment. This Agreement may not be amended or modified in any manner except by a written agreement executed by the parties.
5. Filing with the Commission. A copy of this Agreement and any amendment thereto shall be filed with the Securities and Exchange Commission within 10 days after the execution thereof.
6. Applicable Law. This Agreement shall be construed and the provisions thereof interpreted under and in accordance with the laws of the State of New York.
7. Limitations of Liability of Trustees and Shareholders. A copy of the Agreement and Declaration of Trust, and any amendments thereto, are on file with the Secretary of State of Delaware, and it is hereby agreed that this Agreement is executed on behalf of the Trustees of the Trust as Trustees and not individually and that the obligations of this Agreement are not binding upon any of the Trustees, officers or shareholders of the Trust individually but are binding only upon the assets and property of the Trust.
IN WITNESS WHEREOF, EQ Advisors Trust, on behalf of each of its Portfolios, and EQ Financial Consultants, Inc., have caused this Agreement to be executed as of the day and year first written.
| EQ Advisors Trust, | EQ Financial Consultants, Inc. | |||||||
| on behalf of each of its Portfolios | ||||||||
| By: | /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||
| ▇▇▇▇▇ ▇. ▇▇▇▇▇ | ▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||||
| President and Trustee | Executive Vice President | |||||||
Appendix A
▇. ▇▇▇▇ Price International Stock Portfolio
▇. ▇▇▇▇ Price Equity Income Portfolio
EQ/▇▇▇▇▇▇ Growth & Income Value Portfolio
EQ/▇▇▇▇▇▇ International Equity Portfolio
EQ/▇▇▇▇▇▇ Investors Growth Portfolio
EQ/▇▇▇▇▇▇ Balanced Portfolio
MFS Research Portfolio
MFS Emerging Growth Companies Portfolio
▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Emerging Markets Equity Portfolio
Warburg Pincus Small Company Value Portfolio
▇▇▇▇▇▇▇ ▇▇▇▇▇ World Strategy Portfolio
▇▇▇▇▇▇▇ ▇▇▇▇▇ Basic Value Equity Portfolio
Lazard Large Cap Value Portfolio
Lazard Small Cap Value Portfolio
JPM Core Bond Portfolio
BT Small Company Index Portfolio
BT International Equity Index Portfolio
BT Equity 500 Index Portfolio
AMENDMENT NO. 1
TO
AMENDED AND RESTATED FIDELITY BOND SHARING
AMENDMENT NO. 1 to Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 1), dated as of December 31, 1998, between EQ Advisors Trust, a Delaware business trust (the “Trust”) and EQ Financial Consultants, Inc., a Delaware corporation (“EQ Financial”)
The Portfolios hereby agree to modify and amend the Amended and Restated Bond Sharing Agreement (the "Agreement") dated as of December 9, 1997 as follows:
1. New Portfolios. The MFS Growth with Income Portfolio, the EQ/Evergreen Foundation Portfolio and the EQ/Evergreen Portfolio, (the “New Portfolios”) shall be included as Portfolios in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement.
2. Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto.
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 1 as of the date first above set forth.
| EQ ADVISORS TRUST | EQ FINANCIAL CONSULTANTS, INC. | |||||||
| By: | /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | |||||
| ▇▇▇▇▇ ▇. ▇▇▇▇▇ | ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | |||||||
| President and Trustee | Chairman of the Board and | |||||||
| Chief Executive Officer | ||||||||
APPENDIX A
TO
AMENDMENT NO. 1
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
Portfolios
BT Equity 500 Index Portfolio
BT International Equity Index Portfolio
BT Small Company Index Portfolio
EQ/Evergreen Foundation
EQ/Evergreen Portfolio
EQ/MFS Growth with Income Portfolio
EQ/▇▇▇▇▇▇ Balanced Portfolio
EQ/▇▇▇▇▇▇ Growth & Income Value Portfolio
EQ/▇▇▇▇▇▇ International Equity Portfolio
EQ/▇▇▇▇▇▇ Investors Growth Portfolio
JPM Core Bond Portfolio
Lazard Large Cap Value Portfolio
Lazard Small Cap Value Portfolio
▇▇▇▇▇▇▇ ▇▇▇▇▇ Basic Value Equity Portfolio
▇▇▇▇▇▇▇ ▇▇▇▇▇ World Strategy Portfolio
MFS Emerging Growth Companies Portfolio
MFS Research Portfolio
▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Emerging Markets Equity Portfolio
▇. ▇▇▇▇ Price Equity Income Portfolio
▇. ▇▇▇▇ Price International Stock Portfolio
Warburg Pincus Small Company Value Portfolio
AMENDMENT NO. 2
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 2 to Amended and Restated Bond Sharing Agreement (“Amendment No. 1”), dated as of May 1, 1999, between EQ Advisors Trust, a Delaware business trust (the “Trust”) on behalf of each of its series specified in Appendix A attached hereto (the “Portfolios”) and EQ Financial Consultants, Inc., a Delaware corporation (“EQ Financial”).
The Portfolios hereby agree to modify and amend the Amended and Restated Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 as follows:
1. New Portfolios. The EQ/Alliance Premier Growth Portfolio, Capital Guardian Research Portfolio, Capital Guardian U.S. Equity Portfolio, Capital Guardian International Portfolio, (the “New Portfolios”) shall be included as Portfolios in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement.
2. Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto.
3. Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by EQ Financial.
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 2 as of the date first above set forth.
| EQ ADVISORS TRUST | EQ FINANCIAL CONSULTANTS, INC. | |||||||
| By: | /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | |||||
| ▇▇▇▇▇ ▇. ▇▇▇▇▇ | ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | |||||||
| President and Trustee | Chairman of the Board and | |||||||
| Chief Executive Officer | ||||||||
APPENDIX A
TO
AMENDMENT NO. 2
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
Portfolios
BT Equity 500 Index Portfolio
BT International Equity Index Portfolio
BT Small Company Index Portfolio
Capital Guardian Research Portfolio
Capital Guardian U.S. Equity Portfolio
Capital Guardian International Portfolio
EQ/Alliance Premier Growth Portfolio
EQ/Evergreen Foundation Portfolio
EQ/Evergreen Portfolio
EQ/▇▇▇▇▇▇ Balanced Portfolio
EQ/▇▇▇▇▇▇ Growth & Income Value Portfolio
EQ/▇▇▇▇▇▇ Investors Growth Portfolio
EQ/▇▇▇▇▇▇ International Equity Portfolio
JPM Core Bond Portfolio
Lazard Large Cap Value Portfolio
Lazard Small Cap Value Portfolio
▇▇▇▇▇▇▇ ▇▇▇▇▇ World Strategy Portfolio
▇▇▇▇▇▇▇ ▇▇▇▇▇ Basic Value Equity Portfolio
MFS Emerging Growth Companies Portfolio
MFS Growth with Income Portfolio
MFS Research Portfolio
▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Emerging Markets Equity Portfolio
▇. ▇▇▇▇ Price Equity Income Portfolio
▇. ▇▇▇▇ Price International Stock Portfolio
Warburg Pincus Small Company Value Portfolio
AMENDMENT NO. 3
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 3 to Amended and Restated Bond Sharing Agreement (“Amendment No. 3”), dated as of July 12, 1999, between EQ Advisors Trust, a Delaware business trust (the “Trust”) on behalf of each of its series specified in Appendix A attached hereto (the “Portfolios”) and EQ Financial Consultants, Inc., a Delaware corporation (“EQ Financial”).
The Portfolios hereby agree to modify and amend the Amended and Restated Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 as follows:
1. New Portfolios. The EQ/▇▇▇▇▇▇▇ Socially Responsible Portfolio, Alliance Money Market Portfolio, Alliance Intermediate Government Securities Portfolio, Alliance Quality Bond Portfolio, Alliance High Yield Portfolio, Alliance Common Stock Portfolio, Alliance Equity Index Portfolio, Alliance Growth and Income Portfolio, Alliance Global Portfolio, Alliance International Portfolio, Alliance Balanced Portfolio, Alliance Conservative Investors Portfolio, Alliance Growth Investors Portfolio, Alliance Aggressive Stock Portfolio and Alliance Small Cap Growth Portfolio, (the “New Portfolios”) shall be included as Portfolios in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement.
2. Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto.
3. Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by EQ Financial.
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 3 as of the date first above set forth.
| EQ ADVISORS TRUST | EQ FINANCIAL CONSULTANTS, INC. | |||||||
| By: | /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | |||||
| ▇▇▇▇▇ ▇. ▇▇▇▇▇ | ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | |||||||
| President and Trustee | Chairman of the Board and | |||||||
| Chief Executive Officer | ||||||||
APPENDIX A
TO
AMENDMENT NO. 3
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
Portfolios
Alliance Money Market Portfolio
Alliance Intermediate Government Securities Portfolio
Alliance Quality Bond Portfolio
Alliance High Yield Portfolio
Alliance Common Stock Portfolio
Alliance Equity Index Portfolio
Alliance Growth and Income Portfolio
Alliance Global Portfolio
Alliance International Portfolio
Alliance Balanced Portfolio
Alliance Conservative Investors Portfolio
Alliance Growth Investors Portfolio
Alliance Aggressive Stock Portfolio
Alliance Small Cap Growth Portfolio
BT Equity 500 Index Portfolio
BT International Equity Index Portfolio
BT Small Company Index Portfolio
▇▇▇▇▇▇▇ Socially Responsible Portfolio
Capital Guardian Research Portfolio
Capital Guardian U.S. Equity Portfolio
Capital Guardian International Portfolio
EQ/Alliance Premier Growth Portfolio
EQ/Evergreen Foundation Portfolio
EQ/Evergreen Portfolio
EQ/▇▇▇▇▇▇ Balanced Portfolio
EQ/▇▇▇▇▇▇ Growth & Income Value Portfolio
EQ/▇▇▇▇▇▇ Investors Growth Portfolio
EQ/▇▇▇▇▇▇ International Equity Portfolio
JPM Core Bond Portfolio
Lazard Large Cap Value Portfolio
Lazard Small Cap Value Portfolio
▇▇▇▇▇▇▇ ▇▇▇▇▇ World Strategy Portfolio
▇▇▇▇▇▇▇ ▇▇▇▇▇ Basic Value Equity Portfolio
MFS Emerging Growth Companies Portfolio
MFS Growth with Income Portfolio
MFS Research Portfolio
▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Emerging Markets Equity Portfolio
▇. ▇▇▇▇ Price Equity Income Portfolio
▇. ▇▇▇▇ Price International Stock Portfolio
Warburg Pincus Small Company Value Portfolio
AMENDMENT NO. 4
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 4 to Amended and Restated Bond Sharing Agreement (“Amendment No. 4”), dated as of May 1, 2000, between EQ Advisors Trust, a Delaware business trust (the “Trust”) on behalf of each of its series specified in Appendix A attached hereto (the “Portfolios”) and The Equitable Life Assurance Society of the United States (“Equitable”)
The Portfolios hereby agree to modify and amend the Amended and Restated Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 as follows:
1. Parties to the Agreement. As a result of the transfer of the Investment Management Agreement between the Trust and EQ Financial Consultants, Inc. to Equitable on September 17, 1999, the parties to the Amended and Restated Bond Sharing Agreement, and any amendments thereto after the date of such transfer, will be the Trust and Equitable.
2. New Portfolios. The EQ/Alliance Technology Portfolio, (the “New Portfolio”) shall be included as a Portfolio in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement.
3. Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto.
4. Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by Equitable.
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 4 as of the date first above set forth.
| EQ ADVISORS TRUST | THE EQUITABLE LIFE ASSURANCE | |||||||
| SOCIETY OF THE UNITED STATES | ||||||||
| By: | /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇ ▇. ▇’▇▇▇▇ | |||||
| ▇▇▇▇▇ ▇. ▇▇▇▇▇ | ▇▇▇▇▇ ▇. ▇’▇▇▇▇ | |||||||
| President and Trustee | Executive Vice President | |||||||
APPENDIX A
TO
AMENDMENT NO. 4
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
Portfolios
EQ/Aggressive Stock Portfolio
EQ/Balanced Portfolio
EQ/Alliance Technology Portfolio
Alliance Money Market Portfolio
Alliance Intermediate Government Securities Portfolio
Alliance Quality Bond Portfolio
Alliance High Yield Portfolio
Alliance Common Stock Portfolio
Alliance Equity Index Portfolio
Alliance Growth and Income Portfolio
Alliance Global Portfolio
Alliance International Portfolio
Alliance Conservative Investors Portfolio
Alliance Growth Investors Portfolio
Alliance Small Cap Growth Portfolio
EQ/Alliance Premier Growth Portfolio
BT Equity 500 Index Portfolio
BT International Equity Index Portfolio
BT Small Company Index Portfolio
Capital Guardian Research Portfolio
Capital Guardian U.S. Equity Portfolio
Capital Guardian International Portfolio
▇▇▇▇▇▇▇ Socially Responsible Portfolio
EQ/Evergreen Foundation Portfolio
EQ/Evergreen Portfolio
EQ/▇▇▇▇▇▇ Balanced Portfolio
EQ/▇▇▇▇▇▇ Growth & Income Value Portfolio
EQ/▇▇▇▇▇▇ Investors Growth Portfolio
EQ/▇▇▇▇▇▇ International Equity Portfolio
▇.▇. ▇▇▇▇▇▇ Core Bond Portfolio
Lazard Large Cap Value Portfolio
Lazard Small Cap Value Portfolio
Mercury World Strategy Portfolio
Mercury Basic Value Equity Portfolio
MFS Emerging Growth Companies Portfolio
MFS Growth with Income Portfolio
MFS Research Portfolio
▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Emerging Markets Equity Portfolio
▇. ▇▇▇▇ Price Equity Income Portfolio
▇. ▇▇▇▇ Price International Stock Portfolio
Warburg Pincus Small Company Value Portfolio
AMENDMENT NO. 5
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 5 to Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 5”), dated as of September 1, 2000, between EQ Advisors Trust, a Delaware business trust (the “Trust”) on behalf of each of its series specified in Appendix A attached hereto (the “Portfolios”) and The Equitable Life Assurance Society of the United States (“Equitable”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 as follows:
1. New Portfolios. The EQ/AXP New Dimensions Portfolio, EQ/AXP Strategy Aggressive Portfolio, FI Mid Cap Portfolio and the EQ/Janus Large Cap Growth Portfolio (the “New Portfolios”) shall be included as Portfolios in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement.
2. Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto.
3. Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by Equitable.
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 5 as of the date first above set forth.
| EQ ADVISORS TRUST | THE EQUITABLE LIFE ASSURANCE | |||||||
| SOCIETY OF THE UNITED STATES | ||||||||
| By: | /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇ ▇. ▇’▇▇▇▇ | |||||
| ▇▇▇▇▇ ▇. ▇▇▇▇▇ | ▇▇▇▇▇ ▇. ▇’▇▇▇▇ | |||||||
| President and Trustee | Executive Vice President | |||||||
APPENDIX A
TO
AMENDMENT NO. 5
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
Portfolios
Alliance Common Stock Portfolio
Alliance Conservative Investors Portfolio
Alliance Global Portfolio
Alliance Growth and Income Portfolio
Alliance Growth Investors Portfolio
Alliance High Yield Portfolio
Alliance Intermediate Government Securities Portfolio
Alliance International Portfolio
Alliance Money Market Portfolio
Alliance Quality Bond Portfolio
Alliance Small Cap Growth Portfolio
EQ/Aggressive Stock Portfolio
(fka Alliance Aggressive Stock Portfolio)
EQ/Alliance Premier Growth Portfolio
EQ/Alliance Technology Portfolio
EQ/AXP New Dimensions Portfolio
EQ/AXP Strategy Aggressive Portfolio
EQ/Balanced Portfolio
(fka Alliance Balanced Portfolio)
▇▇▇▇▇▇▇ Socially Responsible Portfolio
Capital Guardian International Portfolio
Capital Guardian Research Portfolio
Capital Guardian U.S. Equity Portfolio
EQ Equity 500 Index Portfolio*
(fka Alliance Equity Index Portfolio)
EQ/Evergreen Foundation Portfolio
EQ/Evergreen Portfolio
FI Mid Cap Portfolio
FI Small/Mid Cap Value Portfolio
(fka Warburg Pincus Small Company Value Portfolio)
EQ International Equity Index Portfolio*
(fka BT International Equity Index Portfolio)
EQ/Janus Large Cap Growth Portfolio
▇.▇. ▇▇▇▇▇▇ Core Bond Portfolio
(fka JPM Core Bond Portfolio)
Lazard Large Cap Value Portfolio
Lazard Small Cap Value Portfolio
Mercury World Strategy Portfolio
(fka ▇▇▇▇▇▇▇ ▇▇▇▇▇ World Strategy Portfolio)
Mercury Basic Value Equity Portfolio
(fka ▇▇▇▇▇▇▇ ▇▇▇▇▇ Value Equity Portfolio)
MFS Emerging Growth Companies Portfolio
MFS Growth with Income Portfolio
MFS Research Portfolio
▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Emerging Markets Equity Portfolio
EQ/▇▇▇▇▇▇ Balanced Portfolio
EQ/▇▇▇▇▇▇ Growth & Income Value Portfolio
EQ/▇▇▇▇▇▇ Investors Growth Portfolio
EQ/▇▇▇▇▇▇ International Equity Portfolio
EQ Small Company Index Portfolio*
(fka BT Small Company Index Portfolio)
▇. ▇▇▇▇ Price Equity Income Portfolio
▇. ▇▇▇▇ Price International Stock Portfolio
| * | Name Change Effective October 6, 2000. |
AMENDMENT NO. 6
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 6 to Amended and Restated Bond Sharing Agreement (“Amendment No. 6”), dated as of September 1, 2001, between EQ Advisors Trust, a Delaware business trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Advisors, LLC (“Delaware limited liability company”).
The Portfolios hereby agree to modify and amend the Amended and Restated Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 as follows:
1. New Portfolio. The EQ/▇▇▇▇▇▇▇ Focus Portfolio (“New Portfolio”) shall be included as a Portfolio in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement.
2. Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto.
3. Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by AXA Advisors, LLC.
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 6 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA ADVISORS, LLC | |||||||
| By: | /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | |||||
| ▇▇▇▇▇ ▇. ▇▇▇▇▇ | ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | |||||||
| President and Trustee | Chairman of the Board and | |||||||
| Chief Executive Officer | ||||||||
APPENDIX A
AMENDMENT NO. 6
TO THE AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
PORTFOLIOS*
EQ/Alliance Common Stock Portfolio
EQ/Alliance Global Portfolio
EQ/Alliance Growth and Income Portfolio
EQ/Alliance Growth Investors Portfolio
EQ/Alliance High Yield Portfolio
EQ/Alliance Intermediate Government Securities Portfolio
EQ/Alliance International Portfolio
EQ/Alliance Money Market Portfolio
EQ/Alliance Quality Bond Portfolio
EQ/Aggressive Stock Portfolio
(fka Alliance Aggressive Stock Portfolio)
EQ/Alliance Premier Growth Portfolio
EQ/Alliance Small Cap Growth Portfolio
EQ/Alliance Technology Portfolio
EQ/AXP New Dimensions Portfolio
EQ/AXP Strategy Aggressive Portfolio
EQ/▇▇▇▇▇▇▇▇▇ Diversified Value Portfolio
(fka Lazard Large Cap Value Portfolio)
EQ/Balanced Portfolio
(fka Alliance Balanced Portfolio)
EQ/▇▇▇▇▇▇▇ Socially Responsible Portfolio
EQ/Capital Guardian International Portfolio
EQ/Capital Guardian Research Portfolio
EQ/Capital Guardian U.S. Equity Portfolio
EQ/Equity 500 Index Portfolio
(fka Alliance Equity Index Portfolio)
EQ/Evergreen Omega Portfolio
(fka Evergreen Portfolio)
EQ/FI Mid Cap Portfolio
EQ/FI Small/Mid Cap Value Portfolio
(fka Warburg Pincus Small Company Value Portfolio)
EQ/International Equity Index Portfolio
(fka International Equity Index Portfolio)
EQ/▇.▇. ▇▇▇▇▇▇ Core Bond Portfolio
(fka JPM Core Bond Portfolio)
EQ/Lazard Small Cap Value Portfolio
EQ/▇▇▇▇▇▇▇ Focus Portfolio
EQ/Mercury Basic Value Equity Portfolio
(fka ▇▇▇▇▇▇▇ ▇▇▇▇▇ Value Equity Portfolio)
EQ/MFS Emerging Growth Companies Portfolio
EQ/MFS Investors Trust Portfolio
(fka MFS Growth with Income Portfolio)
EQ/MFS Research Portfolio
EQ/▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Emerging Markets Equity Portfolio
EQ/▇▇▇▇▇▇ Balanced Portfolio
EQ/▇▇▇▇▇▇ Growth & Income Value Portfolio
EQ/▇▇▇▇▇▇ Investors Growth Portfolio
EQ/▇▇▇▇▇▇ International Equity Portfolio
EQ/Small Company Index Portfolio
EQ/▇. ▇▇▇▇ Price International Stock Portfolio
| * | Effective May 18, 2001, the EQ Advisors Trust Portfolio names will include “EQ/”. |
AMENDMENT NO. 7
TO THE AMENDED AND
RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 7 to Amended and Restated Bond Sharing Agreement (“Amendment No. 7”), dated as of December 9, 2002, between EQ Advisors Trust, a Delaware business trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Advisors, LLC (“Delaware limited liability company”).
The Portfolios hereby agree to modify and amend the Amended and Restated Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 as follows:
| 1. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
| 2. | Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by The Equitable Life Assurance Society of the United States (“Equitable”) or its affiliates. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 7 as of the date first above set forth.
| EQ ADVISORS TRUST | THE EQUITABLE LIFE ASSURANCE | |||||||
| SOCIETY OF THE UNITED STATES | ||||||||
| By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||
| ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | ▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||||
| President | Executive Vice President and Chief Investment Officer | |||||||
APPENDIX A
AMENDMENT NO. 7
TO THE AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
PORTFOLIOS*
EQ/Alliance Common Stock Portfolio
EQ/Alliance Growth and Income Portfolio
EQ/ High Yield Portfolio
EQ/Alliance Intermediate Government Securities Portfolio
EQ/Alliance International Portfolio
EQ/Money Market Portfolio
(name change as of November 22, 2002)
EQ/Alliance Quality Bond Portfolio
EQ/Aggressive Stock Portfolio
(fka Alliance Aggressive Stock Portfolio)
EQ/Alliance Premier Growth Portfolio
EQ/Alliance Small Cap Growth Portfolio
EQ/Alliance Technology Portfolio
EQ/▇▇▇▇▇▇▇▇▇ Diversified Value Portfolio
(fka Lazard Large Cap Value Portfolio)
EQ/Balanced Portfolio
(fka Alliance Balanced Portfolio)
EQ/▇▇▇▇▇▇▇ Socially Responsible Portfolio
EQ/Capital Guardian International Portfolio
EQ/Capital Guardian Research Portfolio
EQ/Capital Guardian U.S. Equity Portfolio
EQ/Equity 500 Index Portfolio
(fka Alliance Equity Index Portfolio)
EQ/Evergreen Omega Portfolio
(fka Evergreen Portfolio)
EQ/FI Mid Cap Portfolio
EQ/FI Small/Mid Cap Value Portfolio
(fka Warburg Pincus Small Company Value Portfolio)
EQ/International Equity Index Portfolio
(fka BT International Equity Index Portfolio)
EQ/▇.▇. ▇▇▇▇▇▇ Core Bond Portfolio
(fka JPM Core Bond Portfolio)
EQ/Lazard Small Cap Value Portfolio
EQ/▇▇▇▇▇▇▇ Focus Portfolio
EQ/Mercury Basic Value Equity Portfolio
(fka ▇▇▇▇▇▇▇ ▇▇▇▇▇ Value Equity Portfolio)
EQ/MFS Emerging Growth Companies Portfolio
EQ/MFS Investors Trust Portfolio
(fka MFS Growth with Income Portfolio)
EQ/Emerging Markets Equity Portfolio
EQ/▇▇▇▇▇▇ Growth & Income Value Portfolio
EQ/▇▇▇▇▇▇ Voyager Portfolio
(fka EQ/▇▇▇▇▇▇ Investors Growth Portfolio)
EQ/▇▇▇▇▇▇ International Equity Portfolio
EQ/Small Company Index Portfolio
(fka BT Small Company Index Portfolio)
| * | Effective May 18, 2001, the EQ Advisors Trust Portfolio names will include “EQ/”. |
AMENDMENT NO. 8
TO THE AMENDED AND
RESTATED FIDELITY BOND SHARING AGREEMENT
Amendment No. 8 to Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 8”), dated as of May 2, 2003, between EQ Advisors Trust, a Delaware business trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Advisors, LLC (“Delaware limited liability company”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 and as amended by Amendment No.1 dated December 31, 1998, Amendment No.2 dated as of May 1, 1999, Amendment No. 3 dated as of July 12, 1999, Amendment No. 4 dated as of May 1, 2000, Amendment No. 5 dated as of September 1, 2000, Amendment No. 6 dated as of September 1, 2001 and Amendment No. 7 dated as of December 9, 2002 as follows:
| 1. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
| 2. | Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by The Equitable Life Assurance Society of the United States (“Equitable”) or its affiliates. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 8 as of the date first above set forth.
| EQ ADVISORS TRUST | THE EQUITABLE LIFE ASSURANCE | |||||||
| SOCIETY OF THE UNITED STATES | ||||||||
| By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||
| ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | ▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||||
| President | Executive Vice President and | |||||||
| Chief Investment Officer | ||||||||
APPENDIX A
AMENDMENT NO. 8
TO THE AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
PORTFOLIOS*
EQ/Alliance Common Stock Portfolio
EQ/Alliance Growth and Income Portfolio
EQ/ High Yield Portfolio
EQ/Alliance Intermediate Government Securities Portfolio
EQ/Alliance International Portfolio
EQ/Money Market Portfolio
(name change as of November 22, 2002)
EQ/Alliance Quality Bond Portfolio
EQ/Aggressive Stock Portfolio
(fka Alliance Aggressive Stock Portfolio)
EQ/Alliance Premier Growth Portfolio
EQ/Alliance Small Cap Growth Portfolio
EQ/Alliance Technology Portfolio
EQ/▇▇▇▇▇▇▇▇▇ Diversified Value Portfolio
(fka Lazard Large Cap Value Portfolio)
EQ/Balanced Portfolio
(fka Alliance Balanced Portfolio)
EQ/▇▇▇▇▇▇▇ Socially Responsible Portfolio
EQ/Capital Guardian International Portfolio
EQ/Capital Guardian Research Portfolio
EQ/Capital Guardian U.S. Equity Portfolio
EQ/Equity 500 Index Portfolio
(fka Alliance Equity Index Portfolio)
EQ/Evergreen Omega Portfolio
(fka Evergreen Portfolio)
EQ/FI Mid Cap Portfolio
EQ/FI Small/Mid Cap Value Portfolio
(fka Warburg Pincus Small Company Value Portfolio)
EQ/Janus Large Cap Growth Portfolio
EQ/▇.▇. ▇▇▇▇▇▇ Core Bond Portfolio
(fka JPM Core Bond Portfolio)
EQ/Lazard Small Cap Value Portfolio
EQ/▇▇▇▇▇▇▇ Focus Portfolio
EQ/Mercury Basic Value Equity Portfolio
(fka ▇▇▇▇▇▇▇ ▇▇▇▇▇ Value Equity Portfolio)
EQ/MFS Emerging Growth Companies Portfolio
EQ/MFS Investors Trust Portfolio
(fka MFS Growth with Income Portfolio)
EQ/Emerging Markets Equity Portfolio
EQ/▇▇▇▇▇▇ Growth & Income Value Portfolio
EQ/▇▇▇▇▇▇ Voyager Portfolio
(fka EQ/▇▇▇▇▇▇ Investors Growth Portfolio)
EQ/▇▇▇▇▇▇ International Equity Portfolio
EQ/Small Company Index Portfolio
(fka BT Small Company Index Portfolio)
| * | Effective May 18, 2001, the EQ Advisors Trust Portfolio names will include “EQ/”. |
AMENDMENT NO. 9
TO THE AMENDED AND
RESTATED FIDELITY BOND SHARING AGREEMENT
Amendment No. 9 to Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 9”), dated as of July 9, 2004, between EQ Advisors Trust, a Delaware business trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Advisors, LLC (“Delaware limited liability company”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 and as amended by Amendment No.1 dated December 31, 1998, Amendment No.2 dated as of May 1, 1999, Amendment No. 3 dated as of July 12, 1999, Amendment No. 4 dated as of May 1, 2000, Amendment No. 5 dated as of September 1, 2000, Amendment No. 6 dated as of September 1, 2001 and Amendment No. 7 dated as of December 9, 2002, and Amendment No. 8 dated as of May 2, 2004 as follows:
| 1. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
| 2. | Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by The Equitable Life Assurance Society of the United States (“Equitable”) or its affiliates. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 9 as of the date first above set forth.
| EQ ADVISORS TRUST | THE EQUITABLE LIFE ASSURANCE | |||||||
| SOCIETY OF THE UNITED STATES | ||||||||
| By: | /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||
| ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ | ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||||
| Chief Financial Officer | Senior Vice President | |||||||
APPENDIX A
AMENDMENT NO. 9
TO THE AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
PORTFOLIOS*
EQ/Alliance Common Stock Portfolio
EQ/Alliance Growth and Income Portfolio
EQ/Alliance Intermediate Government Securities Portfolio
EQ/Alliance International Portfolio
EQ/Money Market Portfolio
(name change as of November 22, 2002)
EQ/Alliance Quality Bond Portfolio
EQ/Alliance Premier Growth Portfolio
EQ/Alliance Small Cap Growth Portfolio
EQ/▇▇▇▇▇▇▇▇▇ Diversified Value Portfolio
(fka Lazard Large Cap Value Portfolio)
EQ/▇▇▇▇▇▇▇ Socially Responsible Portfolio
EQ/Capital Guardian International Portfolio
EQ/Capital Guardian Research Portfolio
EQ/Capital Guardian U.S. Equity Portfolio
EQ/Enterprise Capital Appreciation Portfolio
EQ/Enterprise Deep Value Portfolio
EQ/Enterprise Equity Income Portfolio
EQ/Enterprise Equity Portfolio
EQ/Enterprise Global Socially Responsive Portfolio
EQ/Enterprise Growth and Income Portfolio
EQ/Enterprise Growth Portfolio
EQ/Enterprise High Yield Bond Portfolio
EQ/Enterprise International Growth Portfolio
EQ/Enterprise Managed Portfolio
EQ/Enterprise Mergers and Acquisitions Portfolio
EQ/Enterprise Multi-Cap Growth Portfolio
EQ/Enterprise Short Duration Bond Portfolio
EQ/Enterprise Small Company Growth Portfolio
EQ/Enterprise Small Company Value Portfolio
EQ/Enterprise Total Return Portfolio
EQ/Emerging Markets Equity Portfolio
EQ/Equity 500 Index Portfolio
(fka Alliance Equity Index Portfolio)
EQ/Evergreen Omega Portfolio
(fka Evergreen Portfolio)
EQ/FI Mid Cap Portfolio
EQ/FI Small/Mid Cap Value Portfolio
(fka Warburg Pincus Small Company Value Portfolio)
EQ/Janus Large Cap Growth Portfolio
EQ/▇.▇. ▇▇▇▇▇▇ Core Bond Portfolio
(fka JPM Core Bond Portfolio)
EQ/Lazard Small Cap Value Portfolio
EQ/▇▇▇▇▇▇▇ Focus Portfolio
EQ/Mercury Basic Value Equity Portfolio
(fka ▇▇▇▇▇▇▇ ▇▇▇▇▇ Value Equity Portfolio)
EQ/Mercury International Value Portfolio
(fka EQ/▇▇▇▇▇▇ International Equity Portfolio)
EQ/MFS Emerging Growth Companies Portfolio
EQ/MFS Investors Trust Portfolio
(fka MFS Growth with Income Portfolio)
EQ/MONY Diversified Portfolio
EQ/MONY Equity Income Portfolio
EQ/MONY Equity Growth Portfolio
EQ/MONY Government Securities Portfolio
| EQ/MONY | Intermediate Term Bond Portfolio |
EQ/MONY Long Term Bond Portfolio
EQ/MONY Money Market Portfolio
EQ/▇▇▇▇▇▇ Growth & Income Value Portfolio
EQ/▇▇▇▇▇▇ Voyager Portfolio
(fka EQ/▇▇▇▇▇▇ Investors Growth Portfolio)
EQ/Small Company Index Portfolio
(fka BT Small Company Index Portfolio)
* Effective May 18, 2001, the EQ Advisors Trust Portfolio names include “EQ/”.
AMENDMENT NO. 10
TO THE AMENDED AND
RESTATED FIDELITY BOND SHARING AGREEMENT
Amendment No. 10 to Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 10”), dated as of October 1, 2004, between EQ Advisors Trust, a Delaware business trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Advisors, LLC (“Delaware limited liability company”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 and as amended by Amendment No.1 dated December 31, 1998, Amendment No.2 dated as of May 1, 1999, Amendment No. 3 dated as of July 12, 1999, Amendment No. 4 dated as of May 1, 2000, Amendment No. 5 dated as of September 1, 2000, Amendment No. 6 dated as of September 1, 2001 and Amendment No. 7 dated as of December 9, 2002, Amendment No. 8 dated as of May 2, 2004 and Amendment No. 9 dated as of July 9, 2004 as follows:
| 1. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
| 2. | Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by The Equitable Life Assurance Society of the United States (“Equitable”) or its affiliates. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 10 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||
| ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ | ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||||
| Chief Financial Officer | Senior Vice President | |||||||
APPENDIX A
AMENDMENT NO. 10
TO THE AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
PORTFOLIOS*
EQ/Alliance Common Stock Portfolio
EQ/Alliance Growth and Income Portfolio
EQ/Alliance Intermediate Government Securities Portfolio
EQ/Alliance International Portfolio
EQ/Money Market Portfolio
(name change as of November 22, 2002)
EQ/Alliance Quality Bond Portfolio
EQ/Alliance Premier Growth Portfolio
EQ/Alliance Small Cap Growth Portfolio
EQ/▇▇▇▇▇▇▇▇▇ Diversified Value Portfolio
(fka Lazard Large Cap Value Portfolio)
EQ/▇▇▇▇▇▇▇ Socially Responsible Portfolio
EQ/Capital Guardian International Portfolio
EQ/Capital Guardian Research Portfolio
EQ/Capital Guardian U.S. Equity Portfolio
EQ/Enterprise Capital Appreciation Portfolio
EQ/Enterprise Deep Value Portfolio
EQ/Enterprise Equity Income Portfolio
EQ/Enterprise Equity Portfolio
EQ/Enterprise Global Socially Responsive Portfolio
EQ/Enterprise Growth and Income Portfolio
EQ/Enterprise Growth Portfolio
EQ/Enterprise High Yield Bond Portfolio
EQ/Enterprise International Growth Portfolio
EQ/Enterprise Managed Portfolio
EQ/Enterprise Mergers and Acquisitions Portfolio
EQ/Enterprise Multi-Cap Growth Portfolio
EQ/Enterprise Short Duration Bond Portfolio
EQ/Enterprise Small Company Growth Portfolio
EQ/Enterprise Small Company Value Portfolio
EQ/Enterprise Total Return Portfolio
EQ/Emerging Markets Equity Portfolio
EQ/Equity 500 Index Portfolio
(fka Alliance Equity Index Portfolio)
EQ/Evergreen Omega Portfolio
(fka Evergreen Portfolio)
EQ/FI Mid Cap Portfolio
EQ/FI Small/Mid Cap Value Portfolio
(fka Warburg Pincus Small Company Value Portfolio)
EQ/Janus Large Cap Growth Portfolio
EQ/▇.▇. ▇▇▇▇▇▇ Core Bond Portfolio
(fka JPM Core Bond Portfolio)
EQ/Lazard Small Cap Value Portfolio
EQ/▇▇▇▇▇▇▇ Focus Portfolio
EQ/Mercury Basic Value Equity Portfolio
(fka ▇▇▇▇▇▇▇ ▇▇▇▇▇ Value Equity Portfolio)
EQ/Mercury International Value Portfolio
(fka EQ/▇▇▇▇▇▇ International Equity Portfolio)
EQ/MFS Emerging Growth Companies Portfolio
EQ/MFS Investors Trust Portfolio
(fka MFS Growth with Income Portfolio)
EQ/MONY Diversified Portfolio
EQ/MONY Equity Income Portfolio
EQ/MONY Equity Growth Portfolio
EQ/MONY Government Securities Portfolio
EQ/MONY Intermediate Term Bond Portfolio
EQ/MONY Long Term Bond Portfolio
EQ/MONY Money Market Portfolio
EQ/▇▇▇▇▇▇ Growth & Income Value Portfolio
EQ/▇▇▇▇▇▇ Voyager Portfolio
(fka EQ/▇▇▇▇▇▇ Investors Growth Portfolio)
EQ/Small Company Index Portfolio
(fka BT Small Company Index Portfolio)
EQ/▇▇▇▇▇ Fargo ▇▇▇▇▇▇▇▇▇▇ Small Cap Portfolio
| * | Effective May 18, 2001, the EQ Advisors Trust Portfolio names will include “EQ/”. |
AMENDMENT NO. 11
TO THE AMENDED AND
RESTATED FIDELITY BOND SHARING AGREEMENT
Amendment No. 11 to Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 10”), dated as of May 1, 2005, between EQ Advisors Trust, a Delaware business trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Advisors, LLC (“Delaware limited liability company”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 and as amended by Amendment No.1 dated December 31, 1998, Amendment No.2 dated as of May 1, 1999, Amendment No. 3 dated as of July 12, 1999, Amendment No. 4 dated as of May 1, 2000, Amendment No. 5 dated as of September 1, 2000, Amendment No. 6 dated as of September 1, 2001 and Amendment No. 7 dated as of December 9, 2002, Amendment No. 8 dated as of May 2, 2004, Amendment No. 9 dated as of July 9, 2004, and Amendment No. 10 dated as of October 1, 2004 as follows:
| 1. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
| 2. | Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by The Equitable Life Assurance Society of the United States (“Equitable”) or its affiliates. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 11 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||
| ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ | ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||||
| Chief Financial Officer | Senior Vice President | |||||||
APPENDIX A
AMENDMENT NO. 11
TO THE AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
PORTFOLIOS*
EQ/Alliance Common Stock Portfolio
EQ/Alliance Growth and Income Portfolio
EQ/Alliance Intermediate Government Securities Portfolio
EQ/Alliance International Portfolio
EQ/Money Market Portfolio
(fka EQ/Alliance Money Market Portfolio)
EQ/Alliance Quality Bond Portfolio
EQ/Alliance Premier Growth Portfolio
EQ/Alliance Small Cap Growth Portfolio
EQ/▇▇▇▇▇▇▇▇▇ Diversified Value Portfolio
(fka Lazard Large Cap Value Portfolio)
EQ/Bear ▇▇▇▇▇▇▇ Small Company Growth Portfolio
(fka EQ/Enterprise Small Company Growth Portfolio)
EQ/Boston Advisors Equity Income Portfolio
(fka EQ/Enterprise Equity Income Portfolio)
EQ/▇▇▇▇▇▇▇ Socially Responsible Portfolio
EQ/Capital Guardian International Portfolio
EQ/Capital Guardian Research Portfolio
EQ/Capital Guardian U.S. Equity Portfolio
EQ/Capital Guardian Growth Portfolio
(fka EQ/▇▇▇▇▇▇ Voyager Portfolio)
EQ/▇▇▇▇▇▇▇-▇▇▇▇▇▇ High Yield Bond
(fka EQ/Enterprise High Yield Bond Portfolio)
EQ/Enterprise Capital Appreciation Portfolio
EQ/Enterprise Deep Value Portfolio
EQ/Enterprise Global Socially Responsive Portfolio
EQ/Enterprise International Growth Portfolio
EQ/Enterprise Managed Portfolio
EQ/Enterprise Multi-Cap Growth Portfolio
EQ/Equity 500 Index Portfolio
(fka Alliance Equity Index Portfolio)
EQ/Evergreen Omega Portfolio
(fka Evergreen Portfolio)
EQ/FI Mid Cap Portfolio
EQ/FI Small/Mid Cap Value Portfolio
(fka Warburg Pincus Small Company Value Portfolio)
EQ/Gabelli Mergers and Acquisitions Portfolio
(fka EQ/Enterprise Mergers and Acquisitions Portfolio)
EQ/Gabelli Small Company Value Portfolio
EQ/Enterprise Small Company Value Portfolio)
EQ/Janus Large Cap Growth Portfolio
EQ/▇.▇. ▇▇▇▇▇▇ Core Bond Portfolio
(fka JPM Core Bond Portfolio)
EQ/▇▇ ▇▇▇▇▇▇ Value Opportunities
(fka EQ/▇▇▇▇▇▇ Growth and Income Portfolio)
EQ/Lazard Small Cap Value Portfolio
EQ/Lord ▇▇▇▇▇▇ Growth and Income Portfolio
EQ/Lord ▇▇▇▇▇▇ Mid Cap Value Portfolio
EQ/Lord ▇▇▇▇▇▇ Large Cap Core Portfolio
EQ/▇▇▇▇▇▇▇ Focus Portfolio
EQ/Mercury Basic Value Equity Portfolio
(fka ▇▇▇▇▇▇▇ ▇▇▇▇▇ Value Equity Portfolio)
EQ/Mercury International Value Portfolio
(fka EQ/▇▇▇▇▇▇ International Equity Portfolio)
EQ/MFS Emerging Growth Companies Portfolio
EQ/MFS Investors Trust Portfolio
(fka MFS Growth with Income Portfolio)
EQ/Montag & ▇▇▇▇▇▇▇▇ Growth Portfolio
(fka EQ/Enterprise Growth Portfolio)
EQ/MONY Diversified Portfolio
EQ/MONY Equity Income Portfolio
EQ/MONY Equity Growth Portfolio
EQ/ Government Securities Portfolio
(fka EQ/MONY Government Securities Portfolio)
EQ/ Intermediate Term Bond Portfolio
(fka EQ/MONY Intermediate Term Bond Portfolio)
EQ/ Long Term Bond Portfolio
(fka EQ/MONY Long Term Bond Portfolio)
EQ/ Money Market Portfolio
(fka EQ/MONY Money Market Portfolio)
EQ/PIMCO Real Return Portfolio
(fka EQ/Enterprise Total Return Portfolio)
EQ/▇▇▇▇▇▇ Growth & Income Value Portfolio
EQ/▇▇▇▇▇▇ Voyager Portfolio
(fka EQ/▇▇▇▇▇▇ Investors Growth Portfolio)
EQ/Small Company Index Portfolio
(fka BT Small Company Index Portfolio)
EQ/ Short Duration Bond Portfolio
(fka EQ/Enterprise Short Duration Bond Portfolio)
EQ/TCW Equity Portfolio
(fka EQ/Enterprise Equity Portfolio)
EQ/UBS Growth and Income Portfolio
(fka EQ/Enterprise Growth and Income Portfolio)
EQ/▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Emerging Markets Equity Portfolio
(fka EQ/Emerging Markets Equity Portfolio)
EQ/▇▇▇ ▇▇▇▇▇▇ Mid Cap Growth Portfolio
EQ/▇▇▇▇▇ Fargo ▇▇▇▇▇▇▇▇▇▇ Small Cap Portfolio
AMENDMENT NO. 12
TO THE AMENDED AND
RESTATED FIDELITY BOND SHARING AGREEMENT
Amendment No. 12 to Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 13”), dated as of September 20, 2005, between EQ Advisors Trust, a Delaware business trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Advisors, LLC (“Delaware limited liability company”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 and as amended by Amendment No.1 dated December 31, 1998, Amendment No.2 dated as of May 1, 1999, Amendment No. 3 dated as of July 12, 1999, Amendment No. 4 dated as of May 1, 2000, Amendment No. 5 dated as of September 1, 2000, Amendment No. 6 dated as of September 1, 2001 and Amendment No. 7 dated as of December 9, 2002, Amendment No. 8 dated as of May 2, 2004, Amendment No. 9 dated as of July 9, 2004, Amendment No. 10 dated as of October 1, 2004, Amendment No. 11 dated as of May 1, 2005 as follows:
| 1. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
| 2. | Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by The Equitable Life Assurance Society of the United States (“Equitable”) or its affiliates. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 12 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||
| ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ | ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||||
| Chief Financial Officer | Senior Vice President | |||||||
APPENDIX A
AMENDMENT NO. 12
TO THE AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
PORTFOLIOS*
EQ/Alliance Common Stock Portfolio
EQ/Alliance Growth and Income Portfolio
EQ/Alliance Intermediate Government Securities Portfolio
EQ/Alliance International Portfolio
EQ/Money Market Portfolio
(fka EQ/Alliance Money Market Portfolio )
EQ/Alliance Quality Bond Portfolio
EQ/Alliance Large Cap Growth Portfolio
(fka EQ/Alliance Premier Growth Portfolio)
EQ/Alliance Small Cap Growth Portfolio
EQ/Ariel Appreciation II Portfolio
EQ/▇▇▇▇▇▇▇▇▇ Diversified Value Portfolio
(fka Lazard Large Cap Value Portfolio)
EQ/Bear ▇▇▇▇▇▇▇ Small Company Growth Portfolio
(fka EQ/Enterprise Small Company Growth Portfolio)
EQ/Boston Advisors Equity Income Portfolio
(fka EQ/Enterprise Equity Income Portfolio)
EQ/▇▇▇▇▇▇▇ Socially Responsible Portfolio
EQ/Capital Guardian International Portfolio
EQ/Capital Guardian Research Portfolio
EQ/Capital Guardian U.S. Equity Portfolio
EQ/Capital Guardian Growth Portfolio
(fka EQ/▇▇▇▇▇▇ Voyager Portfolio)
EQ/▇▇▇▇▇▇▇-▇▇▇▇▇▇ High Yield Bond
(fka EQ/Enterprise High Yield Bond Portfolio)
EQ/Enterprise Capital Appreciation Portfolio
EQ/Enterprise Deep Value Portfolio
EQ/Enterprise Global Socially Responsive Portfolio
EQ/International Growth Portfolio
(fka EQ/Enterprise International Growth Portfolio)
EQ/Enterprise Managed Portfolio
EQ/Enterprise Multi-Cap Growth Portfolio
EQ/Equity 500 Index Portfolio
(fka Alliance Equity Index Portfolio)
EQ/Evergreen Omega Portfolio
(fka Evergreen Portfolio)
EQ/Evergreen International Bond Portfolio
EQ/FI Mid Cap Portfolio
EQ/FI Small/Mid Cap Value Portfolio
(fka Warburg Pincus Small Company Value Portfolio)
EQ/Mergers and Acquisitions Portfolio
(fka EQ/Enterprise Mergers and Acquisitions Portfolio)
EQ/Small Company Value Portfolio
(fka EQ/Enterprise Small Company Value Portfolio)
EQ/Janus Large Cap Growth Portfolio
EQ/▇.▇. ▇▇▇▇▇▇ Core Bond Portfolio
(fka JPM Core Bond Portfolio)
EQ/▇▇ ▇▇▇▇▇▇ Value Opportunities Portfolio
(fka EQ/▇▇▇▇▇▇ Growth and Income Portfolio)
EQ/Lazard Small Cap Value Portfolio
EQ/▇▇▇▇ ▇▇▇▇▇ Value Equity Portfolio
EQ/Lord ▇▇▇▇▇▇ Growth and Income Portfolio
EQ/Lord ▇▇▇▇▇▇ Mid Cap Value Portfolio
EQ/Lord ▇▇▇▇▇▇ Large Cap Core Portfolio
EQ/▇▇▇▇▇▇▇ Focus Portfolio
EQ/Mercury Basic Value Equity Portfolio
(fka ▇▇▇▇▇▇▇ ▇▇▇▇▇ Value Equity Portfolio)
EQ/Mercury International Value Portfolio
(fka EQ/▇▇▇▇▇▇ International Equity Portfolio)
EQ/MFS Emerging Growth Companies Portfolio
EQ/MFS Investors Trust Portfolio
(fka MFS Growth with Income Portfolio)
EQ/Montag & ▇▇▇▇▇▇▇▇ Growth Portfolio
(fka EQ/Enterprise Growth Portfolio)
EQ/MONY Diversified Portfolio
EQ/MONY Equity Income Portfolio
EQ/MONY Equity Growth Portfolio
EQ/ Government Securities Portfolio
(fka EQ/MONY Government Securities Portfolio)
EQ/ Intermediate Term Bond Portfolio
(fka EQ/MONY Intermediate Term Bond Portfolio)
EQ/ Long Term Bond Portfolio
(fka EQ/MONY Long Term Bond Portfolio)
EQ/ MONY Money Market Portfolio
EQ/PIMCO Real Return Portfolio
(fka EQ/Enterprise Total Return Portfolio)
EQ/Small Company Index Portfolio
(fka BT Small Company Index Portfolio)
EQ/ Short Duration Bond Portfolio
(fka EQ/Enterprise Short Duration Bond Portfolio)
EQ/TCW Equity Portfolio
(fka EQ/Enterprise Equity Portfolio)
EQ/UBS Growth and Income Portfolio
(fka EQ/Enterprise Growth and Income Portfolio)
EQ/▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Emerging Markets Equity Portfolio
(fka EQ/Emerging Markets Equity Portfolio)
EQ/▇▇▇ ▇▇▇▇▇▇ Mid Cap Growth Portfolio
EQ/▇▇▇▇▇ Fargo ▇▇▇▇▇▇▇▇▇▇ Small Cap Portfolio
AMENDMENT NO. 13
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 13 to the Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 13”), dated as of August 1, 2006, between EQ/Advisors Trust, a Delaware statutory trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Equitable Life Insurance Company, the investment manager for the Trust (“Manager”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement, dated as of December 9, 1997, as amended, between the Trust, on behalf of each of the Portfolios, and the Manager (“Agreement”), as follows:
| 1. | New Portfolios. EQ/AXA ▇▇▇▇▇▇▇▇▇ Value Long/Short Portfolio, EQ/▇▇▇▇▇ New York Venture Portfolio, EQ/Franklin Small Cap Value Portfolio, EQ/Franklin Income Portfolio, EQ/International ETF Portfolio, EQ/Mutual Shares Portfolio, EQ/▇▇▇▇▇▇▇▇▇▇▇ Global Portfolio, EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Opportunity Portfolio, EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Small Cap Portfolio, EQ/▇▇▇▇▇▇▇▇▇ Growth Portfolio and EQ/▇▇▇ ▇▇▇▇▇▇ Real Estate Portfolio, (“New Portfolios”) shall be included as Portfolios in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement. |
| 2. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
| 3. | Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by the Manager or its affiliates. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 13 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||
| ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ | ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||||
| Chief Financial Officer and | Senior Vice President | |||||||
| Treasurer | ||||||||
APPENDIX A
AMENDMENT NO. 13
TO THE AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
PORTFOLIOS
EQ/Alliance Common Stock Portfolio
EQ/Alliance Growth and Income Portfolio
EQ/Alliance Intermediate Government Securities Portfolio
EQ/Alliance International Portfolio
EQ/Alliance Large Cap Growth Portfolio
EQ/Alliance Quality Bond Portfolio
EQ/Alliance Small Cap Growth Portfolio
EQ/Ariel Appreciation II
EQ/▇▇▇▇▇▇▇▇▇ Diversified Value Portfolio
EQ/▇▇▇▇▇▇▇ Socially Responsible Portfolio
EQ/Capital Guardian Growth Portfolio
EQ/Capital Guardian International Portfolio
EQ/Capital Guardian Research Portfolio
EQ/Capital Guardian U.S. Equity Portfolio
EQ/Equity 500 Index Portfolio
EQ/Evergreen International Bond Portfolio
EQ/Evergreen Omega Portfolio
EQ/FI Mid Cap Portfolio
EQ/FI Mid Cap Value Portfolio
EQ/Janus Large Cap Growth Portfolio
EQ/JPMorgan Core Bond Portfolio
EQ/JPMorgan Value Opportunities Portfolio
EQ/Lazard Small Cap Value Portfolio
EQ/▇▇▇▇ ▇▇▇▇▇ Value Equity Portfolio
EQ/Lord ▇▇▇▇▇▇ Growth and Income Portfolio
EQ/Lord ▇▇▇▇▇▇ Large Cap Core Portfolio
EQ/Lord ▇▇▇▇▇▇ Mid Cap Value Portfolio
EQ/▇▇▇▇▇▇▇ Focus Portfolio
EQ/Mercury Basic Value Equity Portfolio
EQ/Mercury International Value Portfolio
EQ/MFS Emerging Growth Companies Portfolio
EQ/MFS Investors Trust Portfolio
EQ/Money Market Portfolio
EQ/Small Company Index Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Emerging Markets Equity Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Mid Cap Growth Portfolio
EQ/▇▇▇▇▇ Fargo ▇▇▇▇▇▇▇▇▇▇ Small Cap Portfolio
EQ/Bear ▇▇▇▇▇▇▇ Small Company Growth Portfolio
EQ/Boston Advisors Equity Income Portfolio
EQ/▇▇▇▇▇▇▇-▇▇▇▇▇▇ High Yield Bond Portfolio
EQ/Enterprise Moderate Allocation Portfolio
EQ/GAMCO Mergers and Acquisitions Portfolio
EQ/GAMCO Small Company Value Portfolio
EQ/Government Securities Portfolio
EQ/Intermediate Term Bond Portfolio
EQ/International Growth Portfolio
EQ/Long Term Bond Portfolio
EQ/Montag & ▇▇▇▇▇▇▇▇ Growth Portfolio
EQ/PIMCO Real Return Portfolio
EQ/TCW Equity Portfolio
EQ/Short Duration Bond Portfolio
EQ/UBS Growth and Income Portfolio
EQ/AXA ▇▇▇▇▇▇▇▇▇ Value Long/Short Portfolio
EQ/▇▇▇▇▇ New York Venture Portfolio
EQ/Franklin Income Portfolio
EQ/Franklin Small Cap Value Portfolio
EQ/International ETF Portfolio
EQ/Mutual Shares Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Global Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Opportunity Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Small Cap Portfolio
EQ/▇▇▇▇▇▇▇▇▇ Growth Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Real Estate Portfolio
AMENDMENT NO. 14
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 14 to the Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 14”), dated as of May 1, 2007, between EQ Advisors Trust, a Delaware statutory trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Equitable Life Insurance Company, the investment manager for the Trust (“Manager”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement, dated as of December 9, 1997, as amended, between the Trust, on behalf of each of the Portfolios, and the Manager (“Agreement”), as follows:
| 1. | Amendment No. 14 includes provisions for a new portfolio of the Trust (the EQ/Franklin ▇▇▇▇▇▇▇▇▇ Founding Strategy Portfolio) and updates the names of certain existing Portfolios. |
| 2. | MarketPLUS Portfolios. Effective as of May 25, 2007, the EQ/Capital Guardian International Portfolio, EQ/FI Mid Cap Value Portfolio, EQ/MFS Investors Trust Portfolio and EQ/MFS Emerging Growth Companies Portfolio will convert to the MarketPLUS International Core Portfolio, MarketPLUS Mid Cap Value Portfolio, MarketPLUS Large Cap Core Portfolio and MarketPLUS Large Cap Growth Portfolio, respectively. |
| 3. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 14 as of the date first above set forth.
| EQ ADVISORS TRUST |
AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||
| ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ | ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||||
| Chief Financial Officer and Treasurer | Senior Vice President | |||||||
APPENDIX A
AMENDMENT NO. 14
AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
EQ/AllianceBernstein Common Stock Portfolio
EQ/AllianceBernstein International Portfolio
EQ/AllianceBernstein Large Cap Growth Portfolio
EQ/AllianceBernstein Quality Bond Portfolio
EQ/AllianceBernstein Small Cap Growth Portfolio
EQ/AllianceBernstein Value Portfolio
EQ/Ariel Appreciation II
EQ/AXA ▇▇▇▇▇▇▇▇▇ Value Long/Short Portfolio
EQ/BlackRock Basic Value Equity Portfolio*
(formerly, EQ/Mercury Basic Value Equity)
EQ/BlackRock International Value Portfolio*
(formerly, EQ/Mercury International Value)
EQ/Bond Index Portfolio
EQ/Boston Advisors Equity Income Portfolio
EQ/▇▇▇▇▇▇▇ Socially Responsible Portfolio
EQ/Capital Guardian Growth Portfolio
EQ/Capital Guardian International Portfolio*
EQ/Capital Guardian Research Portfolio
EQ/▇▇▇▇▇▇▇-▇▇▇▇▇▇ High Yield Bond Portfolio
EQ/▇▇▇▇▇ New York Venture Portfolio
EQ/Enterprise Moderate Allocation Portfolio
EQ/Equity 500 Index Portfolio
EQ/Evergreen International Bond Portfolio
EQ/Evergreen Omega Portfolio
EQ/FI Mid Cap Portfolio
EQ/FI Mid Cap Value Portfolio*
EQ/Franklin Income Portfolio
EQ/Franklin Small Cap Value Portfolio
EQ/Franklin ▇▇▇▇▇▇▇▇▇ Founding Strategy Portfolio
EQ/GAMCO Mergers and Acquisitions Portfolio
EQ/GAMCO Small Company Value Portfolio
EQ/Government Securities Portfolio
EQ/International ETF Portfolio
EQ/International Growth Portfolio
EQ/Janus Large Cap Growth Portfolio
EQ/JPMorgan Core Bond Portfolio
EQ/JPMorgan Value Opportunities Portfolio
EQ/▇▇▇▇ ▇▇▇▇▇ Value Equity Portfolio
EQ/Long Term Bond Portfolio
EQ/Lord ▇▇▇▇▇▇ Growth and Income Portfolio
EQ/Lord ▇▇▇▇▇▇ Large Cap Core Portfolio
EQ/Lord ▇▇▇▇▇▇ Mid Cap Value Portfolio
EQ/▇▇▇▇▇▇▇ Focus Portfolio
EQ/Mercury Basic Value Equity*
EQ/Mercury International Value*
EQ/MFS Emerging Growth Companies Portfolio*
EQ/MFS Investors Trust Portfolio*
EQ/Money Market Portfolio
EQ/Montag & ▇▇▇▇▇▇▇▇ Growth Portfolio
EQ/Mutual Shares Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Global Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Opportunity Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Small Cap Portfolio
EQ/PIMCO Real Return Portfolio
EQ/Short Duration Bond Portfolio
EQ/Small Cap Value Portfolio
EQ/Small Company Growth Portfolio
EQ/Small Company Index Portfolio
EQ/TCW Equity Portfolio
EQ/▇▇▇▇▇▇▇▇▇ Growth Portfolio
EQ/UBS Growth and Income Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Emerging Markets Equity Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Mid Cap Growth Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Real Estate Portfolio
EQ/▇▇▇▇▇ Fargo ▇▇▇▇▇▇▇▇▇▇ Small Cap Portfolio
MarketPLUS International Core Portfolio*
MarketPLUS Large Cap Core Portfolio*
MarketPLUS Large Cap Growth Portfolio*
MarketPLUS Mid Cap Value Portfolio*
| * | Name changes effective on or about May 25, 2007. |
AMENDMENT NO. 15
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 15 to the Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 15”), dated as of January 1, 2008, between EQ Advisors Trust, a Delaware statutory trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Equitable Life Insurance Company, the investment manager for the Trust (“Manager”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement, dated as of December 9, 1997, as amended, between the Trust, on behalf of each of the Portfolios, and the Manager (“Agreement”), as follows:
| 1. | New Portfolios: The Crossings Conservative Allocation Portfolio, Crossings Conservative-Plus Allocation Portfolio, Crossings Moderate Allocation Portfolio, Crossings Moderate-Plus Allocation Portfolio and Crossings Aggressive Allocation Portfolio shall be included as new Portfolios in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement. |
| 2. | Removed Portfolios: All references to the EQ/Small Company Growth Portfolio, EQ/Small Cap Value Portfolio, EQ/Cap Guardian U.S. Equity Portfolio, EQ/AllianceBernstein Growth and Income Portfolio, EQ/Janus Large Growth Portfolio, and EQ/▇▇▇▇▇ Fargo ▇▇▇▇▇▇▇▇▇▇ Small Cap Portfolio. |
| 3. | Name Changes: The names of the EQ/Enterprise Moderate Allocation Portfolio and EQ/TCW Equity Portfolio are changed to the All Asset Allocation Portfolio and the EQ/▇. ▇▇▇▇ Price Growth Stock Portfolio, respectively. |
| 4. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 15 as of the date first above set forth.
| EQ ADVISORS TRUST |
AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ ▇▇▇▇▇ ▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||||
| Chief Financial Officer and Treasurer | Senior Vice President | |||||||
APPENDIX A
AMENDMENT NO. 15
AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
EQ/AllianceBernstein Common Stock Portfolio
EQ/AllianceBernstein International Portfolio
EQ/AllianceBernstein Large Cap Growth Portfolio
EQ/AllianceBernstein Quality Bond Portfolio
EQ/AllianceBernstein Small Cap Growth Portfolio
EQ/AllianceBernstein Value Portfolio
EQ/Ariel Appreciation II
EQ/AXA ▇▇▇▇▇▇▇▇▇ Value Long/Short Portfolio
EQ/BlackRock Basic Value Equity Portfolio
(formerly, EQ/Mercury Basic Value Equity)
EQ/BlackRock International Value Portfolio
(formerly, EQ/Mercury International Value)
EQ/Bond Index Portfolio
EQ/Boston Advisors Equity Income Portfolio
EQ/▇▇▇▇▇▇▇ Socially Responsible Portfolio
EQ/Capital Guardian Growth Portfolio
EQ/Capital Guardian Research Portfolio
EQ/▇▇▇▇▇▇▇-▇▇▇▇▇▇ High Yield Bond Portfolio
EQ/▇▇▇▇▇ New York Venture Portfolio
All Asset Allocation Portfolio
(formerly, EQ/Enterprise Moderate Allocation Portfolio)
EQ/Equity 500 Index Portfolio
EQ/Evergreen International Bond Portfolio
EQ/Evergreen Omega Portfolio
EQ/FI Mid Cap Portfolio
EQ/Franklin Income Portfolio
EQ/Franklin Small Cap Value Portfolio
EQ/Franklin ▇▇▇▇▇▇▇▇▇ Founding Strategy Portfolio
EQ/GAMCO Mergers and Acquisitions Portfolio
EQ/GAMCO Small Company Value Portfolio
EQ/Government Securities Portfolio
EQ/International ETF Portfolio
EQ/International Growth Portfolio
EQ/JPMorgan Core Bond Portfolio
EQ/JPMorgan Value Opportunities Portfolio
EQ/▇▇▇▇ ▇▇▇▇▇ Value Equity Portfolio
EQ/Long Term Bond Portfolio
EQ/Lord ▇▇▇▇▇▇ Growth and Income Portfolio
EQ/Lord ▇▇▇▇▇▇ Large Cap Core Portfolio
EQ/Lord ▇▇▇▇▇▇ Mid Cap Value Portfolio
EQ/▇▇▇▇▇▇▇ Focus Portfolio
EQ/Money Market Portfolio
EQ/Montag & ▇▇▇▇▇▇▇▇ Growth Portfolio
EQ/Mutual Shares Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Global Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Opportunity Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Small Cap Portfolio
EQ/PIMCO Real Return Portfolio
EQ/Short Duration Bond Portfolio
EQ/Small Company Index Portfolio
EQ/▇. ▇▇▇▇ Price Growth Stock Portfolio
(formerly, EQ/TCW Equity Portfolio)
EQ/▇▇▇▇▇▇▇▇▇ Growth Portfolio
EQ/UBS Growth and Income Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Emerging Markets Equity Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Mid Cap Growth Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Real Estate Portfolio
MarketPLUS International Core Portfolio
(formerly, EQ/Cap Guardian International Portfolio)
MarketPLUS Large Cap Core Portfolio
(formerly, EQ/MFS Investors Trust)
MarketPLUS Large Cap Growth Portfolio
(formerly EQ/MFS Emerging Growth Portfolio)
MarketPLUS Mid Cap Value Portfolio
(formerly, EQ/FI Mid Cap Value Portfolio)
Crossings Conservative Allocation Portfolio
Crossings Conservative-Plus Allocation Portfolio
Crossings Moderate Allocation Portfolio
Crossings Moderate-Plus Allocation Portfolio
Crossings Aggressive Allocation Portfolio
AMENDMENT NO. 16
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 16 to the Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 16”), dated as of May 1, 2008, between EQ Advisors Trust, a Delaware statutory trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Equitable Life Insurance Company, the investment manager for the Trust (“Manager”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement, dated as of December 9, 1997, as amended, between the Trust, on behalf of each of the Portfolios, and the Manager (“Agreement”), as follows:
| 1. | Name Changes: The names of the MarketPLUS International Core Portfolio, MarketPLUS Large Cap Growth Portfolio, MarketPLUS Large Cap Core Portfolio and MarketPLUS Mid Cap Value Portfolio are changed to EQ/International Core PLUS Portfolio, EQ/Large Cap Growth PLUS Portfolio, EQ/Large Cap Core PLUS Portfolio and EQ/Mid Cap Value PLUS Portfolio, respectively. |
| 2. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 16 as of the date first above set forth.
| EQ ADVISORS TRUST |
AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ ▇▇▇▇▇ ▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||||
| Chief Financial Officer and Treasurer | Senior Vice President | |||||||
APPENDIX A
AMENDMENT NO. 16
AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
EQ/AllianceBernstein Common Stock Portfolio
EQ/AllianceBernstein International Portfolio
EQ/AllianceBernstein Large Cap Growth Portfolio
EQ/AllianceBernstein Quality Bond Portfolio
EQ/AllianceBernstein Small Cap Growth Portfolio
EQ/AllianceBernstein Value Portfolio
EQ/Ariel Appreciation II
EQ/AXA ▇▇▇▇▇▇▇▇▇ Value Long/Short Portfolio
EQ/BlackRock Basic Value Equity Portfolio
(formerly, EQ/Mercury Basic Value Equity)
EQ/BlackRock International Value Portfolio
(formerly, EQ/Mercury International Value)
EQ/Bond Index Portfolio
EQ/Boston Advisors Equity Income Portfolio
EQ/▇▇▇▇▇▇▇ Socially Responsible Portfolio
EQ/Capital Guardian Growth Portfolio
EQ/Capital Guardian Research Portfolio
EQ/▇▇▇▇▇▇▇-▇▇▇▇▇▇ High Yield Bond Portfolio
EQ/▇▇▇▇▇ New York Venture Portfolio
All Asset Allocation Portfolio
(formerly, EQ/Enterprise Moderate Allocation Portfolio)
EQ/Equity 500 Index Portfolio
EQ/Evergreen International Bond Portfolio
EQ/Evergreen Omega Portfolio
EQ/FI Mid Cap Portfolio
EQ/Franklin Income Portfolio
EQ/Franklin Small Cap Value Portfolio
EQ/Franklin ▇▇▇▇▇▇▇▇▇ Founding Strategy Portfolio
EQ/GAMCO Mergers and Acquisitions Portfolio
EQ/GAMCO Small Company Value Portfolio
EQ/Government Securities Portfolio
EQ/International ETF Portfolio
EQ/International Growth Portfolio
EQ/JPMorgan Core Bond Portfolio
EQ/JPMorgan Value Opportunities Portfolio
EQ/▇▇▇▇ ▇▇▇▇▇ Value Equity Portfolio
EQ/Long Term Bond Portfolio
EQ/Lord ▇▇▇▇▇▇ Growth and Income Portfolio
EQ/Lord ▇▇▇▇▇▇ Large Cap Core Portfolio
EQ/Lord ▇▇▇▇▇▇ Mid Cap Value Portfolio
EQ/▇▇▇▇▇▇▇ Focus Portfolio
EQ/Money Market Portfolio
EQ/Montag & ▇▇▇▇▇▇▇▇ Growth Portfolio
EQ/Mutual Shares Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Global Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Opportunity Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Small Cap Portfolio
EQ/PIMCO Real Return Portfolio
EQ/Short Duration Bond Portfolio
EQ/Small Company Index Portfolio
EQ/▇. ▇▇▇▇ Price Growth Stock Portfolio
(formerly, EQ/TCW Equity Portfolio)
EQ/▇▇▇▇▇▇▇▇▇ Growth Portfolio
EQ/UBS Growth and Income Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Emerging Markets Equity Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Mid Cap Growth Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Real Estate Portfolio
EQ/International Core PLUS Portfolio
(formerly, MarketPLUS International Core Portfolio)
EQ/Large Cap Core PLUS Portfolio
(formerly, MarketPLUS Large Cap Core Portfolio)
EQ/Large Cap Growth PLUS Portfolio
(formerly, MarketPLUS Large Cap Growth Portfolio)
EQ/Mid Cap Value PLUS Portfolio
(formerly, MarketPLUS Mid Cap Value Portfolio)
Crossings Conservative Allocation Portfolio
Crossings Conservative-Plus Allocation Portfolio
Crossings Moderate Allocation Portfolio
Crossings Moderate-Plus Allocation Portfolio
Crossings Aggressive Allocation Portfolio
AMENDMENT NO. 17
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 17 to the Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 17”), dated as of January 1, 2009, between EQ Advisors Trust, a Delaware statutory trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Equitable Life Insurance Company, the investment manager for the Trust (“Manager”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement, dated as of December 9, 1997, as amended, between the Trust, on behalf of each of the Portfolios, and the Manager (“Agreement”), as follows:
| 1. | New Portfolios. The AXA Balanced Strategy Portfolio, AXA Conservative Growth Strategy Portfolio, AXA Defensive Strategy Portfolio and AXA Moderate Growth Strategy Portfolio shall be included as new Portfolios in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement. |
| 2. | Name Changes: The names of the EQ/AllianceBernstein Large Cap Growth Portfolio, EQ/▇▇▇▇ ▇▇▇▇▇ Value Equity Portfolio, EQ/FI Mid Cap Portfolio, EQ/AllianceBernstein Quality Bond Portfolio, EQ/AllianceBernstein Value Portfolio, EQ/AllianceBernstein Intermediate Government Securities Portfolio and EQ/JPMorgan Core Bond Portfolio are changed to EQ/Large Cap Growth Index Portfolio, EQ/Large Cap Value Index Portfolio, EQ/Mid Cap Index Portfolio, EQ/Quality Bond PLUS Portfolio, EQ/Large Cap Value PLUS Portfolio, EQ/Intermediate Government Bond Index Portfolio and EQ/Core Bond Index Portfolio, respectively. |
| 3. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 17 as of the date first above set forth.
| EQ ADVISORS TRUST |
AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ ▇▇▇▇▇ ▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||||
| Chief Financial Officer and Treasurer | Senior Vice President | |||||||
APPENDIX A
AMENDMENT NO. 17
AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
All Asset Allocation Portfolio
AXA Balanced Strategy Portfolio
AXA Conservative Growth Strategy Portfolio
AXA Defensive Strategy Portfolio
AXA Moderate Growth Strategy Portfolio
Crossings Aggressive Allocation Portfolio
Crossings Conservative Allocation Portfolio
Crossings Conservative-Plus Allocation Portfolio
Crossings Moderate Allocation Portfolio
Crossings Moderate-Plus Allocation Portfolio
EQ/AllianceBernstein Common Stock Portfolio
EQ/AllianceBernstein International Portfolio
EQ/AllianceBernstein Small Cap Growth Portfolio
EQ/Ariel Appreciation II Portfolio
EQ/AXA ▇▇▇▇▇▇▇▇▇ Value Long/Short Equity Portfolio
EQ/BlackRock Basic Value Equity Portfolio
(formerly, EQ/Mercury Basic Value Equity)
EQ/BlackRock International Value Portfolio
(formerly, EQ/Mercury International Value)
EQ/Bond Index Portfolio
EQ/Boston Advisors Equity Income Portfolio
EQ/▇▇▇▇▇▇▇ Socially Responsible Portfolio
EQ/Capital Guardian Growth Portfolio
EQ/Capital Guardian Research Portfolio
EQ/▇▇▇▇▇▇▇-▇▇▇▇▇▇ High Yield Bond Portfolio
EQ/Core Bond Index Portfolio
(formerly, EQ/JPMorgan Core Bond Portfolio)
EQ/▇▇▇▇▇ New York Venture Portfolio
EQ/Equity 500 Index Portfolio
EQ/Evergreen International Bond Portfolio
EQ/Evergreen Omega Portfolio
EQ/Franklin Income Portfolio
EQ/Franklin Small Cap Value Portfolio
EQ/Franklin ▇▇▇▇▇▇▇▇▇ Founding Strategy Portfolio
EQ/GAMCO Mergers and Acquisitions Portfolio
EQ/GAMCO Small Company Value Portfolio
EQ/Intermediate Government Bond Index Portfolio
(formerly, EQ/AllianceBernstein Intermediate Government Securities Portfolio)
EQ/Government Securities Portfolio
EQ/International Core PLUS Portfolio
(formerly, MarketPLUS International Core Portfolio)
EQ/International ETF Portfolio
EQ/International Growth Portfolio
EQ/JPMorgan Value Opportunities Portfolio
EQ/Large Cap Core PLUS Portfolio
(formerly, MarketPLUS Large Cap Core Portfolio)
EQ/Large Cap Growth Index Portfolio
(formerly, EQ/AllianceBernstein Large Cap Growth Portfolio)
EQ/Large Cap Growth PLUS Portfolio
(formerly, MarketPLUS Large Cap Growth Portfolio)
EQ/Large Cap Value Index Portfolio
(formerly, EQ/▇▇▇▇ ▇▇▇▇▇ Value Equity Portfolio)
EQ/Large Cap Value PLUS Portfolio
(formerly, EQ/AllianceBernstein Value Portfolio)
EQ/Long Term Bond Portfolio
EQ/Lord ▇▇▇▇▇▇ Growth and Income Portfolio
EQ/Lord ▇▇▇▇▇▇ Large Cap Core Portfolio
EQ/Lord ▇▇▇▇▇▇ Mid Cap Value Portfolio
EQ/▇▇▇▇▇▇▇ Focus Portfolio
EQ/Mid Cap Index Portfolio
(formerly, EQ/FI Mid Cap Portfolio)
EQ/Mid Cap Value PLUS Portfolio
(formerly, MarketPLUS Mid Cap Value Portfolio)
EQ/Money Market Portfolio
EQ/Montag & ▇▇▇▇▇▇▇▇ Growth Portfolio
EQ/Mutual Shares Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Global Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Opportunity Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Small Cap Portfolio
EQ/Quality Bond PLUS Portfolio
(formerly, EQ/AllianceBernstein Quality Bond Portfolio)
EQ/PIMCO Real Return Portfolio
EQ/Short Duration Bond Portfolio
EQ/Small Company Index Portfolio
EQ/▇. ▇▇▇▇ Price Growth Stock Portfolio
(formerly, EQ/TCW Equity Portfolio)
EQ/▇▇▇▇▇▇▇▇▇ Growth Portfolio
EQ/UBS Growth and Income Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Emerging Markets Equity Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Mid Cap Growth Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Real Estate Portfolio
AMENDMENT NO. 18
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 18 to the Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 18”), dated as of May 1, 2009, between EQ Advisors Trust, a Delaware statutory trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Equitable Life Insurance Company, the investment manager for the Trust (“Manager”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement, dated as of December 9, 1997, as amended, between the Trust, on behalf of each of the Portfolios, and the Manager (“Agreement”), as follows:
| 1. | New Portfolios. The Trust hereby includes the following new Portfolios in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement: |
AXA Tactical Manager 500 Portfolio-I,
AXA Tactical Manager 500 Portfolio-II,
AXA Tactical Manager 500 Portfolio-III
AXA Tactical Manager 2000 Portfolio-I
AXA Tactical Manager 2000 Portfolio-II
AXA Tactical Manager 2000 Portfolio-III
AXA Tactical Manager 400 Portfolio-I
AXA Tactical Manager 400 Portfolio-II
AXA Tactical Manager 400 Portfolio-III
AXA Tactical Manager International Portfolio I
AXA Tactical Manager International Portfolio-II
AXA Tactical Manager International Portfolio-III
AXA Growth Strategy Portfolio
(each, a “New Portfolio” and collectively, the “New Portfolios”)
| 2. | Name Changes: The names of the following Portfolios shall be changed as follows: |
| Current Name |
New Name | |
| AXA Defensive Strategy Portfolio |
AXA Conservative Strategy Portfolio | |
| EQ/AllianceBernstein Common Stock Portfolio |
EQ/Common Stock Index Portfolio | |
| EQ/Evergreen International Bond Portfolio |
EQ/Global Bond PLUS Portfolio | |
| EQ/Franklin Income Portfolio |
EQ/AXA Franklin Income Core Portfolio | |
| EQ/Franklin Small Cap Value Portfolio |
EQ/AXA Franklin Small Cap Value Portfolio | |
| EQ/Franklin ▇▇▇▇▇▇▇▇▇ Founding Strategy Portfolio |
EQ/AXA Franklin ▇▇▇▇▇▇▇▇▇ Founding Strategy Core Portfolio | |
| EQ/▇▇▇▇▇▇▇ Focus Portfolio |
EQ/Focus PLUS Portfolio | |
| EQ/Mutual Shares Portfolio |
EQ/AXA Mutual Shares Core Portfolio | |
| EQ/PIMCO Real Return Portfolio |
EQ/PIMCO Ultra Short Bond Portfolio | |
| EQ/▇▇▇▇▇▇▇▇▇ Growth Portfolio |
EQ/AXA ▇▇▇▇▇▇▇▇▇ Growth Core Portfolio | |
| EQ/▇▇▇ ▇▇▇▇▇▇ Emerging Markets Portfolio |
EQ/Global Multi-Sector Equity Portfolio |
| 3. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 18 as of the date first above set forth.
| EQ ADVISORS TRUST |
AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ ▇▇▇▇▇ ▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||||
| Chief Financial Officer and Treasurer | Senior Vice President | |||||||
APPENDIX A
AMENDMENT NO. 18
AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
All Asset Allocation Portfolio
AXA Balanced Strategy Portfolio
AXA Conservative Strategy Portfolio
(formerly, AXA Defensive Strategy Portfolio)
AXA Conservative Growth Strategy Portfolio
AXA Moderate Growth Strategy Portfolio
AXA Growth Strategy Portfolio
Crossings Aggressive Allocation Portfolio
Crossings Conservative Allocation Portfolio
Crossings Conservative-Plus Allocation Portfolio
Crossings Moderate Allocation Portfolio
Crossings Moderate-Plus Allocation Portfolio
EQ/AllianceBernstein International Portfolio
EQ/AllianceBernstein Small Cap Growth Portfolio
EQ/Ariel Appreciation II Portfolio
EQ/AXA Franklin Income Core Portfolio
(formerly, EQ/Franklin Income Portfolio)
EQ/AXA Franklin Small Cap Value Core Portfolio
(formerly, EQ/Franklin Small Cap Value Portfolio)
EQ/AXA Franklin ▇▇▇▇▇▇▇▇▇ Founding Strategy Core Portfolio
(formerly, EQ/Franklin ▇▇▇▇▇▇▇▇▇ Founding Strategy Portfolio)
EQ/AXA Mutual Shares Core Portfolio
(formerly, EQ/Mutual Shares Portfolio)
EQ/AXA ▇▇▇▇▇▇▇▇▇ Value Long/Short Equity Portfolio
EQ/AXA Templeton Growth Core Portfolio (formerly, EQ/▇▇▇▇▇▇▇▇▇ Growth Portfolio)
EQ/BlackRock Basic Value Equity Portfolio
EQ/BlackRock International Value Portfolio
EQ/Bond Index Portfolio
EQ/Boston Advisors Equity Income Portfolio
EQ/▇▇▇▇▇▇▇ Socially Responsible Portfolio
EQ/Capital Guardian Growth Portfolio
EQ/Capital Guardian Research Portfolio
EQ/▇▇▇▇▇▇▇-▇▇▇▇▇▇ High Yield Bond Portfolio
EQ/Common Stock Index Portfolio
(formerly, EQ/AllianceBernstein Common Stock Portfolio)
EQ/Core Bond Index Portfolio
EQ/▇▇▇▇▇ New York Venture Portfolio
EQ/Equity 500 Index Portfolio
EQ/Evergreen Omega Portfolio
EQ/Focus PLUS Portfolio
(formerly, EQ/▇▇▇▇▇▇▇ Focus Portfolio)
EQ/GAMCO Mergers and Acquisitions Portfolio
EQ/GAMCO Small Company Value Portfolio
EQ/Global Bond PLUS Portfolio
(formerly, EQ/Evergreen International Bond Portfolio)
EQ/Global Multi-Sector Equity Portfolio
(formerly, EQ/▇▇▇ ▇▇▇▇▇▇ Emerging Markets Equity Portfolio)
EQ/Government Securities Portfolio
EQ/Intermediate Government Bond Index Portfolio
EQ/International Core PLUS Portfolio
EQ/International ETF Portfolio
EQ/International Growth Portfolio
EQ/JPMorgan Value Opportunities Portfolio
EQ/Large Cap Core PLUS Portfolio
EQ/Large Cap Growth Index Portfolio
EQ/Large Cap Growth PLUS Portfolio
EQ/Large Cap Value Index Portfolio
EQ/Large Cap Value PLUS Portfolio
EQ/Long Term Bond Portfolio
EQ/Lord ▇▇▇▇▇▇ Growth and Income Portfolio
EQ/Lord ▇▇▇▇▇▇ Large Cap Core Portfolio
EQ/Lord ▇▇▇▇▇▇ Mid Cap Value Portfolio
EQ/Mid Cap Index Portfolio
EQ/Mid Cap Value PLUS Portfolio
EQ/Money Market Portfolio
EQ/Montag & ▇▇▇▇▇▇▇▇ Growth Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Global Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Opportunity Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Small Cap Portfolio
EQ/PIMCO Ultra Short Bond Portfolio
(formerly, EQ/PIMCO Real Return Portfolio)
EQ/Quality Bond PLUS Portfolio
EQ/Short Duration Bond Portfolio
EQ/Small Company Index Portfolio
EQ/▇. ▇▇▇▇ Price Growth Stock Portfolio
EQ/UBS Growth and Income Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Mid Cap Growth Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Real Estate Portfolio
AXA Tactical Manager 500 Portfolio-I
AXA Tactical Manager 500 Portfolio-II
AXA Tactical Manager 500 Portfolio-III
AXA Tactical Manager 2000 Portfolio-I
AXA Tactical Manager 2000 Portfolio-II
AXA Tactical Manager 2000 Portfolio-III
AXA Tactical Manager 400 Portfolio-I
AXA Tactical Manager 400 Portfolio-II
AXA Tactical Manager 400 Portfolio-III
AXA Tactical Manager International Portfolio-I
AXA Tactical Manager International Portfolio-II
AXA Tactical Manager International Portfolio-III
AMENDMENT NO. 19
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 19 to the Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 19”), dated as of September 29, 2009, between EQ Advisors Trust, a Delaware statutory trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Equitable Life Insurance Company, the investment manager for the Trust (“Manager”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement, dated as of December 9, 1997, as amended, between the Trust, on behalf of each of the Portfolios, and the Manager (“Agreement”), as follows:
| 1. | Removed Portfolios. Effective September 11, 2009 all references to the EQ/Ariel Appreciation II Portfolio, EQ/AXA ▇▇▇▇▇▇▇▇▇ Value Long/Short Equity Portfolio, EQ/Lord ▇▇▇▇▇▇ Mid Cap Value Portfolio, EQ/Short Duration Bond Portfolio and EQ/▇▇▇ ▇▇▇▇▇▇ Real Estate Portfolio are hereby removed. Effective September 18, 2009 all references to EQ/Common Stock Index II Portfolio (f/k/a EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Opportunity Portfolio) and EQ/Small Company Index II Portfolio (f/k/a EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Small Cap Portfolio) are hereby removed. Effective September 25, 2009 all references to EQ/Bond Index Portfolio, EQ/▇▇▇▇▇▇▇-▇▇▇▇▇▇ High Yield Bond Portfolio, EQ/Government Securities Portfolio and EQ/Long Term Bond Portfolio are hereby removed. |
| 2. | Name Change: Effective September 11, 2009 the name of the EQ/Focus PLUS Portfolio is changed to EQ/Equity Growth PLUS Portfolio. Effective September 18, 2009 the names of the EQ/AXA Franklin Income Core Portfolio, EQ/AXA Mutual Shares Core Portfolio, EQ/AXA ▇▇▇▇▇▇▇▇▇ Growth Core Portfolio and EQ/AXA Franklin ▇▇▇▇▇▇▇▇▇ Founding Strategy Core Portfolio are changed to EQ/Franklin Core Balanced Portfolio, EQ/Mutual Large Cap Equity Portfolio, EQ/Templeton Global Equity Portfolio and EQ/Franklin ▇▇▇▇▇▇▇▇▇ Allocation Portfolio, respectively. |
| 3. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 19 as of the date first above set forth.
| EQ ADVISORS TRUST |
AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ ▇▇▇▇▇ ▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||
| ▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||||
| Chief Financial Officer and Treasurer | Senior Vice President | |||||||
APPENDIX A
AMENDMENT NO. 19
AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
All Asset Allocation Portfolio
AXA Balanced Strategy Portfolio
AXA Conservative Strategy Portfolio
(formerly, AXA Defensive Strategy Portfolio)
AXA Conservative Growth Strategy Portfolio
AXA Growth Strategy Portfolio
AXA Moderate Growth Strategy Portfolio
AXA Tactical Manager 2000 Portfolio-I, II, III
AXA Tactical Manager 400 Portfolio-I, II, III
AXA Tactical Manager 500 Portfolio-I, II, III
AXA Tactical Manager International Portfolio-I, II, III
Crossings Aggressive Allocation Portfolio
Crossings Conservative Allocation Portfolio
Crossings Conservative-Plus Allocation Portfolio
Crossings Moderate Allocation Portfolio
Crossings Moderate-Plus Allocation Portfolio
EQ/AllianceBernstein International Portfolio
EQ/AllianceBernstein Small Cap Growth Portfolio
EQ/AXA Franklin Small Cap Value Core Portfolio
EQ/BlackRock Basic Value Equity Portfolio
EQ/BlackRock International Value Portfolio
EQ/Boston Advisors Equity Income Portfolio
EQ/▇▇▇▇▇▇▇ Socially Responsible Portfolio
EQ/Capital Guardian Growth Portfolio
EQ/Capital Guardian Research Portfolio
EQ/Common Stock Index Portfolio
EQ/Core Bond Index Portfolio
EQ/▇▇▇▇▇ New York Venture Portfolio
EQ/Equity 500 Index Portfolio
EQ/Equity Growth PLUS Portfolio
(formerly, EQ/Focus PLUS Portfolio)
EQ/Evergreen Omega Portfolio
EQ/Franklin Core Balanced Portfolio
(formerly, EQ/AXA Franklin Income Core Portfolio)
EQ/Franklin ▇▇▇▇▇▇▇▇▇ Allocation Portfolio
(formerly, EQ/AXA Franklin ▇▇▇▇▇▇▇▇▇ Founding Strategy Core Portfolio)
EQ/GAMCO Mergers and Acquisitions Portfolio
EQ/GAMCO Small Company Value Portfolio
EQ/Global Bond PLUS Portfolio
EQ/Global Multi-Sector Equity Portfolio
EQ/Intermediate Government Bond Index Portfolio
EQ/International Core PLUS Portfolio
EQ/International ETF Portfolio
EQ/International Growth Portfolio
EQ/JPMorgan Value Opportunities Portfolio
EQ/Large Cap Core PLUS Portfolio
EQ/Large Cap Growth Index Portfolio
EQ/Large Cap Growth PLUS Portfolio
EQ/Large Cap Value Index Portfolio
EQ/Large Cap Value PLUS Portfolio
EQ/Lord ▇▇▇▇▇▇ Growth and Income Portfolio
EQ/Lord ▇▇▇▇▇▇ Large Cap Core Portfolio
EQ/Mid Cap Index Portfolio
EQ/Mid Cap Value PLUS Portfolio
EQ/Money Market Portfolio
EQ/Montag & ▇▇▇▇▇▇▇▇ Growth Portfolio
EQ/Mutual Large Cap Equity
(formerly, EQ/AXA Mutual Shares Core Portfolio)
EQ/▇▇▇▇▇▇▇▇▇▇▇ Global Portfolio
EQ/PIMCO Ultra Short Bond Portfolio
EQ/Quality Bond PLUS Portfolio
EQ/Small Company Index Portfolio
EQ/▇. ▇▇▇▇ Price Growth Stock Portfolio
EQ/Templeton Global Equity Portfolio
(formerly, EQ/AXA ▇▇▇▇▇▇▇▇▇ Growth Core Portfolio)
EQ/UBS Growth and Income Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Mid Cap Growth Portfolio